LTRX

SEC source: 0001683168-24-001279 · ownership.xml · nonDerivative · entry 2

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,855

F2 · kind: In accordance with the terms of the RSU Agreement, 4,392 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-24-001279 · ownership.xml · nonDerivative · entry 1

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,816 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

SEC source: 0001683168-24-001081 · ownership.xml · nonDerivative · entry 1

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Christa Steele Revocable Trust

Disclosed balance after: 11,630

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.12 to $4.28. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-000929 · ownership.xml · nonDerivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.81 to $3.96. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-000928 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brace Family Trust

Disclosed balance after: 27,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.92 to $3.95. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-000794 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,406,471

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.00 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-000480 · ownership.xml · derivative · entry 1

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,332

Underlying: Common Stock · 10,332 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders.

SEC source: 0001683168-23-008613 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-008613 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,605

F2 · kind: In accordance with the terms of the RSU Agreement, 1,080 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-008613 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-008401 · ownership.xml · derivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,255

Underlying: Common Stock · 470,255 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

SEC source: 0001683168-23-008817 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,131

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-23-008818 · ownership.xml · nonDerivative · entry 1

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,431

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-23-007824 · ownership.xml · derivative · entry 3

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007824 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-007825 · ownership.xml · derivative · entry 3

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007825 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-007823 · ownership.xml · derivative · entry 3

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007823 · ownership.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-007822 · ownership.xml · derivative · entry 4

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 6,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-23-007822 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 22,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person's spouse on November 8, 2022 (the "Grant Date").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-23-007821 · ownership.xml · derivative · entry 5

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs become fully (100%) vested on November 8, 2023.

F4 · derivative.expiration_date: The RSUs become fully (100%) vested on November 8, 2023.

SEC source: 0001683168-23-007821 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on August 8, 2023 (the "Grant Date").

SEC source: 0001683168-23-007824 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007825 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007823 · ownership.xml · derivative · entry 2

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-007821 · ownership.xml · derivative · entry 4

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-006443 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,560

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 6,345 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-006443 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,905

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 18,349 RSUs subject to the award on September 13, 2023 with respect to the performance conditions that were satisfied for fiscal 2023.

F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 18,349 RSUs subject to the award on September 13, 2023 with respect to the performance conditions that were satisfied for fiscal 2023.

SEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,202

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 8,724 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F3 · balance_after: The reporting person transferred 5,145 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,071

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023.

F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023.

SEC source: 0001683168-23-006442 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brace Family Trust

Disclosed balance after: 12,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.28 to $5.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-23-006313 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-006313 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,556

F2 · kind: In accordance with the terms of the RSU Agreement, 1,081 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-006313 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-005473 · ownership.xml · derivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,186

Underlying: Common Stock · 4,186 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will become fully (100%) vested on November 8, 2023.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will become fully (100%) vested on November 8, 2023.

SEC source: 0001683168-23-004707 · ownership.xml · derivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,348 shares

Expires 2023-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person previously exercised 23,652 stock options from this award granted on September 14, 2016 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-23-004707 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on September 14, 2016 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

SEC source: 0001683168-23-003906 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-003906 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,512

F2 · kind: In accordance with the terms of the RSU Agreement, 1,072 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-003906 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-003907 · ownership.xml · derivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-003907 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,311

F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-003907 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-003497 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,459

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-23-003498 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,089

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-23-003144 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-003144 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-003142 · ownership.xml · derivative · entry 4

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-003142 · ownership.xml · nonDerivative · entry 1

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").