LWLG

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 10

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,124

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 9

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,124

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 8

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,124

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 7

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,124

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 6

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,184

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 5

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,184

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 4

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,184

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 3

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,184

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 2

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,184

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $17.45 to $17.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001203 · zelibor4.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $17.08 to $17.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001202 · bucchi4.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.90 to $16.94. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001196 · zelibor4.xml · nonDerivative · entry 4

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,184

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.70 to $17.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001195 · bucchi4.xml · nonDerivative · entry 4

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,512

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.70 to $17.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001196 · zelibor4.xml · nonDerivative · entry 3

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,795

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.70 to $16.865. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001196 · zelibor4.xml · nonDerivative · entry 2

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,124

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $17.00 to $17.255. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001196 · zelibor4.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,921

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.50 to $17.66. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001195 · bucchi4.xml · nonDerivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.53 to $17.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001195 · bucchi4.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,914

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.51 to $17.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001195 · bucchi4.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.70 to $16.72. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001553350-21-001100 · zelibor4.xml · nonDerivative · entry 5

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,124

F1 · kind: Shares sold in connection with exercise of company stock options to pay the exercise price for the exercise of the grant (cashless exercise) and related taxes.

SEC source: 0001553350-21-001100 · zelibor4.xml · nonDerivative · entry 4

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,599

F1 · kind: Shares sold in connection with exercise of company stock options to pay the exercise price for the exercise of the grant (cashless exercise) and related taxes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Shares price on this transaction ranged from $13.38 to $14.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001553350-21-001100 · zelibor4.xml · derivative · entry 7

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,000

Underlying: Common Stock · 500,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On 5/1/2012 the registrant granted the reporting person an option to purchase up to 500,000 shares of company stock that vest pursuant to the following schedule: one hundred twenty five thousand (125,000) options vest immediately and the remaining options vest in three (3) equal quarterly installments of one hundred twenty five thousand (125,000) options per quarter.

SEC source: 0001553350-21-001100 · zelibor4.xml · nonDerivative · entry 3

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,972

F1 · kind: Shares sold in connection with exercise of company stock options to pay the exercise price for the exercise of the grant (cashless exercise) and related taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $14.45 to $14.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001553350-21-001100 · zelibor4.xml · nonDerivative · entry 2

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,078

F1 · kind: Shares sold in connection with exercise of company stock options to pay the exercise price for the exercise of the grant (cashless exercise) and related taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $14.50 to $15.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001553350-21-001100 · zelibor4.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-21-000313 · marcelli4.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,000

Underlying: Common Stock · 250,000 shares

Expires 2031-04-18

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 250,000 shares of company stock that vest pursuant to the following schedule: The options vest quarterly over two years in equal installments of 31,250 shares per quarter beginning May 1, 2021.

SEC source: 0001553350-21-000312 · lebby4.xml · derivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 250,000 shares

Expires 2031-04-18

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 250,000 shares of company stock that vest pursuant to the following schedule: The options vest quarterly over two years in equal installments of 31,250 shares per quarter beginning May 1, 2021.

SEC source: 0001553350-21-000060 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,000

Underlying: Common Stock · 60,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

F2 · balance_after: Includes employee stock options to purchase up to 430,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

SEC source: 0001553350-21-000062 · zelibor4.xml · derivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,000

Underlying: Common Stock · 110,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 110,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

SEC source: 0001553350-21-000061 · miller4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,000

Underlying: Common Stock · 60,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

SEC source: 0001553350-21-000059 · elahmadi4.xml · derivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,000

Underlying: Common Stock · 60,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

SEC source: 0001553350-21-000058 · bucchi4.xml · derivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Underlying: Common Stock · 80,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 80,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

SEC source: 0001553350-20-000065 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

F2 · balance_after: Includes employee stock options to purchase up to 370,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

SEC source: 0001553350-20-000067 · zelibor4.xml · derivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,000

Underlying: Common Stock · 110,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 110,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

SEC source: 0001553350-20-000066 · miller4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

SEC source: 0001553350-20-000064 · elahmadi4.xml · derivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

SEC source: 0001553350-20-000063 · bucchi4.xml · derivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,000

Underlying: Common Stock · 80,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 80,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

SEC source: 0001553350-19-000361 · marcelli4.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,700

Underlying: Common Stock · 100,000 shares

Expires 2029-04-07

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest quarterly over two years in equal installments of 12,500 shares per quarter beginning May 1, 2019.

F2 · balance_after: Includes employee stock options to purchase up to 1,400,000 shares of common stock and warrants to purchase up to 6,700 shares of common stock.

SEC source: 0001553350-19-000360 · lebby4.xml · derivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 100,000 shares

Expires 2029-04-07

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest quarterly over two years in equal installments of 12,500 shares per quarter beginning May 1, 2019.

SEC source: 0001553350-19-000353 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,000

Underlying: Common Stock · 60,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F2 · balance_after: Includes employee stock options to purchase up to 310,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

SEC source: 0001553350-19-000359 · zelibor4.xml · derivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Common Stock · 110,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 110,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

SEC source: 0001553350-19-000358 · miller4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,400

Underlying: Common Stock · 60,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F2 · balance_after: Includes employee stock options to purchase up to 510,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock.

SEC source: 0001553350-19-000352 · elahmadi4.xml · derivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Common Stock · 60,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

SEC source: 0001553350-19-000351 · bucchi4.xml · derivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,400

Underlying: Common Stock · 80,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 80,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F2 · balance_after: Includes employee stock options to purchase up to 680,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock.

SEC source: 0001553350-19-000066 · zelibor5.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,124

SEC source: 0001553350-18-000074 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.

F2 · balance_after: Includes employee stock options to purchase up to 250,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

SEC source: 0001553350-18-000069 · zelibor4.xml · derivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,000

Underlying: Common Stock · 50,000 shares

Expires 2018-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.

SEC source: 0001553350-18-000072 · pickett4.xml · derivative · entry 1

Pickett William Clendenin III · CIK 0001424354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.

SEC source: 0001553350-18-000073 · miller4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,400

Underlying: Common Stock · 50,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.

F2 · balance_after: Includes employee stock options to purchase up to 450,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock.

SEC source: 0001553350-18-000071 · elahmadi4.xml · derivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.