LYB

SEC source: 0001562180-22-001424 · primarydocument.xml · nonDerivative · entry 6

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,978.949

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022.

SEC source: 0001562180-20-004096 · primarydocument.xml · nonDerivative · entry 1

Manifold Albert Jude · CIK 0001778101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

F1 · shares: On May 31, 2020 the reporting person's restricted stock units automatically vested 2,290 shares. 185 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-004089 · primarydocument.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,724

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 4,199 shares. 2,005 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 5,047 granted on May 28, 2020 that vest on May 28, 2021.

SEC source: 0001562180-20-004095 · primarydocument.xml · nonDerivative · entry 1

van der Meer Rudy · CIK 0001499629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 2,197 shares. 347 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001562180-20-004088 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 2,197 shares. 118 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-004094 · primarydocument.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,012

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 2,197 shares. 226 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-004092 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,987.612

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 2,197 shares. 316 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-004091 · primarydocument.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497

F1 · shares: On May 30, 2020 the reporting person's restricted stock units automatically vested 2,197 shares. 1,106 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003983 · primarydocument.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,729

F1 · balance_after: Includes 9,246 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 4,199 granted on May 30, 2019 that vest on May 30, 2020 and 5,047 granted on May 28, 2020 that vest on May 28, 2021.

SEC source: 0001562180-20-003992 · primarydocument.xml · nonDerivative · entry 1

Manifold Albert Jude · CIK 0001778101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

F1 · balance_after: Includes 4,930 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,290 granted on May 31, 2019 that vest on May 31, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003991 · primarydocument.xml · nonDerivative · entry 1

Hanley Michael Sean · CIK 0001760238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003990 · primarydocument.xml · nonDerivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,311

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003985 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003989 · primarydocument.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003988 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,303.612

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003987 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003986 · primarydocument.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,280.573

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003984 · primarydocument.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,603

F1 · balance_after: Includes 4,837 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020 and 2,640 granted on May 28, 2020 that vest May 28, 2021.

SEC source: 0001562180-20-003449 · primarydocument.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,396.308

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.13 to $53.38. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 17,600 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,877 granted on February 21, 2018 that vest on February 21, 2021; 1,531 granted on February 21, 2018 that vest on February 21, 2021; 4,809 granted on February 21,2019 that vest on February 21, 2022 and 6,383 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-002958 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 207,375

F1 · shares: Represents shares purchased by the reporting person's family trust on April 6, 2020 which purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.33 to $50.25. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Represents shares held by the reporting person's family trust.

SEC source: 0001562180-20-002854 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,260

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $73.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $73.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

SEC source: 0001562180-20-002855 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,663.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

SEC source: 0001562180-20-002855 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $73.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $73.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 45,244,973

F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,501

F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001562180-20-002398 · primarydocument.xml · nonDerivative · entry 1

Foley Kimberly A · CIK 0001791947 · VP Health Safety & Environment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,642.547

F1 · balance_after: Includes 1,844 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 482 granted on February 21, 2018 that vest on February 21, 2021; 612 granted on February 21, 2019 that vest on February 21, 2022; and 750 RSUs granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-002394 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 202,721

F1 · shares: Represents shares purchased by the reporting person's family trust on March 9, 2020 which purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.89 to $66.10. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Represents shares held by the reporting person's family trust.

SEC source: 0001562180-20-002395 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,444

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022; and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-22-001424 · primarydocument.xml · nonDerivative · entry 5

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,275.356

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022.

SEC source: 0001562180-20-001814 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 813 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 5,814 on April 30, 2012, 5,813 on April 30, 2013 and 5,813 on April 30, 2014.

SEC source: 0001562180-20-001814 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,107 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021; 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-001891 · primarydocument.xml · nonDerivative · entry 1

Rhenman Torkel · CIK 0001780174 · EVP, I&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,527

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.11 to $71.15. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 16,527 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2020; 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022 and 6,236 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-001683 · primarydocument.xml · nonDerivative · entry 1

Sharma Anup · CIK 0001767575 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,390

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 1,130 shares of restricted stock units granted to the reporting person on February 21, 2019.

F2 · balance_after: Includes 6,564 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,034 granted on February 21, 2019 that vest on February 21, 2022; 1,130 granted on February 21, 2019 that vest on February 21, 2021; 1,130 granted on February 21, 2019 that vest on February 21, 2022 and 2,270 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-001568 · primarydocument.xml · derivative · entry 2

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,886

Underlying: Class A Ordinary Shares · 6,886 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,296 vest on February 20, 2021; 2,295 vest on February 20, 2022 and 2,295 vest on February 20, 2023.

SEC source: 0001562180-20-001568 · primarydocument.xml · nonDerivative · entry 1

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F1 · balance_after: Includes 6,119 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 627 granted on April 2, 2018 that vest on April 2, 2021; 306 granted on April 2, 2018 that vest on April 2, 2021; 678 granted on February 21, 2019 that vest on February 21, 2022; 1,168 granted on July 18, 2019 that vest July 18, 2020; 1,166 granted on July 18, 2019 that vest on July 18, 2021 and 1,166 granted on July 18, 2019 that vest on July 18, 2022. The 1,008 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001567 · primarydocument.xml · derivative · entry 2

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,604

Underlying: Class A Ordinary Shares · 43,604 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 14,536 vest on February 20, 2021, 14,534 vest on February 20, 2022 and 14,534 vest on February 20, 2023.

SEC source: 0001562180-20-001567 · primarydocument.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,996.308

F1 · balance_after: Includes 17,600 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,877 granted on February 21, 2018 that vest on February 21, 2021; 1,531 granted on February 21, 2018 that vest on February 21, 2021 and 4,809 granted on February 21,2019 that vest on February 21, 2022. The 6,383 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001572 · primarydocument.xml · derivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,060

Underlying: Class A Ordinary Shares · 242,060 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 80,688 vest on February 20, 2021; 80,686 vest on February 20, 2022 and 80,686 vest on February 20, 2023.

SEC source: 0001562180-20-001572 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,389

F1 · balance_after: Includes 97,284 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022. The 35,431 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001573 · primarydocument.xml · derivative · entry 2

Sharma Anup · CIK 0001767575 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,509

Underlying: Class A Ordinary Shares · 15,509 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,171 vest on February 20, 2021; 5,169 vest on February 20, 2022 and 5,169 vest on February 20, 2023.

SEC source: 0001562180-20-001573 · primarydocument.xml · nonDerivative · entry 1

Sharma Anup · CIK 0001767575 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,694

F1 · balance_after: Includes 7,694 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,034 granted on February 21, 2019 that vest on February 21, 2022; 1,130 granted on February 21, 2019 that vest on February 21, 2020; 1,130 granted on February 21, 2019 that vest on February 21, 2021 and 1,130 granted on February 21, 2019 that vest on February 21, 2022. The 2,270 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001571 · primarydocument.xml · derivative · entry 2

McMurray Michael C. · CIK 0001556386 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,820

Underlying: Class A Ordinary Shares · 50,820 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

SEC source: 0001562180-20-001571 · primarydocument.xml · nonDerivative · entry 1

McMurray Michael C. · CIK 0001556386 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,547

F1 · balance_after: Includes 30,547 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,704 granted on November 5, 2019 that vest on November 5, 2020; 7,702 granted on November 5, 2019 that vest on November 5, 2021 and 7,702 granted on November 5, 2019 that vest on November 5, 2022. The 7,439 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001570 · primarydocument.xml · derivative · entry 2

Lane Kenneth Todd · CIK 0001782276 · EVP, Global O&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,447

Underlying: Class A Ordinary Shares · 39,447 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

SEC source: 0001562180-20-001570 · primarydocument.xml · nonDerivative · entry 1

Lane Kenneth Todd · CIK 0001782276 · EVP, Global O&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,893

F1 · balance_after: Includes 25,100 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,629 granted on July 15, 2019 that vest on July 15, 2020; 5,628 granted on July 15, 2019 that vest on July 15, 2021; 5,628 granted on July 15, 2019 that vest on July 15, 2022 and 2,441 granted on July 15, 2019 that vest on July 15, 2022. The 5,774 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001569 · primarydocument.xml · derivative · entry 2

Rhenman Torkel · CIK 0001780174 · EVP, I&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,603

Underlying: Class A Ordinary Shares · 42,603 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

SEC source: 0001562180-20-001569 · primarydocument.xml · nonDerivative · entry 1

Rhenman Torkel · CIK 0001780174 · EVP, I&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,027

F1 · balance_after: Includes 16,527 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2020; 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022 and 2,722 granted on July 15, 2019 that vest on July 15, 2022. The 6,236 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001566 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,804

Underlying: Class A Ordinary Shares · 32,804 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vest on February 20, 2021; 10,934 vest on February 20, 2022 and 10,934 vest on February 20, 2023.

SEC source: 0001562180-20-001566 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,084

F1 · balance_after: Includes 15,107 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022. The 4,802 RSUs reported on this Form 4 vest on February 20, 2023.

SEC source: 0001562180-20-001565 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,184

Underlying: Class A Ordinary Shares · 8,184 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.