Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Executive Officer | July 09, 2012 | July 11, 2012 |
| Lightwave Logic, Inc.LWLG · Entity 5128 | Director | January 14, 2021 | January 19, 2021 |
| Nuvectra CorpNVTR · Entity 152882 | Director | February 07, 2019 | February 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date July 09, 2012 · Filed July 11, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,211 |
Reported balance
After 2012-07-09 transaction · row 1
1 source rowRow 1 · 2012-07-09 · Sale · Disposed 1,426.1406 · Balance 96,211 F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan. F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan.
F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account.
Lightwave Logic, Inc.
Report date January 14, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2031-01-13 | Direct | 630,000 |
Reported balance
After 2021-01-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-14 · Grant · Acquired 60,000 · Balance 630,000 F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.
Nuvectra Corp
Report date February 07, 2019 · Filed February 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,106 |
Last balance in matching sequence
After 2019-02-07 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2019-02-07 · Exercise / conversion · Acquired 2,482 · Balance 51,512 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 2 · 2019-02-07 · Exercise / conversion · Acquired 2,072 · Balance 53,584 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 3 · 2019-02-07 · Exercise / conversion · Acquired 2,410 · Balance 55,994 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 4 · 2019-02-07 · Exercise / conversion · Acquired 2,339 · Balance 58,333 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 5 · 2019-02-07 · Exercise / conversion · Acquired 574 · Balance 58,907 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 6 · 2019-02-07 · Exercise / conversion · Acquired 959 · Balance 59,866 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 7 · 2019-02-07 · Exercise / conversion · Acquired 240 · Balance 60,106 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2019-02-28 | Direct | 30,446 |
Reported balance
After 2019-02-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-07 · Exercise / conversion · Disposed 2,482 · Balance 30,446 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.88 · Expires 2019-02-28 | Direct | 28,374 |
Reported balance
After 2019-02-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-07 · Exercise / conversion · Disposed 2,072 · Balance 28,374 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2019-02-28 | Direct | 25,964 |
Reported balance
After 2019-02-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-07 · Exercise / conversion · Disposed 2,410 · Balance 25,964 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.63 · Expires 2019-02-28 | Direct | 23,625 |
Reported balance
After 2019-02-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-07 · Exercise / conversion · Disposed 2,339 · Balance 23,625 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 · Expires 2019-02-28 | Direct | 23,051 |
Reported balance
After 2019-02-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-02-07 · Exercise / conversion · Disposed 574 · Balance 23,051 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.83 · Expires 2019-02-28 | Direct | 22,092 |
Reported balance
After 2019-02-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-02-07 · Exercise / conversion · Disposed 959 · Balance 22,092 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.49 · Expires 2019-02-28 | Direct | 21,852 |
Reported balance
After 2019-02-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-02-07 · Exercise / conversion · Disposed 240 · Balance 21,852 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.
F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2021 Filed Jan 19, 2021 16:27 UTC | Lightwave Logic, Inc. LWLG · Entity 5128 | GrantEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001553350-21-000061 · miller4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,000 Underlying: Common Stock · 60,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:25 UTC | Lightwave Logic, Inc. LWLG · Entity 5128 | GrantEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001553350-20-000066 · miller4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,000 Underlying: Common Stock · 60,000 shares Expires 2030-01-13 F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 240 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 14 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,852 Underlying: Common Stock · 240 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 959 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 13 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 Underlying: Common Stock · 959 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 574 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 12 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,051 Underlying: Common Stock · 574 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 2,339 | $0.00 Strike: $4.63 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 11 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,625 Underlying: Common Stock · 2,339 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 2,410 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 10 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,964 Underlying: Common Stock · 2,410 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 2,072 | $0.00 Strike: $4.88 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 9 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,374 Underlying: Common Stock · 2,072 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 2,482 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · derivative · entry 8 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,446 Underlying: Common Stock · 2,482 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 240 | $10.49 | $2,517.60 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 7 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 959 | $9.83 | $9,426.97 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 6 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 574 | $8.85 | $5,079.90 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 5 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 2,339 | $4.63 | $10,829.57 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 2,410 | $4.47 | $10,772.70 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 2,072 | $4.88 | $10,111.36 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:35 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 2,482 | $3.95 | $9,803.90 |
DisclosureSEC source: 0001437749-19-002241 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| January 14, 2019 Filed Apr 9, 2019 17:23 UTC | Lightwave Logic, Inc. LWLG · Entity 5128 | GrantEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001553350-19-000358 · miller4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,400 Underlying: Common Stock · 60,000 shares Expires 2029-01-13 F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019. F2 · balance_after: Includes employee stock options to purchase up to 510,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 16:09 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000732 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Underlying: Common Stock · 837 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 16:09 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 837 | $15.63 | $13,082.31 |
DisclosureSEC source: 0001437749-19-000732 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 17:09 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 1,922 | $5.36 Strike: $5.36 | $10,301.92 |
DisclosureSEC source: 0001437749-18-022043 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,928 Underlying: Common Stock · 1,922 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 17:09 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 1,922 | $5.36 | $10,301.92 |
DisclosureSEC source: 0001437749-18-022043 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 16:31 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-018187 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 838 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 16:31 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 838 | $23.19 | $19,433.22 |
DisclosureSEC source: 0001437749-18-018187 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| July 09, 2018 Filed Jul 9, 2018 17:17 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-013133 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,512 Underlying: Common Stock · 838 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| July 09, 2018 Filed Jul 9, 2018 17:17 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 838 | $17.36 | $14,547.68 |
DisclosureSEC source: 0001437749-18-013133 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 15:47 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-006690 · rdgdoc.xml · derivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 Underlying: Common Stock · 837 shares Expires 2018-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 15:47 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 837 | $13.53 | $11,324.61 |
DisclosureSEC source: 0001437749-18-006690 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 15:47 UTC | Nuvectra Corp NVTR · Entity 152882 | GrantRestricted Stock Unit · Derivative | 3,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-006690 · rdgdoc.xml · derivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187 Underlying: Common Stock · 3,350 shares Expires 2019-04-09 F3 · security: Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 9, 2018. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 9, 2018. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 15:47 UTC | Nuvectra Corp NVTR · Entity 152882 | GrantStock Option (right to buy) · Derivative | 3,350 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001437749-18-006690 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850 Underlying: Common Stock · 3,350 shares Expires 2028-04-09 F2 · security: Grant of stock options, which vests in four equal quarterly installments beginning on July 9, 2018. F2 · derivative.exercise_date: Grant of stock options, which vests in four equal quarterly installments beginning on July 9, 2018. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:00 UTC | Lightwave Logic, Inc. LWLG · Entity 5128 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001553350-18-000073 · miller4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,400 Underlying: Common Stock · 50,000 shares Expires 2028-01-22 F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018. F2 · balance_after: Includes employee stock options to purchase up to 450,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock. Read SEC document |
| January 10, 2018 Filed Jan 10, 2018 17:59 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000501 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Underlying: Common Stock · 837 shares Expires 2018-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| January 10, 2018 Filed Jan 10, 2018 17:59 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 837 | $9.79 | $8,194.23 |
DisclosureSEC source: 0001437749-18-000501 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:14 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 4,665 | $4.01 Strike: $4.01 | $18,706.65 |
DisclosureSEC source: 0001437749-17-020237 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 4,665 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:14 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 4,665 | $4.01 | $18,706.65 |
DisclosureSEC source: 0001437749-17-020237 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 17:33 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-017017 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 838 shares Expires 2018-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 17:33 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 838 | $13.87 | $11,623.06 |
DisclosureSEC source: 0001437749-17-017017 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:10 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-012477 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,512 Underlying: Common Stock · 838 shares Expires 2018-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:10 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 838 | $12.73 | $10,667.74 |
DisclosureSEC source: 0001437749-17-012477 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of Restricted Stock Units. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 16:48 UTC | Nuvectra Corp NVTR · Entity 152882 | GrantStock Option (right to buy) · Derivative | 3,350 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001437749-17-006520 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,165 Underlying: Common Stock · 3,350 shares Expires 2027-04-10 F2 · security: Grant of stock options, which vests in four equal quarterly installments beginning on July 10, 2017. F2 · derivative.exercise_date: Grant of stock options, which vests in four equal quarterly installments beginning on July 10, 2017. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 16:48 UTC | Nuvectra Corp NVTR · Entity 152882 | GrantRestricted Stock Unit · Derivative | 3,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006520 · rdgdoc.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 Underlying: Common Stock · 3,350 shares Expires 2018-04-10 F1 · security: Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 10, 2017. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F1 · derivative.exercise_date: Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 10, 2017. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 16:48 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006436 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 837 shares Expires 2017-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 16:48 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 837 | $6.36 | $5,323.32 |
DisclosureSEC source: 0001437749-17-006436 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 16:12 UTC | Nuvectra Corp NVTR · Entity 152882 | PurchaseCommon Stock | 25,000 | $6.11 | $152,750.00 |
DisclosureSEC source: 0001437749-17-004929 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,743 F1 · security: Open market purchase. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 09:29 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionStock Option (right to buy) · Derivative | 1,123 | $5.15 Strike: $5.15 | $5,783.45 |
DisclosureSEC source: 0001437749-17-003154 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,815 Underlying: Common Stock · 1,123 shares Expires 2017-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2 · derivative.exercise_date: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 09:29 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 1,123 | $5.15 | $5,783.45 |
DisclosureSEC source: 0001437749-17-003154 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:14 UTC | Lightwave Logic, Inc. LWLG · Entity 5128 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001553350-17-000084 · miller4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,400 Underlying: Common Stock · 50,000 shares Expires 2027-01-16 F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2017. F2 · balance_after: Includes employee stock options to purchase up to 400,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock. Read SEC document |
| January 07, 2017 Filed Jan 10, 2017 16:38 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000449 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Underlying: Common Stock · 837 shares Expires 2017-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units. Read SEC document |
| January 07, 2017 Filed Jan 10, 2017 16:38 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 837 | $5.58 | $4,670.46 |
DisclosureSEC source: 0001437749-17-000449 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 11:47 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionRestricted Stock Unit · Derivative | 839 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-039666 · rdgdoc.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 839 shares Expires 2017-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Unit. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 11:47 UTC | Nuvectra Corp NVTR · Entity 152882 | Exercise / conversionCommon Stock | 839 | $6.53 | $5,478.67 |
DisclosureSEC source: 0001437749-16-039666 · rdgdoc.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.