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NYSE · USD

M

Macy's, Inc.

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3820
SEC CIK
0000794367
Parsed reports
495

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026012
Apr 202608
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2021 Filed Mar 25, 2021 19:43 UTC
Griscom PaulSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 177 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000015 · primary_doc.xml · derivative · entry 7

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F1 · price: One-for-one conversion.

F6 · derivative.exercise_date: On March 24, 2017, the reporting person was granted 709 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 24, 2017, the reporting person was granted 709 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:43 UTC
Griscom PaulSVP and Controller
Exercise / conversionCommon Stock 177 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000015 · primary_doc.xml · nonDerivative · entry 3

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:43 UTC
Griscom PaulSVP and Controller
SaleCommon Stock 80 $16.26 $1,300.78
Disclosure

SEC source: 0000794367-21-000015 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.26, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

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March 24, 2021 Filed Mar 25, 2021 18:58 UTC
Harper John T.EVP, Chief Operations Officer
SaleCommon Stock 5,255 $16.25 $85,383.24
Disclosure

SEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 3

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,066

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.2750, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:43 UTC
Griscom PaulSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 229 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000015 · primary_doc.xml · derivative · entry 6

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Stock · 229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F1 · price: One-for-one conversion.

F5 · derivative.exercise_date: On March 23, 2018, the reporting person was granted 918 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 23, 2018, the reporting person was granted 918 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:43 UTC
Griscom PaulSVP and Controller
Exercise / conversionCommon Stock 229 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000015 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 18:58 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 13,782 $0.00 $0.00
Disclosure

SEC source: 0000794367-21-000014 · primary_doc.xml · derivative · entry 6

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F6 · derivative.exercise_date: On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 18:58 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 1,837 $0.00 $0.00
Disclosure

SEC source: 0000794367-21-000014 · primary_doc.xml · derivative · entry 5

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838

Underlying: Common Stock · 1,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F5 · derivative.exercise_date: On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 18:58 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionCommon Stock 13,782 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 2

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 18:58 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionCommon Stock 1,837 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000014 · primary_doc.xml · nonDerivative · entry 1

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:32 UTC
Harper John T.EVP, Chief Operations Officer
SaleCommon Stock 725 $18.00 $13,053.26
Disclosure

SEC source: 0000794367-21-000010 · primary_doc.xml · nonDerivative · entry 2

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,702

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:32 UTC
Griscom PaulSVP and Controller
SaleCommon Stock 132 $18.05 $2,382.61
Disclosure

SEC source: 0000794367-21-000009 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:32 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 2,081 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000010 · primary_doc.xml · derivative · entry 4

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,161

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F1 · price: One-for-one conversion.

F5 · derivative.exercise_date: On March 21, 2019 the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 21, 2019 the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:32 UTC
Harper John T.EVP, Chief Operations Officer
Exercise / conversionCommon Stock 2,081 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000010 · primary_doc.xml · nonDerivative · entry 1

Harper John T. · CIK 0001802657 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 20:32 UTC
Griscom PaulSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 364 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000009 · primary_doc.xml · derivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Underlying: Common Stock · 364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F1 · price: One-for-one conversion.

F4 · derivative.exercise_date: On March 21, 2019 the reporting person was granted 1,456 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 21, 2019 the reporting person was granted 1,456 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 20:32 UTC
Griscom PaulSVP and Controller
Exercise / conversionCommon Stock 364 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-21-000009 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:30 UTC
VARGA PAUL CDirector
PurchaseCommon Stock 6,514 $15.35 $99,989.90
Disclosure

SEC source: 0000794367-21-000005 · primary_doc.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,479

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:00 UTC
VARGA PAUL CDirector
PurchaseCommon Stock 13,115 $15.25 $200,003.75
Disclosure

SEC source: 0000794367-21-000004 · primary_doc.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,965

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:00 UTC
VARGA PAUL CDirector
PurchaseCommon Stock 20,000 $15.53 $310,626.00
Disclosure

SEC source: 0000794367-21-000004 · primary_doc.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,850

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.395 to $15.63, inclusive. The reporting person undertakes to provide to Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:51 UTC GrantPhantom Stock Units · Derivative 1,768 $8.14 $14,383.03
Disclosure

SEC source: 0000794367-21-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:36 UTC GrantPhantom Stock Units · Derivative 3,074 $8.14 $25,007.60
Disclosure

SEC source: 0000794367-21-000002 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock · 3,074 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:22 UTC GrantPhantom Stock Units · Derivative 1,537 $8.14 $12,506.11
Disclosure

SEC source: 0000794367-21-000001 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

Underlying: Common Stock · 1,537 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 18:28 UTC
Mitchell Adrian VEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 96,061 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000143 · primary_doc.xml · derivative · entry 2

Mitchell Adrian V · CIK 0001830542 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,061

Underlying: Common Stock · 96,061 shares

Expires 2023-11-23

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 18:28 UTC
Mitchell Adrian VEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 23,787 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000143 · primary_doc.xml · derivative · entry 1

Mitchell Adrian V · CIK 0001830542 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,787

Underlying: Common Stock · 23,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 15:42 UTC
Griscom PaulSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000142 · primary_doc.xml · derivative · entry 4

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,923 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Macy's, Inc. Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Macy's, Inc. Common Stock.

F4 · derivative.exercise_date: On November 20, 2017 the reporting person was granted 1,923 restricted stock units vesting 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: On November 20, 2017 the reporting person was granted 1,923 restricted stock units vesting 100% on the third anniversary of the grant date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 15:42 UTC
Griscom PaulSVP and Controller
Tax withholdingCommon Stock 571 $9.05 $5,167.55
Disclosure

SEC source: 0000794367-20-000142 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212

F2 · shares: Represents the withholding by Macy's, Inc. of 571 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of restricted stock units and delivery of common stock on November 20, 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 15:42 UTC
Griscom PaulSVP and Controller
Exercise / conversionCommon Stock 1,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000142 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Macy's, Inc. Common Stock.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:19 UTC GrantPhantom Stock Units · Derivative 1,874 $6.92 $12,961.52
Disclosure

SEC source: 0000794367-20-000129 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Underlying: Common Stock · 1,874 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:12 UTC GrantPhantom Stock Units · Derivative 3,748 $6.92 $25,923.04
Disclosure

SEC source: 0000794367-20-000128 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

Underlying: Common Stock · 3,748 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:58 UTC GrantPhantom Stock Units · Derivative 2,155 $6.92 $14,905.27
Disclosure

SEC source: 0000794367-20-000127 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155

Underlying: Common Stock · 2,155 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 14:39 UTC
Griscom PaulSVP and Controller
GrantRestricted Stock Units · Derivative 16,339 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000126 · primary_doc.xml · derivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,339

Underlying: Common Stock · 16,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:24 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000108 · primary_doc.xml · derivative · entry 1

WHITTINGTON MARNA C · CIK 0001227918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:20 UTC
VARGA PAUL CDirector
GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000107 · primary_doc.xml · derivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:14 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000105 · primary_doc.xml · derivative · entry 1

LEVINSON SARA · CIK 0001227925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

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July 09, 2020 Filed Jul 10, 2020 21:17 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000106 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

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July 09, 2020 Filed Jul 10, 2020 21:06 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000103 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

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July 09, 2020 Filed Jul 10, 2020 21:10 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000104 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:02 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000102 · primary_doc.xml · derivative · entry 1

Connelly Deirdre P · CIK 0001303417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:58 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000101 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:54 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000100 · primary_doc.xml · derivative · entry 1

Boone Torrence · CIK 0001702252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:49 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000099 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:44 UTC GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000098 · primary_doc.xml · derivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:37 UTC
Kirgan Danielle L.Chief Transformation Officer
GrantRestricted Stock Units · Derivative 263,951 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000096 · primary_doc.xml · derivative · entry 2

Kirgan Danielle L. · CIK 0001629771 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,951

Underlying: Common Stock · 263,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-third on the first anniversary and two-thirds on the second anniversary.

F3 · derivative.expiration_date: The restricted stock units vest one-third on the first anniversary and two-thirds on the second anniversary.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:37 UTC
Kirgan Danielle L.Chief Transformation Officer
GrantRestricted Stock Units · Derivative 190,045 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000096 · primary_doc.xml · derivative · entry 1

Kirgan Danielle L. · CIK 0001629771 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,045

Underlying: Common Stock · 190,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:20 UTC
Griscom PaulInterim Principal Acctg. Offr.
GrantRestricted Stock Units · Derivative 4,524 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000094 · primary_doc.xml · derivative · entry 2

Griscom Paul · CIK 0001813891 · Interim Principal Acctg. Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Underlying: Common Stock · 4,524 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:28 UTC
Gennette JeffreyDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 546,757 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000095 · primary_doc.xml · derivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,757

Underlying: Common Stock · 546,757 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:14 UTC
Harper John T.Chief Operations Officer
GrantRestricted Stock Units · Derivative 190,045 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000093 · primary_doc.xml · derivative · entry 2

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,045

Underlying: Common Stock · 190,045 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F3 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:08 UTC
Garcia C Elisa DCLO & Secretary
GrantRestricted Stock Units · Derivative 126,696 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000092 · primary_doc.xml · derivative · entry 1

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,696

Underlying: Common Stock · 126,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:03 UTC
Williams FeliciaSVP,Controller/ERM & Int. CFO
GrantRestricted Stock Units · Derivative 52,790 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000091 · primary_doc.xml · derivative · entry 1

Williams Felicia · CIK 0001675737 · SVP,Controller/ERM & Int. CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

Underlying: Common Stock · 52,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 18:23 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
SaleCommon Stock 202 $6.20 $1,252.40
Disclosure

SEC source: 0000794367-20-000056 · primary_doc.xml · nonDerivative · entry 2

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.