Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LIVX · Entity 7199 | Chief Operating Officer | January 10, 2019 | January 15, 2019 |
| Z Squared Inc.BHSEU · Entity 6495 | Director | October 29, 2020 | October 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date January 10, 2019 · Filed January 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 175,001 |
Reported balance
After 2019-01-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-01-10 · Purchase · Acquired 8,334 · Balance 175,001 F1: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party. F2: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017. F3: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.
F2: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017.
F3: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.
Z Squared Inc.
Report date October 29, 2020 · Filed October 30, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2019 Filed Jan 15, 2019 02:02 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 8,334 | $3.00 | $25,002.00 |
DisclosureSEC source: 0001213900-19-000702 · ownership.xml · nonDerivative · entry 1 Schaer Douglas D · CIK 0001716082 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 175,001 F1 · price: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party. F2 · balance_after: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017. F3 · ownership.nature: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| June 27, 2018 Filed Jun 30, 2018 01:30 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008552 · ownership.xml · derivative · entry 1 Schaer Douglas D · CIK 0001716082 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-03-11 F1 · date: These options were granted to the Reporting Person effective as of March 11, 2018 pursuant to the approval of the Issuer's board of directors on January 31, 2018. The Issuer was unable to execute the Option Agreement (as defined below) with the Reporting Person until June 27, 2018 due to unintentional administrative delays. F2 · derivative.exercise_date: These options were granted to the Reporting Person pursuant to that certain Stock Option Agreement (the "Option Agreement"), dated as of June 27, 2018 and effective as of March 11, 2018 (the "Effective Date"). The options shall vest in three equal increments, with the first tranche of the options vesting on the 12-month anniversary of the Effective Date, with an additional one-third of the options vesting every twelfth month thereafter through the date that is three years after the Effective Date. Each tranche of the options shall become exercisable on the earlier of (i) one year after the date such tranche shall vest, (ii) the second anniversary of the Effective Date, or (iii) the earliest date vested equity awards become exercisable or transferable for similarly situated executives of the Issuer, subject to the terms of the 2016 Plan. F3 · derivative.expiration_date: These options expire 10 years from the Effective Date, unless terminated sooner in accordance with the Issuer's 2016 Equity Incentive Plan (the "2016 Plan") or the Option Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.