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Nasdaq · USD

LPSN

LIVEPERSON INC

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Tapewire entity
7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2020 Filed Aug 4, 2020 21:53 UTC SaleCommon Stock 1,000 $43.17 $43,170.00
Disclosure

SEC source: 0001102993-20-000110 · wf-form4_159657787423294.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 9,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 00:59 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 105 $40.00 $4,200.00
Disclosure

SEC source: 0001102993-20-000103 · wf-form4_159615711311708.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,917

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 00:59 UTC
Carlough DarylSVP, Global & Corp Controller
Tax withholdingCommon Stock 103 $39.52 $4,070.56
Disclosure

SEC source: 0001102993-20-000103 · wf-form4_159615711311708.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,022

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on July 24, 2020.

F2 · balance_after: Number includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 13:17 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 1,203 $40.00 $48,120.00
Disclosure

SEC source: 0001102993-20-000097 · wf-form4_159533740287095.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $7.60 Strike: $7.60 $114,000.00
Disclosure

SEC source: 0001102993-20-000095 · wf-form4_159493253386266.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 15,000 $7.60 $114,000.00
Disclosure

SEC source: 0001102993-20-000095 · wf-form4_159493253386266.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
July 14, 2020 Filed Jul 15, 2020 21:36 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 4,560 $39.02 $177,931.20
Disclosure

SEC source: 0001102993-20-000093 · wf-form4_159484898132066.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

Read SEC document
July 09, 2020 Filed Jul 13, 2020 20:57 UTC SaleCommon Stock 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0001102993-20-000091 · wf-form4_159467386091680.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 10,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $45.04, inclusive. The reporting personundertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sharessold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 12:37 UTC SaleCommon Stock 900 $41.64 $37,476.00
Disclosure

SEC source: 0001102993-20-000089 · wf-form4_159369340526523.xml · nonDerivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 15,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 12:37 UTC SaleCommon Stock 100 $41.29 $4,129.00
Disclosure

SEC source: 0001102993-20-000089 · wf-form4_159369340526523.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 15,900

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:01 UTC SaleCommon Stock 3,900 $40.00 $156,000.00
Disclosure

SEC source: 0001102993-20-000087 · wf-form4_159346805321900.xml · nonDerivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:01 UTC SaleCommon Stock 100 $40.02 $4,002.00
Disclosure

SEC source: 0001102993-20-000087 · wf-form4_159346805321900.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 19,900

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 16:24 UTC
LAVAN KEVINDirector
GrantStock Option (Right to Buy) · Derivative 12,107 $0.00 Strike: $32.64 $0.00
Disclosure

SEC source: 0001102993-20-000079 · wf-form4_159225265594251.xml · derivative · entry 1

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The option will become fully exercisable on June 11, 2021.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:26 UTC GrantStock Option (Right to Buy) · Derivative 12,107 $0.00 Strike: $32.64 $0.00
Disclosure

SEC source: 0001102993-20-000083 · wf-form4_159225274378910.xml · derivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2030-06-11

F1 · derivative.exercise_date: This option will become fully exercisable on June 11, 2021.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:25 UTC GrantStock Option (Right to Buy) · Derivative 12,107 $0.00 Strike: $32.64 $0.00
Disclosure

SEC source: 0001102993-20-000082 · wf-form4_159225272141657.xml · derivative · entry 1

Layfield Jill · CIK 0001690634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2030-06-11

F1 · derivative.exercise_date: This option will become fully exercisable on June 11, 2021.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:25 UTC
Block PeterDirector
GrantStock Option (Right to Buy) · Derivative 12,107 $0.00 Strike: $32.64 $0.00
Disclosure

SEC source: 0001102993-20-000081 · wf-form4_159225269718096.xml · derivative · entry 1

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2030-06-11

F1 · derivative.exercise_date: This option will become fully exercisable on June 11, 2021

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:24 UTC
Mossler FredDirector
GrantStock Option (Right to Buy) · Derivative 12,107 $0.00 Strike: $32.64 $0.00
Disclosure

SEC source: 0001102993-20-000080 · wf-form4_159225267804302.xml · derivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The option will become fully exercisable on June 11, 2021.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:11 UTC
Carlough DarylSVP, Global & Corp Controller
Tax withholdingCommon Stock 237 $36.44 $8,636.28
Disclosure

SEC source: 0001102993-20-000073 · wf-form4_159121865121339.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,888

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on May 31, 2020.

F2 · balance_after: Number reported includes 10,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

Read SEC document
May 21, 2020 Filed May 26, 2020 20:19 UTC
Mossler FredDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001102993-20-000068 · wf-form4_159052433636196.xml · derivative · entry 3

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2027-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:19 UTC
Mossler FredDirector
SaleCommon Stock 7,102 $36.75 $260,998.50
Disclosure

SEC source: 0001102993-20-000068 · wf-form4_159052433636196.xml · nonDerivative · entry 2

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,898

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $36.79, inclusive. The reporting person undertakes to provide theissuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:19 UTC
Mossler FredDirector
Exercise / conversionCommon Stock 35,000 $7.45 $260,750.00
Disclosure

SEC source: 0001102993-20-000068 · wf-form4_159052433636196.xml · nonDerivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:57 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000057 · wf-form4_158983542517270.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 30,000 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The option vested with respect to 25% of the option on February 16, 2019 and continues to vest with respect to 6.25% of the option each quarter thereafter.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:57 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 30,000 $38.00 $1,140,000.00
Disclosure

SEC source: 0001102993-20-000057 · wf-form4_158983542517270.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:57 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionCommon Stock 30,000 $12.45 $373,500.00
Disclosure

SEC source: 0001102993-20-000057 · wf-form4_158983542517270.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:54 UTC
Collins John DeNeenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 49,500 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001102993-20-000066 · wf-form4_158993963289814.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,500

Underlying: Common Stock · 49,500 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:54 UTC
Collins John DeNeenChief Financial Officer
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000066 · wf-form4_158993963289814.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,117

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 22,000 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 26,925 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantStock Option (Right to Buy) · Derivative 70,100 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001102993-20-000065 · wf-form4_158993961313764.xml · derivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,100

Underlying: Common Stock · 70,100 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 31,100 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000065 · wf-form4_158993961313764.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,399

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 31,100 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 146,100 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantStock Option (Right to Buy) · Derivative 41,300 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001102993-20-000064 · wf-form4_158993959308608.xml · derivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,300

Underlying: Common Stock · 41,300 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 18,300 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000064 · wf-form4_158993959308608.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,154

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 18,300 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 25,800 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Carlough DarylSVP, Global & Corp Controller
GrantStock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001102993-20-000063 · wf-form4_158993956964240.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 14,500 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:53 UTC
Carlough DarylSVP, Global & Corp Controller
GrantCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000063 · wf-form4_158993956964240.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 6,400 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 11,600 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:52 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 133,000 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001102993-20-000062 · wf-form4_158993954771192.xml · derivative · entry 3

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Common Stock · 133,000 shares

Expires 2030-04-16

F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:52 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 58,900 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000062 · wf-form4_158993954771192.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,466

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 58,900 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020.

F2 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 6,699 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · derivative · entry 6

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,301

Underlying: Common Stock · 6,699 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · derivative.exercise_date: The option is fully vested and currently exercisable.

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May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,348 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · derivative · entry 5

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,652

Underlying: Common Stock · 5,348 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 6,699 $37.00 $247,863.00
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · nonDerivative · entry 4

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionCommon Stock 6,699 $11.33 $75,899.67
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · nonDerivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 5,348 $36.25 $193,865.00
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:30 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionCommon Stock 5,348 $7.60 $40,644.80
Disclosure

SEC source: 0001102993-20-000055 · wf-form4_158948822501344.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 07, 2020 Filed May 12, 2020 01:42 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $7.60 Strike: $7.60 $228,000.00
Disclosure

SEC source: 0001102993-20-000053 · wf-form4_158924775254605.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

Read SEC document
May 07, 2020 Filed May 12, 2020 01:42 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 30,000 $35.00 $1,050,000.00
Disclosure

SEC source: 0001102993-20-000053 · wf-form4_158924775254605.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 07, 2020 Filed May 12, 2020 01:42 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionCommon Stock 30,000 $7.60 $228,000.00
Disclosure

SEC source: 0001102993-20-000053 · wf-form4_158924775254605.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 22:30 UTC
Carlough DarylSVP, Global & Corp Controller
Tax withholdingCommon Stock 106 $23.14 $2,452.84
Disclosure

SEC source: 0001102993-20-000044 · wf-form4_158819940461321.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 24, 2020.

F2 · balance_after: Number includes 5,200 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 20:54 UTC
Spinelli AlexanderEVP, Chief Technology Officer
Tax withholdingCommon Stock 2,036 $22.60 $46,013.60
Disclosure

SEC source: 0001102993-20-000038 · wf-form4_158707043646702.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,299

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 13, 2020.

F2 · balance_after: Number includes 115,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

Read SEC document
April 14, 2020 Filed Apr 16, 2020 20:53 UTC
Greenberg Monica L.EVP, General Counsel
Tax withholdingCommon Stock 988 $22.60 $22,328.80
Disclosure

SEC source: 0001102993-20-000037 · wf-form4_158707038609326.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 13, 2020.

F2 · balance_after: Number includes 7,500 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 23:58 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,639 $24.87 $364,071.93
Disclosure

SEC source: 0001102993-20-000023 · wf-form4_158345269591330.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,566

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020.

F2 · balance_after: Number reported includes 222,356 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 00:07 UTC
Greiner Christopher EEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,608 $24.87 $64,860.96
Disclosure

SEC source: 0001102993-20-000029 · wf-form4_158345321105381.xml · nonDerivative · entry 2

Greiner Christopher E · CIK 0001631087 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,721

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020.

F2 · balance_after: Number includes 65,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 00:02 UTC
Spinelli AlexanderEVP, Chief Technology Officer
Tax withholdingCommon Stock 8,011 $24.87 $199,233.57
Disclosure

SEC source: 0001102993-20-000027 · wf-form4_158345291440928.xml · nonDerivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,335

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020.

F2 · balance_after: Number includes 120,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing

Read SEC document
March 04, 2020 Filed Mar 6, 2020 00:00 UTC
Greenberg Monica L.EVP, General Counsel
Tax withholdingCommon Stock 3,588 $24.87 $89,233.56
Disclosure

SEC source: 0001102993-20-000025 · wf-form4_158345278675101.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,842

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020.

F2 · balance_after: Number includes 10,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.