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Nasdaq · USD

LWLG

Lightwave Logic, Inc.

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Tapewire entity
5128
SEC CIK
0001325964
Parsed reports
151

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 202600
Mar 202601
Apr 202606
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2026 Filed Sep 14, 2026 22:17 UTC
Le Maitre YvesDirector · CEO
Tax withholdingCommon Stock 310,750 $5.23 $1,625,222.50
Disclosure

SEC source: 0001079973-26-001255 · ownership.xml · nonDerivative · entry 1

Le Maitre Yves · CIK 0001334769 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,900,203

F1 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the September 12, 2026 vesting of restricted stock units. Shares were withheld for the payment of withholding taxes.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:44 UTC
Graffam FredChief Financial Officer
GrantCommon Stock 396,694 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000977 · ownership.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,694

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 99,178 of the RSUs will vest on July 24, 2027; the remaining will vest in twelve quarterly installments of 24,793 RSUs each, beginning on October 24, 2027.

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:59 UTC
Quan Snizhana P.Principal Financial Officer
SaleCommon Stock 345 $11.41 $3,936.45
Disclosure

SEC source: 0001079973-26-000761 · ownership.xml · nonDerivative · entry 1

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,780

F1 · shares: The sale reported in this Form 4 was to cover the tax withholding obligations associated with an RSA vesting on May 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:56 UTC GrantCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000767 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,335

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. The RSUs will vest in four quarterly installments beginning on August 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:44 UTC GrantCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000765 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,491

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. The RSUs will vest in four quarterly installments beginning on August 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 12:50 UTC GrantCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000773 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,744

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. The RSUs will vest in four quarterly installments beginning on August 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 17:04 UTC
Ciesla CraigDirector
GrantCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000775 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,436

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. The RSUs will vest in four quarterly installments beginning on August 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 17:07 UTC GrantCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000777 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,780

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. The RSUs will vest in four quarterly installments beginning on August 31, 2026.

Read SEC document
June 01, 2026 Filed Jun 5, 2026 20:11 UTC
Quan Snizhana P.Principal Financial Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000783 · ownership.xml · nonDerivative · entry 1

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,280

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 836 of the RSUs will vest on June 1, 2027, the remaining will vest in eight quarterly installments of 208 RSUs each, beginning on September 1, 2027.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 01:28 UTC GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000569 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,879

Read SEC document
April 10, 2026 Filed Apr 10, 2026 22:37 UTC
Quan Snizhana P.Principal Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001079973-26-000461 · ownership.xml · derivative · entry 4

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 20,000 shares

Expires 2033-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 8,337 options vested on January 9, 2024, the remaining options began vesting in eleven equal quarterly installments of 8,333 shares on April 9, 2024. 16,666 of the options remain unvested. Any unvested portion of this award is subject to forfeiture.

Read SEC document
April 10, 2026 Filed Apr 10, 2026 22:37 UTC
Quan Snizhana P.Principal Financial Officer
SaleCommon Stock 20,000 $10.36 $207,200.00
Disclosure

SEC source: 0001079973-26-000461 · ownership.xml · nonDerivative · entry 2

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,125

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.385, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above..

Read SEC document
April 10, 2026 Filed Apr 10, 2026 22:37 UTC
Quan Snizhana P.Principal Financial Officer
Exercise / conversionCommon Stock 20,000 $4.87 $97,400.00
Disclosure

SEC source: 0001079973-26-000461 · ownership.xml · nonDerivative · entry 1

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2026 Filed Apr 7, 2026 20:07 UTC SaleCommon Stock 54,536 $7.76 $423,199.36
Disclosure

SEC source: 0001553350-26-000051 · ownership.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,168

F2 · shares: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of equity awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.615 to $7.92, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 06, 2026 Filed Apr 6, 2026 22:01 UTC SaleCommon Stock 9,000 $8.52 $76,680.00
Disclosure

SEC source: 0001553350-26-000049 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,132

F1 · shares: The sale reported in this Form 4 was to cover the tax withholding obligations associated with RSU vestings on March 31, 2026.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:14 UTC SaleCommon Stock 11,000 $6.84 $75,240.00
Disclosure

SEC source: 0001553350-26-000033 · ownership.xml · nonDerivative · entry 2

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,723

F2 · shares: The sale reported in this Form 4 was to cover the tax withholding obligations associated with RSU vestings on March 31, 2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.88, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:39 UTC SaleCommon Stock 11,000 $6.92 $76,120.00
Disclosure

SEC source: 0001553350-26-000034 · ownership.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,879

F3 · shares: The sale reported in this Form 4 was to cover the tax withholding obligations associated with a RSU vesting on March 31, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.91 to $6.92, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: A Form 4 filed on December 8, 2023 inadvertently did not reflect 22,375 shares of common stock held by the Reporting Person from a transaction reported on a Form 4 filed on June 7, 2023, in the total owned reported in the December 2023 Form 4. Those shares are now reflected in this balance.

Read SEC document
April 01, 2026 Filed Apr 8, 2026 11:50 UTC
Ciesla CraigDirector
SaleCommon Stock 11,000 $6.81 $74,910.00
Disclosure

SEC source: 0001079973-26-000451 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,824

F1 · shares: The sale reported in this Form 4 was to cover the tax withholding obligations associated with RSU vestings on March 31, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.81 to $6.831, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001553350-26-000033 · ownership.xml · derivative · entry 3

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stiock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:14 UTC Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-26-000033 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001553350-26-000034 · ownership.xml · derivative · entry 4

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:39 UTC Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-26-000034 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: A Form 4 filed on December 8, 2023 inadvertently did not reflect 22,375 shares of common stock held by the Reporting Person from a transaction reported on a Form 4 filed on June 7, 2023, in the total owned reported in the December 2023 Form 4. Those shares are now reflected in this balance.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:47 UTC
Ciesla CraigDirector
Exercise / conversionRestricted Stock Unit · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001553350-26-000041 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:47 UTC
Ciesla CraigDirector
Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-26-000041 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 13:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001553350-26-000042 · ownership.xml · derivative · entry 2

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stoc.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 13:51 UTC Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-26-000042 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stoc.

Read SEC document
March 31, 2026 Filed Apr 7, 2026 20:07 UTC Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001553350-26-000051 · ownership.xml · derivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 7, 2026 20:07 UTC Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-26-000051 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 20:01 UTC
Quan Snizhana P.Principal Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001079973-26-000398 · ownership.xml · derivative · entry 4

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2033-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 8,337 options vested on January 9, 2024, the remaining options began vesting in eleven equal quarterly installments of 8,333 shares on April 9, 2024. 24,999 of the options remain unvested. Any unvested portion of this award is subject to forfeiture.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 20:01 UTC
Quan Snizhana P.Principal Financial Officer
SaleCommon Stock 25,000 $7.27 $181,750.00
Disclosure

SEC source: 0001079973-26-000398 · ownership.xml · nonDerivative · entry 2

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,125

Read SEC document
March 30, 2026 Filed Mar 31, 2026 20:01 UTC
Quan Snizhana P.Principal Financial Officer
Exercise / conversionCommon Stock 25,000 $4.87 $121,750.00
Disclosure

SEC source: 0001079973-26-000398 · ownership.xml · nonDerivative · entry 1

Quan Snizhana P. · CIK 0002105378 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:00 UTC
Le Maitre YvesDirector · CEO
Tax withholdingCommon Stock 294,968 $7.08 $2,088,373.44
Disclosure

SEC source: 0001553350-26-000024 · ownership.xml · nonDerivative · entry 1

Le Maitre Yves · CIK 0001334769 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210,953

F1 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the March 12, 2026 vesting of restricted stock units. Shares were withheld for the payment of withholding taxes.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 11:05 UTC GrantCommon Stock 7,599 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000179 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,971

F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on February 2, 2026 and March 31, 2026.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 11:01 UTC GrantCommon Stock 7,599 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000173 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,562

F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on February 2, 2026 and March 31, 2026.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 11:04 UTC GrantCommon Stock 7,599 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000177 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,543

F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on February 2, 2026 and March 31, 2026.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 11:03 UTC
Ciesla CraigDirector
GrantCommon Stock 7,599 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000175 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,663

F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on February 2, 2026 and March 31, 2026.

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February 02, 2026 Filed Feb 5, 2026 11:02 UTC GrantCommon Stock 7,599 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000174 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,343

F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on February 2, 2026 and March 31, 2026.

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January 27, 2026 Filed Jan 29, 2026 00:04 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001079973-26-000125 · ownership.xml · derivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 1, 2016, the reporting person received an option to purchase up to 50,000 shares of company stock that vested pursuant to the following schedule: 20,000 options vested immediately, and the remaining options vested in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2016.

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January 27, 2026 Filed Jan 29, 2026 00:04 UTC SaleCommon Stock 25,591 $3.48 $89,056.68
Disclosure

SEC source: 0001079973-26-000125 · ownership.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,944

F2 · kind: The sale reported in this Form 4 was to cover the exercise price and tax withholding obligations associated with the option exercise also reported herein.

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January 27, 2026 Filed Jan 29, 2026 00:04 UTC Exercise / conversionCommon Stock 50,000 $0.68 $34,000.00
Disclosure

SEC source: 0001079973-26-000125 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

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January 23, 2026 Filed Jan 28, 2026 00:44 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001079973-26-000119 · ownership.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 1, 2016, the reporting person received an option to purchase up to 50,000 shares of company stock that vested pursuant to the following schedule: 20,000 options vested immediately, and the remaining options vested in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2016.

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January 23, 2026 Filed Jan 28, 2026 00:44 UTC Exercise / conversionCommon Stock 50,000 $0.68 $34,000.00
Disclosure

SEC source: 0001079973-26-000119 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 23,511 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion is subject to forfeiture..

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January 02, 2026 Filed Jan 6, 2026 21:01 UTC SaleCommon Stock 7,600 $3.25 $24,700.00
Disclosure

SEC source: 0001079973-26-000037 · ownership.xml · nonDerivative · entry 2

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,372

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.

F2 · balance_after: Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

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December 31, 2025 Filed Jan 6, 2026 02:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000031 · ownership.xml · derivative · entry 3

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

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December 31, 2025 Filed Jan 6, 2026 02:24 UTC SaleCommon Stock 10,000 $3.72 $37,200.00
Disclosure

SEC source: 0001079973-26-000031 · ownership.xml · nonDerivative · entry 2

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,963

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

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December 31, 2025 Filed Jan 6, 2026 02:24 UTC Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001079973-26-000031 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

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December 31, 2025 Filed Jan 5, 2026 13:38 UTC
Marcelli James S.Director · CFO, COO
Tax withholdingCommon Stock 77,758 $3.24 $251,935.92
Disclosure

SEC source: 0001079973-26-000006 · ownership.xml · nonDerivative · entry 2

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868,293

F2 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the PSUs vesting. Shares were withheld for the payment of withholding taxes.

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December 31, 2025 Filed Jan 5, 2026 13:38 UTC
Marcelli James S.Director · CFO, COO
GrantCommon Stock 307,113 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000006 · ownership.xml · nonDerivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,051

F1 · price: The shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance stock units (the "PSUs").

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December 31, 2025 Filed Jan 5, 2026 13:31 UTC Tax withholdingCommon Stock 70,732 $3.24 $229,171.68
Disclosure

SEC source: 0001079973-26-000004 · ownership.xml · nonDerivative · entry 2

Zelibor Thomas Edward · CIK 0001439722 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,722

F2 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the PSUs vesting. Shares were withheld for the payment of withholding taxes.

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December 31, 2025 Filed Jan 5, 2026 13:31 UTC GrantCommon Stock 235,453 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000004 · ownership.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,454

F1 · price: The shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance stock units (the "PSUs").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.