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EUTENEUER JOSEPH J

Disclosed activity across 1 company

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147282
SEC CIK
0001268615

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MATTEL INC /DE/

Report date August 10, 2020 · Filed August 12, 2020

Section 16 reporting ended · disclosed 2020-08-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,988 Ending reported balance After 2020-08-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-08-10 · Exercise / conversion · Acquired 51,902 · Balance 159,724

F1: Restricted stock units convert to common stock on a one-for-one basis.

Row 2 · 2020-08-10 · Tax withholding · Disposed 25,736 · Balance 133,988

F2: Represents shares withheld to satisfy required tax obligations.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-08-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-08-10 · Exercise / conversion · Disposed 16,538 · Balance 0

F3: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-08-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-08-10 · Exercise / conversion · Disposed 16,538 · Balance 0

F3: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-08-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-08-10 · Exercise / conversion · Disposed 18,375 · Balance 0

F3: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-08-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-08-10 · Exercise / conversion · Disposed 285 · Balance 0

F4: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-08-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-08-10 · Exercise / conversion · Disposed 166 · Balance 0

F5: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert to common stock on a one-for-one basis.

F2: Represents shares withheld to satisfy required tax obligations.

F3: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F4: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F5: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 166 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · derivative · entry 7

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F5 · derivative.exercise_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F5 · derivative.expiration_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021 and August 1, 2022, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · derivative · entry 6

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F4 · derivative.exercise_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F4 · derivative.expiration_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on August 1, 2021, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 18,375 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · derivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.exercise_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.expiration_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 16,538 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · derivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.exercise_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.expiration_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 16,538 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · derivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.exercise_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

F3 · derivative.expiration_date: Upon vesting, restricted stock units convert to common stock on a one-for-one basis, and there is no expiration date. Represents a prorated portion of the shares that were scheduled to vest on September 29, 2020, but which became vested in connection with the reporting person's termination of employment on August 10, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 25,736 $11.66 $300,081.76
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,988

F2 · shares: Represents shares withheld to satisfy required tax obligations.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:12 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 51,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000059 · wf-form4_159727393211363.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to common stock on a one-for-one basis.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 16,390 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · derivative · entry 6

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,279

Underlying: Common Stock · 16,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 49,669 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 16,390 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 49,669 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 16,390 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 49,669 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 16,390 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 14,116 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · derivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,544

Underlying: Common Stock · 14,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 8,127 $11.11 $90,290.97
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,822

F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 8,127 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 16,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 49,669 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 16,390 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 6,999 $11.11 $77,758.89
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,559

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 6,999 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:49 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 14,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000050 · wf-form4_159658117444751.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 19,186 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · derivative · entry 9

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

Underlying: Common Stock · 19,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 19,186 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · derivative · entry 8

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

Underlying: Common Stock · 19,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 21,318 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · derivative · entry 7

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Stock · 21,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 21,318 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 21,318 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 21,318 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 9,513 $11.26 $107,068.82
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 6

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,442

F4 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 9,513 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 19,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 9,513 $11.26 $107,068.82
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,769

F4 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 9,513 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 19,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 10,570 $11.26 $118,965.35
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,096

F2 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 10,570 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
September 29, 2019 Filed Sep 30, 2019 21:40 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 21,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000061 · wf-form4_156987961569824.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On September 29, 2019, the second 33% of these RSUs vested, resulting in the issuance of 21,318 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 132,094 $0.00 Strike: $13.59 $0.00
Disclosure

SEC source: 0001523711-19-000053 · wf-form4_156503478971992.xml · derivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,094

Underlying: Common Stock · 132,094 shares

Expires 2029-08-01

F5 · derivative.exercise_date: The option was granted on August 1, 2019 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 49,669 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000053 · wf-form4_156503478971992.xml · derivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,669

Underlying: Common Stock · 49,669 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSUs were granted on August 1, 2019 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F4 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F4 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 14,116 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000053 · wf-form4_156503478971992.xml · derivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,660

Underlying: Common Stock · 14,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 6,999 $13.59 $95,116.41
Disclosure

SEC source: 0001523711-19-000053 · wf-form4_156503478971992.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,348

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 6,999 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 14,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000053 · wf-form4_156503478971992.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 42,776 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 14,116 shares of Mattel, Inc. Common Stock.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:05 UTC MATTEL INC /DE/ MAT · Entity 1046 PurchaseCommon Stock 20,000 $13.95 $279,000.00
Disclosure

SEC source: 0001523711-19-000016 · wf-form4_155112870825295.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,231

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.87 to $14.01. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 19,186 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · derivative · entry 9

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,954

Underlying: Common Stock · 19,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 19,186 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · derivative · entry 8

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,954

Underlying: Common Stock · 19,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 21,317 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · derivative · entry 7

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,282

Underlying: Common Stock · 21,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 21,317 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 21,317 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 21,317 shares of Mattel, Inc. Common Stock.

Read SEC document
September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 7,254 $15.70 $113,887.80
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 6

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,231

F5 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 7,254 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 19,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

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September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 6,635 $15.70 $104,169.50
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,299

F4 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 6,635 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 19,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 58,140 RSUs on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 19,186 shares of Mattel, Inc. Common Stock.

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September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 10,569 $15.70 $165,933.30
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,748

F2 · shares: Pursuant to the terms of the September 29, 2017 RSU grant, 10,569 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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September 29, 2018 Filed Oct 1, 2018 20:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 21,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000079 · wf-form4_153842596503455.xml · nonDerivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated September 29, 2017 and filed on October 3, 2017, the Reporting Person received a grant of 64,599 Restricted Stock Units ("RSUs" or "Units") on September 29, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On September 29, 2018, the first 33% of these RSUs vested, resulting in the issuance of 21,317 shares of Mattel, Inc. Common Stock.

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August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 42,776 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000058 · wf-form4_153332313472875.xml · derivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,776

Underlying: Common Stock · 42,776 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2018 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 123,175 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0001523711-18-000058 · wf-form4_153332313472875.xml · derivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,175

Underlying: Common Stock · 123,175 shares

Expires 2028-08-01

F1 · derivative.exercise_date: The option was granted on August 1, 2018 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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September 29, 2017 Filed Oct 3, 2017 20:54 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 58,140 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000118 · wf-form4_150706407108116.xml · derivative · entry 5

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,140

Underlying: Common Stock · 58,140 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on September 29, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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September 29, 2017 Filed Oct 3, 2017 20:54 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 64,599 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000118 · wf-form4_150706407108116.xml · derivative · entry 4

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,599

Underlying: Common Stock · 64,599 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on September 29, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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September 29, 2017 Filed Oct 3, 2017 20:54 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 58,140 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000118 · wf-form4_150706407108116.xml · derivative · entry 3

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,140

Underlying: Common Stock · 58,140 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on September 29, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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September 29, 2017 Filed Oct 3, 2017 20:54 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 378,788 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001523711-17-000118 · wf-form4_150706407108116.xml · derivative · entry 2

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,788

Underlying: Common Stock · 378,788 shares

Expires 2027-09-29

F1 · derivative.exercise_date: The option was granted on September 29, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:54 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 340,909 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001523711-17-000118 · wf-form4_150706407108116.xml · derivative · entry 1

EUTENEUER JOSEPH J · CIK 0001268615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,909

Underlying: Common Stock · 340,909 shares

Expires 2027-09-29

F1 · derivative.exercise_date: The option was granted on September 29, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.