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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2022 Filed Apr 8, 2022 13:25 UTC GrantCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000084 · wf-form4_164943874501726.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 13:26 UTC GrantCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000085 · wf-form4_164943877981472.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 13:23 UTC GrantCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000081 · wf-form4_164943858885127.xml · nonDerivative · entry 3

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,948.76

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:27 UTC GrantCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000086 · wf-form4_164943882183817.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:57 UTC GrantCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000089 · wf-form4_164944065867909.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:24 UTC GrantCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000082 · wf-form4_164943863663976.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,547

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:28 UTC
Voss DonDirector
GrantRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000088 · wf-form4_164943890080994.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. Deferred RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: These deferred RSUs were issued pursuant to the Issuer's non-employee director compensation policy. The deferred RSUs are fully vested at the time of grant and will be settled when the Reporting Person leaves the Issuer's Board of Directors.

F2 · derivative.expiration_date: These deferred RSUs were issued pursuant to the Issuer's non-employee director compensation policy. The deferred RSUs are fully vested at the time of grant and will be settled when the Reporting Person leaves the Issuer's Board of Directors.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:27 UTC GrantCommon Stock 601 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000087 · wf-form4_164943885719774.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,528

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · derivative · entry 7

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 252 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · derivative · entry 6

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 756 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 756 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 79 $48.55 $3,835.45
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · nonDerivative · entry 4

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · nonDerivative · entry 3

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 62 $48.55 $3,010.10
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · nonDerivative · entry 2

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:57 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000067 · wf-form4_164868102793102.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC
Hand Erik DEVP, Mortgage Lending Director
Tax withholdingRestricted Stock Units · Derivative 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Stock · 382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · derivative · entry 7

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 1,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 993 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · derivative · entry 6

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 558 $48.55 $27,090.90
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · nonDerivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,716

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 1,461 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · nonDerivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 242 $48.55 $11,749.10
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:58 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000068 · wf-form4_164868107363259.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · derivative · entry 7

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091

Underlying: Common Stock · 4,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,610 $48.55 $78,165.50
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · nonDerivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,361

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · nonDerivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,302 $48.55 $63,212.10
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,880

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:04 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000074 · wf-form4_164868142445339.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 632 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · derivative · entry 6

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 501 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · derivative · entry 5

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Tax withholdingCommon Stock 154 $48.55 $7,476.70
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 4

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,587.8

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 3

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,741.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Tax withholdingCommon Stock 122 $48.55 $5,923.10
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 2

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,109.8

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:05 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,231.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:04 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,236 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000075 · wf-form4_164868146499969.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236

Underlying: Common Stock · 1,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:04 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 980 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000075 · wf-form4_164868146499969.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:04 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,236 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000075 · wf-form4_164868146499969.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:04 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 980 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000075 · wf-form4_164868146499969.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · derivative · entry 7

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · derivative · entry 6

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 180 $48.55 $8,739.00
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · nonDerivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 736 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · nonDerivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,011.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 142 $48.55 $6,894.10
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,275.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:03 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 583 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000073 · wf-form4_164868139366481.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,417.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.