Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LIVX · Entity 7199 | Director | August 14, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date August 14, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 76,667 |
Reported balance
After 2020-08-14 transaction · row 1
1 source rowRow 1 · 2020-08-14 · Purchase · Acquired 10,000 · Balance 76,667 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.735 to $2.75, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.735 to $2.75, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2020 Filed Aug 17, 2020 11:03 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 10,000 | $2.74 | $27,429.00 |
DisclosureSEC source: 0001213900-20-022398 · ownership.xml · nonDerivative · entry 1 Spengler Tim J. · CIK 0001719763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,667 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.735 to $2.75, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document |
| October 30, 2019 Filed Nov 13, 2019 02:05 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 60,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-023051 · ownership.xml · derivative · entry 1 Spengler Tim J. · CIK 0001719763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,344 Underlying: Common Stock, $0.001 par value · 60,344 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. Read SEC document |
| December 27, 2018 Filed Jan 1, 2019 02:30 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 21,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018091 · ownership.xml · derivative · entry 1 Spengler Tim J. · CIK 0001719763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,126 Underlying: Common Stock, $0.001 par value · 21,126 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.