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LVO

LiveOne, Inc.

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7199
SEC CIK
0001491419
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222

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 21, 2019 20:01 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,900 $5.84 $11,098.09
Disclosure

SEC source: 0001213900-19-002989 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,917

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.92, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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February 15, 2019 Filed Feb 19, 2019 20:21 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 4,800 $5.84 $28,009.92
Disclosure

SEC source: 0001213900-19-002883 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,017

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.96, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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February 06, 2019 Filed Feb 9, 2019 02:00 UTC
BEBEL MICHAEL JSenior Executive VP
GrantRestricted Stock Units · Derivative 500,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-19-002010 · ownership.xml · derivative · entry 1

BEBEL MICHAEL J · CIK 0001248062 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, $0.001 par value · 500,000 shares

Expires not disclosed

F1 · date: The Restricted Stock Units (the "RSUs") reported herein were granted to the Reporting Person on February 6, 2019 pursuant to his Employment Agreement (the "Employment Agreement"), dated as of January 28, 2019 (the "Effective Date").

F2 · derivative.exercise_date: 83,105 of the RSUs shall vest on the later of (i) July 28, 2019 and (ii) the earlier of (x) the expiration of any "lock up" agreement in respect of shares of the Issuer's capital stock to which the Reporting Person is subject and (y) June 30, 2019, and the remainder of 416,895 of the RSUs shall vest in ten equal installments every three months thereafter with the last vesting date being the three-year anniversary of the Effective Date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock as soon as practicable after the applicable vesting. In the event of a "Change of Control" (as defined in the Employment Agreement) any unvested portion of the RSUs shall vest immediately prior to such event.

F2 · derivative.expiration_date: 83,105 of the RSUs shall vest on the later of (i) July 28, 2019 and (ii) the earlier of (x) the expiration of any "lock up" agreement in respect of shares of the Issuer's capital stock to which the Reporting Person is subject and (y) June 30, 2019, and the remainder of 416,895 of the RSUs shall vest in ten equal installments every three months thereafter with the last vesting date being the three-year anniversary of the Effective Date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock as soon as practicable after the applicable vesting. In the event of a "Change of Control" (as defined in the Employment Agreement) any unvested portion of the RSUs shall vest immediately prior to such event.

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January 10, 2019 Filed Jan 15, 2019 02:04 UTC PurchaseCommon Stock 16,667 $3.00 $50,001.00
Disclosure

SEC source: 0001213900-19-000703 · ownership.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

F1 · price: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.

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January 10, 2019 Filed Jan 15, 2019 02:02 UTC
Schaer Douglas DChief Operating Officer
PurchaseCommon Stock 8,334 $3.00 $25,002.00
Disclosure

SEC source: 0001213900-19-000702 · ownership.xml · nonDerivative · entry 1

Schaer Douglas D · CIK 0001716082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 175,001

F1 · price: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.

F2 · balance_after: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017.

F3 · ownership.nature: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

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December 27, 2018 Filed Jan 1, 2019 02:33 UTC GrantRestricted Stock Units · Derivative 24,144 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018095 · ownership.xml · derivative · entry 1

Foster Craig L · CIK 0001572394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

Underlying: Common Stock, $0.001 par value · 24,144 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

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December 27, 2018 Filed Jan 1, 2019 02:31 UTC GrantRestricted Stock Units · Derivative 23,138 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018093 · ownership.xml · derivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,138

Underlying: Common Stock, $0.001 par value · 23,138 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

Read SEC document
December 27, 2018 Filed Jan 1, 2019 02:30 UTC GrantRestricted Stock Units · Derivative 21,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018091 · ownership.xml · derivative · entry 1

Spengler Tim J. · CIK 0001719763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126

Underlying: Common Stock, $0.001 par value · 21,126 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).

Read SEC document
December 11, 2018 Filed Dec 12, 2018 20:00 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $4.98 $4,484.52
Disclosure

SEC source: 0001213900-18-017275 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,217

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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December 10, 2018 Filed Dec 12, 2018 20:00 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,400 $4.62 $6,462.96
Disclosure

SEC source: 0001213900-18-017275 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,317

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.47 to $4.90, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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December 07, 2018 Filed Dec 10, 2018 21:05 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $4.86 $4,371.03
Disclosure

SEC source: 0001213900-18-017180 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,917

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 to $4.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

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December 06, 2018 Filed Dec 10, 2018 21:05 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,400 $5.01 $7,018.06
Disclosure

SEC source: 0001213900-18-017180 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,017

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 to $5.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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December 04, 2018 Filed Dec 6, 2018 20:31 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $5.49 $4,941.00
Disclosure

SEC source: 0001213900-18-017036 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,317

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.33 to $5.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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December 03, 2018 Filed Dec 6, 2018 20:31 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 500 $5.18 $2,591.00
Disclosure

SEC source: 0001213900-18-017036 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,417

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 20:39 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,300 $5.16 $6,706.05
Disclosure

SEC source: 0001213900-18-016871 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,917

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.94 to $5.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 20:39 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 700 $4.91 $3,434.97
Disclosure

SEC source: 0001213900-18-016871 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,617

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $4.97, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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November 28, 2018 Filed Nov 29, 2018 20:00 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,600 $4.80 $7,677.44
Disclosure

SEC source: 0001213900-18-016745 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,917

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.62 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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November 27, 2018 Filed Nov 29, 2018 20:00 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,700 $4.70 $7,988.98
Disclosure

SEC source: 0001213900-18-016745 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,317

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.575 to $4.80, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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November 26, 2018 Filed Nov 27, 2018 19:38 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,900 $4.76 $9,048.18
Disclosure

SEC source: 0001213900-18-016605 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,617

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.45 to $5.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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November 23, 2018 Filed Nov 27, 2018 19:38 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,702 $4.27 $7,261.07
Disclosure

SEC source: 0001213900-18-016605 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,717

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.35, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 21:35 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 3,200 $4.15 $13,295.04
Disclosure

SEC source: 0001213900-18-016492 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,015

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.30, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 21, 2018 Filed Dec 10, 2018 21:05 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,300 $4.23 $5,504.98
Disclosure

SEC source: 0001213900-18-017180 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,617

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.30, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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November 20, 2018 Filed Nov 23, 2018 21:35 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 700 $3.90 $2,730.00
Disclosure

SEC source: 0001213900-18-016492 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,815

Read SEC document
November 19, 2018 Filed Nov 20, 2018 21:01 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 6,601 $4.05 $26,706.33
Disclosure

SEC source: 0001213900-18-016345 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,115

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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November 16, 2018 Filed Nov 20, 2018 21:01 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 9,600 $3.92 $37,600.32
Disclosure

SEC source: 0001213900-18-016345 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,514

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.8 to $4.12, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 20

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

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October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 18

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 1,533 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 16

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 2,521 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 14

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 12

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 10

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 13,299 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 8

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 11,998 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 6

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 4

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
October 04, 2018 Filed Oct 10, 2018 01:45 UTC OtherCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 2

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Former custodian of UTMA account for daughter

Disclosed balance after: 0

F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

Read SEC document
September 25, 2018 Filed Oct 10, 2018 01:45 UTC PurchaseCommon Stock 8,500 $3.93 $33,405.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 19

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian of UTMA account for daughter

Disclosed balance after: 8,500

F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F10 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

Read SEC document
September 25, 2018 Filed Oct 10, 2018 01:45 UTC PurchaseCommon Stock 7,500 $3.96 $29,700.00
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 17

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian of UTMA account for daughter

Disclosed balance after: 7,500

F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

Read SEC document
September 24, 2018 Filed Oct 10, 2018 01:45 UTC PurchaseCommon Stock 1,533 $3.57 $5,472.81
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 15

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian of UTMA account for daughter

Disclosed balance after: 1,533

F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

Read SEC document
September 24, 2018 Filed Oct 10, 2018 01:45 UTC PurchaseCommon Stock 2,521 $3.90 $9,831.90
Disclosure

SEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 13

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian of UTMA account for daughter

Disclosed balance after: 2,521

F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:30 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 5,300 $4.90 $25,991.20
Disclosure

SEC source: 0001213900-18-012671 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,914

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $4.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:30 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,400 $4.89 $6,850.06
Disclosure

SEC source: 0001213900-18-012671 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,614

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.83 to $4.97, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:34 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 324 $5.03 $1,628.52
Disclosure

SEC source: 0001213900-18-012510 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,214

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 21:34 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $5.00 $4,502.97
Disclosure

SEC source: 0001213900-18-012510 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,890

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 to $5.05, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 21:32 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $4.91 $4,421.97
Disclosure

SEC source: 0001213900-18-012349 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,990

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:32 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 900 $5.35 $4,815.00
Disclosure

SEC source: 0001213900-18-012349 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,090

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.30 to $5.40, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:17 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 300 $5.45 $1,635.00
Disclosure

SEC source: 0001213900-18-012238 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,190

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 400 $5.40 $2,160.00
Disclosure

SEC source: 0001213900-18-012238 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,890

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 300 $5.47 $1,641.00
Disclosure

SEC source: 0001213900-18-012238 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,490

Read SEC document
August 31, 2018 Filed Aug 31, 2018 18:58 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 2,900 $5.03 $14,586.42
Disclosure

SEC source: 0001213900-18-012038 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,190

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.77 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 18:58 UTC
ELLIN ROBERT SDirector · CEO and Chairman · 10% owner
PurchaseCommon Stock 1,171 $4.49 $5,260.95
Disclosure

SEC source: 0001213900-18-012038 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,290

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.45 to $4.50, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.