Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 15, 2018 21:35 UTC |
FOLINO PAUL FDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003461 · ownership.xml · derivative · entry 3 FOLINO PAUL F · CIK 0001244088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:35 UTC |
EDWARDS BRUCE CDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003460 · ownership.xml · derivative · entry 3 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:30 UTC |
BRUSCHA BERNHARDDirector · 10% owner
|
Exercise / conversionStock Option (Right to buy) · Derivative | 32,704 | $0.00 Strike: $3.18 | $0.00 |
DisclosureSEC source: 0001683168-18-003124 · ownership.xml · derivative · entry 5 BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,704 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:30 UTC |
BRUSCHA BERNHARDDirector · 10% owner
|
Exercise / conversionStock Option (Right to buy) · Derivative | 23,750 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001683168-18-003124 · ownership.xml · derivative · entry 4 BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,750 shares Expires 2018-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:30 UTC |
BRUSCHA BERNHARDDirector · 10% owner
|
Exercise / conversionCommon Stock | 32,704 | $3.18 | $103,998.72 |
DisclosureSEC source: 0001683168-18-003124 · ownership.xml · nonDerivative · entry 2 BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:30 UTC |
BRUSCHA BERNHARDDirector · 10% owner
|
Exercise / conversionCommon Stock | 23,750 | $1.39 | $33,012.50 |
DisclosureSEC source: 0001683168-18-003124 · ownership.xml · nonDerivative · entry 1 BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:30 UTC |
PRINTER HOSHIDirector
|
Exercise / conversionStock Option (Right to buy) · Derivative | 23,750 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001683168-18-002805 · ownership.xml · derivative · entry 2 PRINTER HOSHI · CIK 0001198590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,750 shares Expires 2018-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested according to the following schedule: 100% of the option (23,750 shares) vested on the first anniversary of the vesting commencement date: November 16, 2011. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:30 UTC |
PRINTER HOSHIDirector
|
Exercise / conversionCommon Stock | 23,750 | $1.39 | $33,012.50 |
DisclosureSEC source: 0001683168-18-002805 · ownership.xml · nonDerivative · entry 1 PRINTER HOSHI · CIK 0001198590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC |
Whitaker JeremyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC |
Whitaker JeremyChief Financial Officer
|
Tax withholdingCommon Stock | 432 | $4.11 | $1,775.52 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,478 F2 · kind: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC |
Whitaker JeremyChief Financial Officer
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 20:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002600 · ownership.xml · derivative · entry 3 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 19,275 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 20:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 19,275 | $5.32 | $102,543.00 |
DisclosureSEC source: 0001683168-18-002600 · ownership.xml · nonDerivative · entry 2 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,255 F2 · kind: In accordance with the terms of the RSU Agreement, 19,275 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 20:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002600 · ownership.xml · nonDerivative · entry 1 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 12:00 UTC |
Yoder KevinVP of Worldwide Sales
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002578 · ownership.xml · derivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (12,500 shares) vest on September 1, 2019 (b) 1/16 of the shares (3,125 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (12,500 shares) vest on September 1, 2019 (b) 1/16 of the shares (3,125 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 11:59 UTC |
Whitaker JeremyChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 45,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002577 · ownership.xml · derivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (11,250 shares) vest on September 1, 2019 (b) 1/16 of the shares (2,813 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (11,250 shares) vest on September 1, 2019 (b) 1/16 of the shares (2,813 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 11:59 UTC |
Hakam FathiVice President of Engineering
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002576 · ownership.xml · derivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (25,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (25,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 11:59 UTC |
Benck JeffChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 120,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002575 · ownership.xml · derivative · entry 1 Benck Jeff · CIK 0001397573 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (30,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (7,500 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (30,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (7,500 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (7,500 shares) vested on the first anniversary of the Grant Date and the remainder of the option (22,500 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
Tax withholdingCommon Stock | 12,546 | $3.73 | $46,796.58 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,653 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionCommon Stock | 30,000 | $1.56 | $46,800.00 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC |
Miller Daryl RVP of Engineering
|
Exercise / conversionStock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (5,000 shares) vested on the first anniversary of the Grant Date and the remainder of the option (15,000 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC |
Miller Daryl RVP of Engineering
|
Tax withholdingCommon Stock | 12,767 | $3.18 | $40,599.06 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,199 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC |
Miller Daryl RVP of Engineering
|
Exercise / conversionCommon Stock | 20,000 | $2.03 | $40,600.00 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired via exercise of Stock Options granted on August 23, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC |
Whitaker JeremyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC |
Whitaker JeremyChief Financial Officer
|
Tax withholdingCommon Stock | 421 | $2.75 | $1,157.75 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,660 F2 · kind: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC |
Whitaker JeremyChief Financial Officer
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC |
Miller Daryl RVP, Engineering
|
Tax withholdingCommon Stock | 421 | $2.75 | $1,157.75 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,966 F2 · kind: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC |
Yoder KevinVP of Worldwide Sales
|
Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · derivative · entry 3 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 30,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on April 1, 2017, which was the one year anniversary of the Vesting Commencement Date (April 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC |
Yoder KevinVP of Worldwide Sales
|
SaleCommon Stock | 30,000 | $3.39 | $101,700.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · nonDerivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,668 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.38 to $3.43. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC |
Yoder KevinVP of Worldwide Sales
|
Exercise / conversionCommon Stock | 30,000 | $0.86 | $25,800.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · derivative · entry 6 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 25,000 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests according to the following schedule: (i) 25% of the option (37,500 shares) vested on September 1, 2017, which was the one year anniversary of the Vesting Commencement Date (September 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $3.37 | $84,250.00 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · nonDerivative · entry 4 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,030 F4 · price: This transaction was executed in multiple trades at prices ranging from $3.30 to $3.42. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $1.12 | $28,000.00 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · nonDerivative · entry 3 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on December 4, 2015 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · derivative · entry 5 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 19,044 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 19,044 | $3.46 | $65,892.24 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · nonDerivative · entry 2 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,030 F2 · kind: In accordance with the terms of the RSU Agreement, 19,044 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:30 UTC |
Benck JeffDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001599 · benck_f4-060118.xml · nonDerivative · entry 1 Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionStock Option (Right to buy) · Derivative | 25,547 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · derivative · entry 9 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,547 shares Expires 2019-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was fully vested as of September 1, 2013. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 5,167 | $3.15 | $16,276.05 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 8 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,137 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 800 | $3.16 | $2,528.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 7 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 665 | $3.17 | $2,108.05 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 6 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,104 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 1,700 | $3.18 | $5,406.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 5 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,769 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 3,515 | $3.19 | $11,212.85 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 4 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,469 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 200 | $3.20 | $640.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,984 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
SaleCommon Stock | 13,500 | $3.21 | $43,267.50 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,184 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC |
Miller Daryl RVP, Engineering
|
Exercise / conversionCommon Stock | 25,547 | $2.34 | $59,779.98 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of Stock Options granted on October 8, 2009 (the "Grant Date") under the Lantronix, Inc. 2000 Stock Plan. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC |
Whitaker JeremyChief Financial Officer
|
Exercise / conversionStock Option (Right to buy) · Derivative | 55,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001683168-18-001500 · whitaker_f4-051818.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2018-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (13,750 shares) vested on the first anniversary of the Grant Date and the remainder of the option (41,250 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC |
Whitaker JeremyChief Financial Officer
|
Tax withholdingCommon Stock | 35,144 | $2.77 | $97,348.88 |
DisclosureSEC source: 0001683168-18-001500 · whitaker_f4-051818.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,831 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.