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LEONBERGER FREDERICK J

Disclosed activity across 1 company

Tapewire entity
84762
SEC CIK
0001182380

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lightwave Logic, Inc.LWLG · Entity 5128DirectorDecember 21, 2024December 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lightwave Logic, Inc.

Report date December 21, 2024 · Filed December 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect296,369 Reported balance After 2024-12-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-21 · Other · Acquired 100,000 · Balance 296,369

F1: The amount of securities reported in Column 5 includes a restricted stock award of 17,241 shares. 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.77 · Expires 2024-12-31Direct865,000 Reported balance After 2024-12-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-21 · Other · Disposed 100,000 · Balance 865,000

F2: The warrant vests as follows: 25,000 on January 1, 2015 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 400,000 shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The amount of securities reported in Column 5 includes a restricted stock award of 17,241 shares. 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

F2: The warrant vests as follows: 25,000 on January 1, 2015 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 400,000 shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2024 Filed Dec 26, 2024 08:44 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherWarrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001079973-24-001758 · ownership.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,000

Underlying: Common Stock · 100,000 shares

Expires 2024-12-31

F2 · derivative.exercise_date: The warrant vests as follows: 25,000 on January 1, 2015 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3 · balance_after: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 400,000 shares of common stock.

Read SEC document
December 21, 2024 Filed Dec 26, 2024 08:44 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherCommon Stock 100,000 $0.77 $77,000.00
Disclosure

SEC source: 0001079973-24-001758 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,369

F1 · balance_after: The amount of securities reported in Column 5 includes a restricted stock award of 17,241 shares. 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 16:12 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001079973-24-000944 · ownership.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,000

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 500,000 shares of common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 16:12 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantCommon Stock 17,241 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000944 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,369

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:05 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherWarrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001079973-23-001770 · ownership.xml · derivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 100,000 shares

Expires 2023-12-31

F2 · derivative.exercise_date: The warrant vests as follows: 25,000 on January 1, 2014 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3 · balance_after: Includes employee stock options to purchase up to 375,000 shares of Issuer common stock and warrants to purchase up to 500,000 shares of Issuer common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:05 UTC Lightwave Logic, Inc. LWLG · Entity 5128 SaleCommon Stock 75,000 $4.67 $350,527.50
Disclosure

SEC source: 0001079973-23-001770 · ownership.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,128

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.62 to $4.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.62 to $4.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:05 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherCommon Stock 100,000 $0.71 $71,000.00
Disclosure

SEC source: 0001079973-23-001770 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,128

Read SEC document
July 19, 2023 Filed Jul 21, 2023 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001553350-23-000398 · ownership.xml · derivative · entry 5

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 01/14/2019 the Issuer granted the Reporting Person an option to purchase up to 60,000 shares of Issuer stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F4 · balance_after: Includes employee stock options to purchase up to 375,000,000 shares of Issuer common stock and warrants to purchase up to 600,000 shares of Issuer common stock.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001553350-23-000398 · ownership.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005,000

Underlying: Common Stock · 19,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On 03/28/2017 the Issuer granted the Reporting Person an option to purchase up to 200,000 shares of Issuer stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one-year anniversary of the initial vesting date.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 SaleCommon Stock 49,000 $7.75 $379,750.00
Disclosure

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,128

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $7.57 to $7.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionCommon Stock 30,000 $0.84 $25,200.00
Disclosure

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionCommon Stock 19,000 $0.73 $13,870.00
Disclosure

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:42 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $5.22 $0.00
Disclosure

SEC source: 0001553350-23-000189 · leonberger4.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-15

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 424,000 shares of common stock and warrants to purchase up to 600,000 shares of common stock.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:42 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantCommon Stock 23,946 $0.00 $0.00
Disclosure

SEC source: 0001553350-23-000189 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,128

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,001 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherWarrant (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · derivative · entry 5

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,000

Underlying: Common Stock · 125,000 shares

Expires 2022-12-31

F4 · derivative.exercise_date: The warrant vests as follows: 31,256 on December 13, 2012 with remainder vesting in equal monthly installments of 7,812 over the next 12 months thereafter.

F5 · balance_after: Includes employee stock options to purchase up to 299,000 shares of common stock and warrants to purchase up to 600,000 shares of common stock.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,000

Underlying: Common Stock · 31,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 03/28/2017 the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one year anniversary of the initial vesting date.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 OtherCommon Stock 125,000 $0.98 $122,500.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,182

F2 · balance_after: The amount of securities reported in Column 5 includes a restricted stock award of 5,182 shares that vest in 3 equal annual installments over 3 years, with the first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. Any unvested 5,182 award shares are subject to forfeiture.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 SaleCommon Stock 31,000 $7.07 $219,108.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $7.03 to $7.16. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionCommon Stock 31,000 $0.73 $22,630.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:10 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000039 · leonberger4.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-17

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 330,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:10 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000039 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:09 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,000

Underlying: Common Stock · 150,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 03/28/2017 the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one year anniversary of the initial vesting date.

F4 · balance_after: Includes employee stock options to purchase up to 280,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:09 UTC Lightwave Logic, Inc. LWLG · Entity 5128 SaleCommon Stock 108,228 $16.88 $1,826,888.64
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.60 to $17.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:09 UTC Lightwave Logic, Inc. LWLG · Entity 5128 SaleCommon Stock 41,772 $16.41 $685,478.52
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,228

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.00 to $16.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:09 UTC Lightwave Logic, Inc. LWLG · Entity 5128 Exercise / conversionCommon Stock 150,000 $0.73 $109,500.00
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 16:26 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001553350-21-000060 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,000

Underlying: Common Stock · 60,000 shares

Expires 2031-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

F2 · balance_after: Includes employee stock options to purchase up to 430,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 16:23 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001553350-20-000065 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

F2 · balance_after: Includes employee stock options to purchase up to 370,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
January 14, 2019 Filed Apr 9, 2019 17:18 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001553350-19-000353 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,000

Underlying: Common Stock · 60,000 shares

Expires 2029-01-13

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F2 · balance_after: Includes employee stock options to purchase up to 310,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:00 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001553350-18-000074 · leonberger4.xml · derivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.

F2 · balance_after: Includes employee stock options to purchase up to 250,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.