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MAT

MATTEL INC /DE/

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1046
SEC CIK
0000063276
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444

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1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2020 Filed Aug 4, 2020 22:49 UTC
EUTENEUER JOSEPH JChief Financial Officer
Exercise / conversionCommon Stock 16,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 49,669 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 16,390 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC
EUTENEUER JOSEPH JChief Financial Officer
Tax withholdingCommon Stock 6,999 $11.11 $77,758.89
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,559

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 6,999 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC
EUTENEUER JOSEPH JChief Financial Officer
Exercise / conversionCommon Stock 14,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 27,317 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 7

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,464

Underlying: Common Stock · 27,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 23,527 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240

Underlying: Common Stock · 23,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Tax withholdingCommon Stock 13,544 $11.11 $150,473.84
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,931

F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,544 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionCommon Stock 27,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Tax withholdingCommon Stock 11,665 $11.11 $129,598.15
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,158

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 11,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionCommon Stock 23,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:00 UTC
Lynch RogerDirector
GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000047 · wf-form4_159657839223846.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:44 UTC GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000057 · wf-form4_159658463472645.xml · derivative · entry 1

Olian Judy D. · CIK 0001605729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:37 UTC
TOTZKE STEVEEVP, Chief Comm Officer
GrantEmployee Stock Option - Right to Buy · Derivative 82,237 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 11

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,237

Underlying: Common Stock · 82,237 shares

Expires 2030-07-31

F9 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:37 UTC
TOTZKE STEVEEVP, Chief Comm Officer
GrantRestricted Stock Units · Derivative 33,753 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 10

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,753

Underlying: Common Stock · 33,753 shares

Expires not disclosed

F7 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F8 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F8 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:30 UTC
Thompson Amanda JEVP & Chief People Officer
GrantEmployee Stock Option - Right to Buy · Derivative 57,566 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000055 · wf-form4_159658380162077.xml · derivative · entry 8

Thompson Amanda J · CIK 0001718049 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,566

Underlying: Common Stock · 57,566 shares

Expires 2030-07-31

F7 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:30 UTC
Thompson Amanda JEVP & Chief People Officer
GrantRestricted Stock Units · Derivative 23,627 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000055 · wf-form4_159658380162077.xml · derivative · entry 7

Thompson Amanda J · CIK 0001718049 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,627

Underlying: Common Stock · 23,627 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F6 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F6 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:25 UTC
NORMILE ROBERTEVP Chief Legal Officer & Sec
GrantEmployee Stock Option - Right to Buy · Derivative 115,132 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000054 · wf-form4_159658346649800.xml · derivative · entry 8

NORMILE ROBERT · CIK 0001194275 · EVP Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,132

Underlying: Common Stock · 115,132 shares

Expires 2030-07-31

F6 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:17 UTC
Kreiz YnonDirector · Chairman & CEO
GrantEmployee Stock Option - Right to Buy · Derivative 523,575 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000053 · wf-form4_159658298167584.xml · derivative · entry 4

Kreiz Ynon · CIK 0001708842 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,575

Underlying: Common Stock · 523,575 shares

Expires 2030-07-31

F3 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:11 UTC
Isaias Zanatta Roberto JacoboEVP & Chief Supply Chain Offr
GrantEmployee Stock Option - Right to Buy · Derivative 28,783 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000052 · wf-form4_159658256151733.xml · derivative · entry 11

Isaias Zanatta Roberto Jacobo · CIK 0001767603 · EVP & Chief Supply Chain Offr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,783

Underlying: Common Stock · 28,783 shares

Expires 2030-07-31

F9 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:11 UTC
Isaias Zanatta Roberto JacoboEVP & Chief Supply Chain Offr
GrantRestricted Stock Units · Derivative 35,441 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000052 · wf-form4_159658256151733.xml · derivative · entry 10

Isaias Zanatta Roberto Jacobo · CIK 0001767603 · EVP & Chief Supply Chain Offr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,441

Underlying: Common Stock · 35,441 shares

Expires not disclosed

F7 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F8 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F8 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:56 UTC
Hugh Yoon J.SVP & Corporate Controller
GrantEmployee Stock Option - Right to Buy · Derivative 12,336 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000051 · wf-form4_159658154997119.xml · derivative · entry 5

Hugh Yoon J. · CIK 0001474865 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,336

Underlying: Common Stock · 12,336 shares

Expires 2030-07-31

F5 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:56 UTC
Hugh Yoon J.SVP & Corporate Controller
GrantRestricted Stock Units · Derivative 15,189 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000051 · wf-form4_159658154997119.xml · derivative · entry 4

Hugh Yoon J. · CIK 0001474865 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,189

Underlying: Common Stock · 15,189 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F4 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F4 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:10 UTC
NG DOMINICDirector
GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000048 · wf-form4_159657868122176.xml · derivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
GrantEmployee Stock Option - Right to Buy · Derivative 246,711 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 9

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,711

Underlying: Common Stock · 246,711 shares

Expires 2030-07-31

F8 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:39 UTC
DICKSON RICHARDPres & Chief Operating Officer
GrantRestricted Stock Units · Derivative 101,260 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 8

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,260

Underlying: Common Stock · 101,260 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F7 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F7 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:59 UTC
Lewnes AnnDirector
GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000046 · wf-form4_159657812594466.xml · derivative · entry 1

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:54 UTC GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000045 · wf-form4_159657800122390.xml · derivative · entry 1

Laursen Soren T · CIK 0001740353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, The Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, The Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:51 UTC GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000044 · wf-form4_159657778344395.xml · derivative · entry 1

DOLAN MICHAEL J · CIK 0001062126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:45 UTC GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000043 · wf-form4_159657739851791.xml · derivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:27 UTC GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000042 · wf-form4_159657623231227.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 21, 2020 Filed Jul 22, 2020 20:16 UTC GrantRestricted Stock Units · Derivative 11,418 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000033 · wf-form4_159544895332194.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,418

Underlying: Common Stock · 11,418 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 21, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:02 UTC
DISILVESTRO ANTHONYExecutive Advisor
GrantRestricted Stock Units · Derivative 54,292 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000029 · wf-form4_159372011358290.xml · derivative · entry 2

DISILVESTRO ANTHONY · CIK 0001285140 · Executive Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,292

Underlying: Common Stock · 54,292 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on June 30, 2020 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:02 UTC
DISILVESTRO ANTHONYExecutive Advisor
GrantEmployee Stock Option - Right to Buy · Derivative 133,249 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001523711-20-000029 · wf-form4_159372011358290.xml · derivative · entry 1

DISILVESTRO ANTHONY · CIK 0001285140 · Executive Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,249

Underlying: Common Stock · 133,249 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The option was granted on June 30, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 20:36 UTC
Kreiz YnonDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,666 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000023 · wf-form4_159225339791361.xml · derivative · entry 2

Kreiz Ynon · CIK 0001708842 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated June 13, 2017 and filed on June 14, 2017, the Reporting Person received a grant of 5,666 Restricted Stock Units ("RSUs") on June 13, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On June 12, 2020, 100% of these RSUs were settled, resulting in the issuance of 5,666 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated June 13, 2017 and filed on June 14, 2017, the Reporting Person received a grant of 5,666 Restricted Stock Units ("RSUs") on June 13, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On June 12, 2020, 100% of these RSUs were settled, resulting in the issuance of 5,666 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated June 13, 2017 and filed on June 14, 2017, the Reporting Person received a grant of 5,666 Restricted Stock Units ("RSUs") on June 13, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On June 12, 2020, 100% of these RSUs were settled, resulting in the issuance of 5,666 shares of Mattel Common Stock.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 20:36 UTC
Kreiz YnonDirector · Chairman & CEO
Exercise / conversionCommon Stock 5,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000023 · wf-form4_159225339791361.xml · nonDerivative · entry 1

Kreiz Ynon · CIK 0001708842 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated June 13, 2017 and filed on June 14, 2017, the Reporting Person received a grant of 5,666 Restricted Stock Units ("RSUs") on June 13, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On June 12, 2020, 100% of these RSUs were settled, resulting in the issuance of 5,666 shares of Mattel Common Stock.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 19:06 UTC
NG DOMINICDirector
GrantPhantom Stock · Derivative 12,588 $9.93 $124,998.84
Disclosure

SEC source: 0001523711-20-000022 · wf-form4_159198876869332.xml · derivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,594

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F2 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F2 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 6,321 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000020 · wf-form4_159000660486158.xml · derivative · entry 2

PRABHU VASANT M · CIK 0001209832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:30 UTC Exercise / conversionCommon Stock 6,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000020 · wf-form4_159000660486158.xml · nonDerivative · entry 1

PRABHU VASANT M · CIK 0001209832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:30 UTC
Lewnes AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 6,321 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000019 · wf-form4_159000658318841.xml · derivative · entry 2

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:30 UTC
Lewnes AnnDirector
Exercise / conversionCommon Stock 6,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000019 · wf-form4_159000658318841.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 6,321 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000018 · wf-form4_159000655923831.xml · derivative · entry 2

DOLAN MICHAEL J · CIK 0001062126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

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May 19, 2020 Filed May 20, 2020 20:29 UTC Exercise / conversionCommon Stock 6,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000018 · wf-form4_159000655923831.xml · nonDerivative · entry 1

DOLAN MICHAEL J · CIK 0001062126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 19, 2017 and filed on May 23, 2017, the Reporting Person received a grant of 6,321 Restricted Stock Units ("RSUs") on May 19, 2017. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2020, 100% of these RSUs were settled, resulting in the issuance of 6,321 shares of Mattel Common Stock.

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April 30, 2020 Filed May 1, 2020 20:30 UTC
Hugh Yoon J.SVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000014 · wf-form4_158836499127107.xml · derivative · entry 3

Hugh Yoon J. · CIK 0001474865 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated April 30, 2019 and filed on May 2, 2019, the Reporting Person received a grant of 6,153 Restricted Stock Units ("RSUs" or "Units") on April 30, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 30, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,030 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated April 30, 2019 and filed on May 2, 2019, the Reporting Person received a grant of 6,153 Restricted Stock Units ("RSUs" or "Units") on April 30, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 30, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,030 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated April 30, 2019 and filed on May 2, 2019, the Reporting Person received a grant of 6,153 Restricted Stock Units ("RSUs" or "Units") on April 30, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 30, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,030 shares of Mattel, Inc. Common Stock.

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April 30, 2020 Filed May 1, 2020 20:30 UTC
Hugh Yoon J.SVP & Corporate Controller
Tax withholdingCommon Stock 702 $8.72 $6,121.44
Disclosure

SEC source: 0001523711-20-000014 · wf-form4_158836499127107.xml · nonDerivative · entry 2

Hugh Yoon J. · CIK 0001474865 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

F2 · shares: Pursuant to the terms of the April 30, 2019 RSU grant, 702 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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April 30, 2020 Filed May 1, 2020 20:30 UTC
Hugh Yoon J.SVP & Corporate Controller
Exercise / conversionCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000014 · wf-form4_158836499127107.xml · nonDerivative · entry 1

Hugh Yoon J. · CIK 0001474865 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated April 30, 2019 and filed on May 2, 2019, the Reporting Person received a grant of 6,153 Restricted Stock Units ("RSUs" or "Units") on April 30, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 30, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,030 shares of Mattel, Inc. Common Stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Isaias Zanatta Roberto JacoboEVP & Chief Supply Chain Offr
Exercise / conversionRestricted Stock Units · Derivative 2,860 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000012 · wf-form4_158326546565897.xml · derivative · entry 3

Isaias Zanatta Roberto Jacobo · CIK 0001767603 · EVP & Chief Supply Chain Offr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809

Underlying: Common Stock · 2,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated February 28, 2019 and filed on March 4, 2019, the Reporting Person received a grant of 8,669 Restricted Stock Units ("RSUs" or "Units") on February 28, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On February 28, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,860 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated February 28, 2019 and filed on March 4, 2019, the Reporting Person received a grant of 8,669 Restricted Stock Units ("RSUs" or "Units") on February 28, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On February 28, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,860 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated February 28, 2019 and filed on March 4, 2019, the Reporting Person received a grant of 8,669 Restricted Stock Units ("RSUs" or "Units") on February 28, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On February 28, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,860 shares of Mattel, Inc. Common Stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Isaias Zanatta Roberto JacoboEVP & Chief Supply Chain Offr
Tax withholdingCommon Stock 989 $11.79 $11,660.31
Disclosure

SEC source: 0001523711-20-000012 · wf-form4_158326546565897.xml · nonDerivative · entry 2

Isaias Zanatta Roberto Jacobo · CIK 0001767603 · EVP & Chief Supply Chain Offr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,269

F2 · shares: Pursuant to the terms of the February 28, 2019 RSU grant, 989 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Isaias Zanatta Roberto JacoboEVP & Chief Supply Chain Offr
Exercise / conversionCommon Stock 2,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000012 · wf-form4_158326546565897.xml · nonDerivative · entry 1

Isaias Zanatta Roberto Jacobo · CIK 0001767603 · EVP & Chief Supply Chain Offr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated February 28, 2019 and filed on March 4, 2019, the Reporting Person received a grant of 8,669 Restricted Stock Units ("RSUs" or "Units") on February 28, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On February 28, 2020, the first 33% of these RSUs vested, resulting in the issuance of 2,860 shares of Mattel, Inc. Common Stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 20:30 UTC
DICKSON RICHARDPres & Chief Operating Officer
OtherPhantom Stock · Derivative 1,932 $12.94 $25,000.08
Disclosure

SEC source: 0001523711-20-000010 · wf-form4_158266262181558.xml · derivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,518

Underlying: Common Stock · 1,932 shares

Expires not disclosed

F2 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F3 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F3 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

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February 21, 2020 Filed Feb 25, 2020 20:30 UTC
DICKSON RICHARDPres & Chief Operating Officer
OtherCommon Stock 2,111 $12.94 $27,316.34
Disclosure

SEC source: 0001523711-20-000010 · wf-form4_158266262181558.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In 401(k)

Disclosed balance after: 5,826

F1 · balance_after: As of February 21, 2020, the Reporting Person had a balance of $75,394.14 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.

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February 04, 2020 Filed Feb 6, 2020 20:24 UTC
NORMILE ROBERTEVP Chief Legal Officer & Sec
Tax withholdingCommon Stock 2,614 $14.37 $37,563.18
Disclosure

SEC source: 0001523711-20-000008 · wf-form4_158102063167562.xml · nonDerivative · entry 2

NORMILE ROBERT · CIK 0001194275 · EVP Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,346

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.