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person · Reporting owner

Lynch Roger

Disclosed activity across 3 companies

Tapewire entity
43050
SEC CIK
0001476295

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DISH Network CORPDISH · Entity 95602CEO, Sling TV Holding L.L.C.August 07, 2017August 09, 2017
MATTEL INC /DE/MAT · Entity 1046Director · Chairman & CEOOctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DISH Network CORP

Report date August 07, 2017 · Filed August 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect549 Last balance in matching sequence After 2017-08-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-08-07 · Exercise / conversion · Acquired 25,000 · Balance 25,549

F1: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Row 2 · 2017-08-07 · Sale · Disposed 25,000 · Balance 549

F2: Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $59.69 to $59.86. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F1: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2019-12-31Direct0 Reported balance After 2017-08-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-07 · Exercise / conversion · Disposed 25,000 · Balance 0

F4: The shares underlying the options vest at the rate of 20% per year, commencing on December 31, 2010.

Class A Common StockSEC Table I · non-derivativeIndirectI312 Reported balance Holding disclosure · report date 2017-08-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 312

F3: By 401(k).

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under the Company's Employee Stock Purchase Plan.

F2: Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $59.69 to $59.86. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F3: By 401(k).

F4: The shares underlying the options vest at the rate of 20% per year, commencing on December 31, 2010.

MATTEL INC /DE/

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect257,491 Ending reported balance After 2026-10-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-12 · Grant · Acquired 461,538 · Balance 492,322

F1: On October 12, 2026, the Reporting Person was granted a Make-Whole Award of 461,538 Restricted Stock Units ("RSUs" or "Units") pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The RSUs vested immediately upon grant, and each Unit was settled for one share of Mattel, Inc. Common Stock on the grant date.

Row 2 · 2026-10-12 · Tax withholding · Disposed 234,831 · Balance 257,491

F2: Pursuant to the terms of the October 12, 2026 Make-Whole Award, 234,831 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect307,692 Reported balance After 2026-10-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-12 · Grant · Acquired 307,692 · Balance 307,692

F3: On October 12, 2026, the Reporting Person was granted 307,692 Annual RSUs pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F4: The Annual RSUs vest as to (a) 33% of the Units on May 1, 2027, (b) an additional 33% of the Units on May 1, 2028, and (c) the remaining 34% of the Units on May 1, 2029. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: On October 12, 2026, the Reporting Person was granted a Make-Whole Award of 461,538 Restricted Stock Units ("RSUs" or "Units") pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The RSUs vested immediately upon grant, and each Unit was settled for one share of Mattel, Inc. Common Stock on the grant date.

F2: Pursuant to the terms of the October 12, 2026 Make-Whole Award, 234,831 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: On October 12, 2026, the Reporting Person was granted 307,692 Annual RSUs pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F4: The Annual RSUs vest as to (a) 33% of the Units on May 1, 2027, (b) an additional 33% of the Units on May 1, 2028, and (c) the remaining 34% of the Units on May 1, 2029. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pandora Media, LLC

Report date February 01, 2019 · Filed February 02, 2019

Section 16 reporting ended · disclosed 2019-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-01 transaction · row 1
1 source row

Row 1 · 2019-02-01 · Disposition to issuer · Disposed 697,237 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 437,014 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and for which vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer.

Common Stock (Right To Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.19 · Expires 2027-09-18Direct0 Reported balance After 2019-02-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-01 · Disposition to issuer · Disposed 1,189,155 · Balance 0

F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Common Stock (Right To Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.88 · Expires 2028-06-29Direct0 Reported balance After 2019-02-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-01 · Disposition to issuer · Disposed 200,920 · Balance 0

F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Common Stock (Right To Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $5.03 · Expires 2028-03-29Direct0 Reported balance After 2019-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-01 · Disposition to issuer · Disposed 1,300,000 · Balance 0

F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 437,014 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and for which vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer.

F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 14, 2026 21:00 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 307,692 $0.00 $0.00
Disclosure

SEC source: 0001476295-26-000006 · wk-form4_1792011652.xml · derivative · entry 3

Lynch Roger · CIK 0001476295 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,692

Underlying: Common Stock · 307,692 shares

Expires not disclosed

F3 · derivative.exercise_price: On October 12, 2026, the Reporting Person was granted 307,692 Annual RSUs pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F4 · derivative.exercise_date: The Annual RSUs vest as to (a) 33% of the Units on May 1, 2027, (b) an additional 33% of the Units on May 1, 2028, and (c) the remaining 34% of the Units on May 1, 2029. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F4 · derivative.expiration_date: The Annual RSUs vest as to (a) 33% of the Units on May 1, 2027, (b) an additional 33% of the Units on May 1, 2028, and (c) the remaining 34% of the Units on May 1, 2029. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
October 12, 2026 Filed Oct 14, 2026 21:00 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 234,831 $16.76 $3,935,767.56
Disclosure

SEC source: 0001476295-26-000006 · wk-form4_1792011652.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,491

F2 · shares: Pursuant to the terms of the October 12, 2026 Make-Whole Award, 234,831 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
October 12, 2026 Filed Oct 14, 2026 21:00 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 461,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001476295-26-000006 · wk-form4_1792011652.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,322

F1 · price: On October 12, 2026, the Reporting Person was granted a Make-Whole Award of 461,538 Restricted Stock Units ("RSUs" or "Units") pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The RSUs vested immediately upon grant, and each Unit was settled for one share of Mattel, Inc. Common Stock on the grant date.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 21:55 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 11,753 $14.89 $175,002.17
Disclosure

SEC source: 0001476295-26-000004 · wk-form4_1780350913.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,746

Underlying: Common Stock · 11,753 shares

Expires not disclosed

F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 21:55 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 11,753 $0.00 $0.00
Disclosure

SEC source: 0001476295-26-000004 · wk-form4_1780350913.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,753

Underlying: Common Stock · 11,753 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 8,594 $0.00 $0.00
Disclosure

SEC source: 0001476295-26-000002 · wk-form4_1779226123.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 15, 2023 and filed on May 17, 2023, the Reporting Person received a grant of 8,594 Restricted Stock Units ("RSUs") on May 15, 2023. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 15, 2026, 100% of these RSUs were settled, resulting in the issuance of 8,594 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 15, 2023 and filed on May 17, 2023, the Reporting Person received a grant of 8,594 Restricted Stock Units ("RSUs") on May 15, 2023. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 15, 2026, 100% of these RSUs were settled, resulting in the issuance of 8,594 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 15, 2023 and filed on May 17, 2023, the Reporting Person received a grant of 8,594 Restricted Stock Units ("RSUs") on May 15, 2023. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 15, 2026, 100% of these RSUs were settled, resulting in the issuance of 8,594 shares of Mattel Common Stock.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 8,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001476295-26-000002 · wk-form4_1779226123.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 15, 2023 and filed on May 17, 2023, the Reporting Person received a grant of 8,594 Restricted Stock Units ("RSUs") on May 15, 2023. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 15, 2026, 100% of these RSUs were settled, resulting in the issuance of 8,594 shares of Mattel Common Stock.

Read SEC document
May 28, 2025 Filed May 30, 2025 22:22 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 9,195 $19.03 $174,980.85
Disclosure

SEC source: 0001523711-25-000084 · wk-form4_1748643688.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,992

Underlying: Common Stock · 9,195 shares

Expires not disclosed

F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
May 28, 2025 Filed May 30, 2025 22:22 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 9,196 $0.00 $0.00
Disclosure

SEC source: 0001523711-25-000084 · wk-form4_1748643688.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,196

Underlying: Common Stock · 9,196 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 28, 2025, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 21:06 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001523711-25-000068 · wk-form4_1748466360.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 25, 2022 and filed on May 27, 2022, the Reporting Person received a grant of 6,843 Restricted Stock Units ("RSUs") on May 25, 2022. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 23, 2025, 100% of these RSUs were settled, resulting in the issuance of 6,843 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 25, 2022 and filed on May 27, 2022, the Reporting Person received a grant of 6,843 Restricted Stock Units ("RSUs") on May 25, 2022. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 23, 2025, 100% of these RSUs were settled, resulting in the issuance of 6,843 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 25, 2022 and filed on May 27, 2022, the Reporting Person received a grant of 6,843 Restricted Stock Units ("RSUs") on May 25, 2022. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 23, 2025, 100% of these RSUs were settled, resulting in the issuance of 6,843 shares of Mattel Common Stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 21:06 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 6,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-25-000068 · wk-form4_1748466360.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 25, 2022 and filed on May 27, 2022, the Reporting Person received a grant of 6,843 Restricted Stock Units ("RSUs") on May 25, 2022. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 23, 2025, 100% of these RSUs were settled, resulting in the issuance of 6,843 shares of Mattel Common Stock.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:38 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 9,972 $0.00 $0.00
Disclosure

SEC source: 0001523711-24-000092 · wk-form4_1717191480.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,972

Underlying: Common Stock · 9,972 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 29, 2024, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:52 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 8,594 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000057 · wf-form4_168437115766708.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,594

Underlying: Common Stock · 8,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 15, 2023, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

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May 25, 2022 Filed May 27, 2022 20:41 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000062 · wf-form4_165368407789326.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,843

Underlying: Common Stock · 6,843 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 25, 2022, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:50 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 7,347 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000064 · wf-form4_162923699015646.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 13, 2018 and filed on August 15, 2018, the Reporting Person received a grant of 7,347 Restricted Stock Units ("RSUs") on August 13, 2018. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On August 13, 2021, 100% of these RSUs were settled, resulting in the issuance of 7,347 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 13, 2018 and filed on August 15, 2018, the Reporting Person received a grant of 7,347 Restricted Stock Units ("RSUs") on August 13, 2018. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On August 13, 2021, 100% of these RSUs were settled, resulting in the issuance of 7,347 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 13, 2018 and filed on August 15, 2018, the Reporting Person received a grant of 7,347 Restricted Stock Units ("RSUs") on August 13, 2018. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On August 13, 2021, 100% of these RSUs were settled, resulting in the issuance of 7,347 shares of Mattel Common Stock.

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August 13, 2021 Filed Aug 17, 2021 21:50 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 7,347 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000064 · wf-form4_162923699015646.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 13, 2018 and filed on August 15, 2018, the Reporting Person received a grant of 7,347 Restricted Stock Units ("RSUs") on August 13, 2018. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On August 13, 2021, 100% of these RSUs were settled, resulting in the issuance of 7,347 shares of Mattel Common Stock.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:36 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 2,797 $20.56 $57,506.32
Disclosure

SEC source: 0001523711-21-000040 · wf-form4_162224137558121.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

Underlying: Common Stock · 2,797 shares

Expires not disclosed

F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Common Stock equal in value to the value of the phantom stock account.

F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:36 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000040 · wf-form4_162224137558121.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,539

Underlying: Common Stock · 7,539 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 26, 2021, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:00 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000047 · wf-form4_159657839223846.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
May 16, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,567 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000041 · wf-form4_155838079621831.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567

Underlying: Common Stock · 12,567 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 16, 2019, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:29 UTC MATTEL INC /DE/ MAT · Entity 1046 PurchaseCommon Stock 8,000 $13.50 $107,968.00
Disclosure

SEC source: 0001523711-19-000010 · wf-form4_155069814499919.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.495 to $13.496. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 01, 2019 Filed Feb 2, 2019 01:49 UTC Pandora Media, LLC P · Entity 160675 Disposition to issuerCommon Stock (Right To Purchase) · Derivative 1,300,000 Not disclosed Strike: $5.03 Not disclosed
Disclosure

SEC source: 0001127602-19-003581 · form4.xml · derivative · entry 4

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300,000 shares

Expires 2028-03-29

F2 · price: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

F2 · derivative.exercise_date: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

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February 01, 2019 Filed Feb 2, 2019 01:49 UTC Pandora Media, LLC P · Entity 160675 Disposition to issuerCommon Stock (Right To Purchase) · Derivative 200,920 Not disclosed Strike: $7.88 Not disclosed
Disclosure

SEC source: 0001127602-19-003581 · form4.xml · derivative · entry 3

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,920 shares

Expires 2028-06-29

F2 · price: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

F2 · derivative.exercise_date: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:49 UTC Pandora Media, LLC P · Entity 160675 Disposition to issuerCommon Stock (Right To Purchase) · Derivative 1,189,155 Not disclosed Strike: $8.19 Not disclosed
Disclosure

SEC source: 0001127602-19-003581 · form4.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,189,155 shares

Expires 2027-09-18

F2 · price: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

F2 · derivative.exercise_date: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options. Vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:49 UTC Pandora Media, LLC P · Entity 160675 Disposition to issuerCommon Stock 697,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003581 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 437,014 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and for which vesting will be accelerated on the effective date of the general release entered into by the Reporting Person and the Issuer.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 22:12 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock 3,049 $6.97 $21,251.53
Disclosure

SEC source: 0001127602-19-003099 · form4.xml · nonDerivative · entry 3

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,237

F1 · kind: These shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2018 Filed Jan 30, 2019 22:12 UTC Pandora Media, LLC P · Entity 160675 GiftCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003099 · form4.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,188

Read SEC document
December 27, 2018 Filed Jan 30, 2019 22:12 UTC Pandora Media, LLC P · Entity 160675 GiftCommon Stock 19,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003099 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,688

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:02 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 12,090 $9.01 $108,930.90
Disclosure

SEC source: 0001127602-18-033821 · form4.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,118

F2 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 12,090 shares were withheld at vesting to cover required tax withholding.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:02 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 24,181 $9.01 $217,870.81
Disclosure

SEC source: 0001127602-18-033821 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,208

F1 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 24,181 shares were withheld at vesting to cover required tax withholding.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:16 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 48,360 $8.01 $387,363.60
Disclosure

SEC source: 0001127602-18-025630 · form4.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,389

F2 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 48,360 shares were withheld at vesting to cover required tax withholding.

F3 · balance_after: Includes 4,844 shares acquired under the Issuer's Employee Stock Purchase Plan on August 15, 2018.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:16 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 24,180 $8.01 $193,681.80
Disclosure

SEC source: 0001127602-18-025630 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,905

F1 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 24,180 shares were withheld at vesting to cover required tax withholding.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 18:51 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 7,347 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000069 · wf-form4_153435905681994.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,347

Underlying: Common Stock · 7,347 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on August 13, 2018, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 29, 2018 Filed Jun 29, 2018 21:32 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock (Right To Purchase) · Derivative 200,920 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001127602-18-022039 · form4.xml · derivative · entry 2

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,920

Underlying: Common Stock · 200,920 shares

Expires 2028-06-29

F2 · derivative.exercise_date: The option grant will vest over a total of three years with 1/3 vesting on 5/15/2019 and thereafter 1/36th of the total number of shares vesting monthly.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 21:32 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock 168,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022039 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,085

F1 · shares: RSUs will vest over a total of three years with 1/3 vesting on 5/15/2019 and thereafter 1/12th of the total number of shares vesting quarterly.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:39 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 16,865 $7.25 $122,271.25
Disclosure

SEC source: 0001127602-18-017982 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,305

F1 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 16,865 shares were withheld at vesting to cover required tax withholding.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 21:40 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock (Right To Purchase) · Derivative 1,300,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001127602-18-013125 · form4.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2028-03-29

F1 · derivative.exercise_date: The option grant will vest over a total of three years with 1/3 vesting on 2/15/2019 and thereafter 1/36th of the total number of shares vesting monthly.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:08 UTC Pandora Media, LLC P · Entity 160675 Tax withholdingCommon Stock 17,437 $5.05 $88,056.85
Disclosure

SEC source: 0001127602-18-006708 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,170

F1 · shares: Pursuant to the terms of the September 18, 2017 RSU grant as reported on a Form 4 filed on September 19, 2017, 17,437 shares were withheld at vesting to cover required tax withholding.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:40 UTC Pandora Media, LLC P · Entity 160675 SaleCommon Stock 78,707 $4.77 $375,574.06
Disclosure

SEC source: 0001127602-17-035453 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,607

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 22:23 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock (Right To Purchase) · Derivative 1,189,155 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001127602-17-027763 · form4.xml · derivative · entry 3

Lynch Roger · CIK 0001476295 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189,155

Underlying: Common Stock · 1,189,155 shares

Expires 2027-09-18

F3 · derivative.exercise_date: The original option grant will vest and becomes exercisable with respect to 25% of the total number of shares on 9/18/2018 and thereafter 1/48th of the total number of shares vesting monthly.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 22:23 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock 390,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027763 · form4.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,314

F2 · shares: 25% of the RSUs vest on 8/15/2018 and thereafter 1/16th of the RSUs vest quarterly.

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September 18, 2017 Filed Sep 19, 2017 22:23 UTC Pandora Media, LLC P · Entity 160675 GrantCommon Stock 390,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027763 · form4.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,157

F1 · shares: 50% of the RSUs vest on 12/20/2017 and thereafter 1/8th of the RSUs will vest quarterly.

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August 07, 2017 Filed Aug 9, 2017 16:36 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001476295-17-000004 · edgar.xml · derivative · entry 4

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing on December 31, 2010.

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August 07, 2017 Filed Aug 9, 2017 16:36 UTC DISH Network CORP DISH · Entity 95602 SaleClass A Common Stock 25,000 $59.73 $1,493,250.00
Disclosure

SEC source: 0001476295-17-000004 · edgar.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

F2 · price: Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $59.69 to $59.86. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F1 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

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August 07, 2017 Filed Aug 9, 2017 16:36 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionClass A Common Stock 25,000 $18.00 $450,000.00
Disclosure

SEC source: 0001476295-17-000004 · edgar.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

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May 01, 2017 Filed May 3, 2017 16:49 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001476295-17-000002 · edgar.xml · derivative · entry 4

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F5 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing on December 31, 2010.

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May 01, 2017 Filed May 3, 2017 16:49 UTC DISH Network CORP DISH · Entity 95602 SaleClass A Common Stock 15,000 $63.05 $945,750.00
Disclosure

SEC source: 0001476295-17-000002 · edgar.xml · nonDerivative · entry 2

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F3 · price: Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $63.00 to $63.41. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

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May 01, 2017 Filed May 3, 2017 16:49 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionClass A Common Stock 15,000 $18.00 $270,000.00
Disclosure

SEC source: 0001476295-17-000002 · edgar.xml · nonDerivative · entry 1

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

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January 01, 2017 Filed Jan 4, 2017 17:25 UTC DISH Network CORP DISH · Entity 95602 GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $57.93 $0.00
Disclosure

SEC source: 0001090537-17-000018 · edgar.xml · derivative · entry 1

Lynch Roger · CIK 0001476295 · CEO, Sling TV Holding L.L.C.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2027-01-01

F1 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.