Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | EVP, Chief Technology Officer | August 02, 2021 | August 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date August 02, 2021 · Filed August 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,292 |
Reported balance
After 2021-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-02 · Sale · Disposed 11,539 · Balance 195,292 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.
F2: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2021 Filed Aug 4, 2021 20:46 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 11,539 | $65.00 | $750,035.00 |
DisclosureSEC source: 0001102993-21-000122 · wf-form4_162810990708460.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,292 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2 · balance_after: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:04 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 23,078 | $65.00 | $1,500,070.00 |
DisclosureSEC source: 0001102993-21-000114 · wf-form4_162508708122631.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,831 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2 · balance_after: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing. Read SEC document |
| May 07, 2021 Filed May 12, 2021 00:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 35,200 | $0.00 Strike: $51.74 | $0.00 |
DisclosureSEC source: 0001102993-21-000092 · wf-form4_162077897812686.xml · derivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Stock · 35,200 shares Expires 2031-04-09 F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021. Read SEC document |
| May 07, 2021 Filed May 12, 2021 00:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-21-000092 · wf-form4_162077897812686.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,909 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 16,500 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021. F2 · balance_after: Number reported includes 99,825 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:27 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 1,992 | $56.13 | $111,810.96 |
DisclosureSEC source: 0001102993-21-000071 · wf-form4_161843562282389.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,409 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 11, 2021. F2 · balance_after: Number reported includes 83,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:24 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 3,385 | $55.19 | $186,818.15 |
DisclosureSEC source: 0001102993-21-000065 · wf-form4_161784146518250.xml · nonDerivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,401 F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021. F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:24 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-21-000065 · wf-form4_161784146518250.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,786 F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets. F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:44 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,815 | $54.94 | $154,656.10 |
DisclosureSEC source: 0001102993-21-000055 · wf-form4_161766969394069.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,186 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021. F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:02 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 5,661 | $54.93 | $310,958.73 |
DisclosureSEC source: 0001102993-21-000045 · wf-form4_161593211576122.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,001 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.93 to $54.94, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 11, 2021 Filed Mar 11, 2021 23:58 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 4,839 | $55.25 | $267,354.75 |
DisclosureSEC source: 0001102993-21-000043 · wf-form4_161550706310892.xml · nonDerivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,662 F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021. F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:58 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-21-000043 · wf-form4_161550706310892.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,501 F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus. F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:16 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 18,398 | $65.27 | $1,200,837.46 |
DisclosureSEC source: 0001102993-21-000029 · wf-form4_161489974073869.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,001 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2021. F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| May 15, 2020 Filed May 20, 2020 01:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 70,100 | $0.00 Strike: $27.39 | $0.00 |
DisclosureSEC source: 0001102993-20-000065 · wf-form4_158993961313764.xml · derivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,100 Underlying: Common Stock · 70,100 shares Expires 2030-04-16 F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020. Read SEC document |
| May 15, 2020 Filed May 20, 2020 01:53 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 31,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-20-000065 · wf-form4_158993961313764.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,399 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 31,100 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020. F2 · balance_after: Number reported includes 146,100 unvested restricted stock units granted to and held by the reporting person following the reported transactions. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 20:54 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 2,036 | $22.60 | $46,013.60 |
DisclosureSEC source: 0001102993-20-000038 · wf-form4_158707043646702.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,299 F1 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 13, 2020. F2 · balance_after: Number includes 115,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 00:02 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 8,011 | $24.87 | $199,233.57 |
DisclosureSEC source: 0001102993-20-000027 · wf-form4_158345291440928.xml · nonDerivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,335 F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020. F2 · balance_after: Number includes 120,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 21:16 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 14,930 | $25.75 | $384,447.50 |
DisclosureSEC source: 0001102993-20-000019 · wf-form4_158335657822037.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,990 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2020. F2 · balance_after: Number reported includes 120,000 unvested restricted stock units granted and held by the reporting person following the reported transaction. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:02 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 20,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-20-000027 · wf-form4_158345291440928.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,346 F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus. F2 · balance_after: Number includes 120,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing Read SEC document |
| April 11, 2019 Filed Apr 18, 2019 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock · Derivative | 60,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · derivative · entry 3 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-04-11 F5 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date. Read SEC document |
| April 11, 2019 Filed Apr 18, 2019 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · nonDerivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,920 F3 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 20,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date. F4 · balance_after: Number reported includes 170,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| April 11, 2019 Filed May 20, 2020 01:51 UTC Amendment | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock · Derivative | 60,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0001102993-20-000061 · wf-form4a_158993944805817.xml · derivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-04-11 F1 · derivative.exercise_date: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing. F3 · derivative.exercise_date: This stock option, granted under the terms of the Incentive Plan, is scheduled to vest with respect to 25% of the stock options on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date. Read SEC document |
| April 11, 2019 Filed May 20, 2020 01:51 UTC Amendment | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-20-000061 · wf-form4a_158993944805817.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,920 F1 · shares: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing. F2 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan (the "Incentive Plan") consisting of a grant of 20,000 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The RSUs vest with respect to 25% of the units on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date. Read SEC document |
| March 01, 2019 Filed Apr 18, 2019 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 15,080 | $27.30 | $411,684.00 |
DisclosureSEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,920 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2019. F2 · balance_after: Number reported includes 150,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 01, 2018 Filed May 8, 2018 21:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001102993-18-000070 · wf-form4_152581333511947.xml · derivative · entry 2 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-03-01 F3 · derivative.exercise_date: The options vest as follows: 25% on each of March 1, 2019, 2020, 2021, and 2022 subject to the reporting person's employment through each such vesting date. Read SEC document |
| March 01, 2018 Filed May 8, 2018 21:03 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-18-000070 · wf-form4_152581333511947.xml · nonDerivative · entry 1 Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · shares: The reporting person was granted restricted stock units, each of which represents a contingent right to receive one share of common stock. The restricted stock units vest as follows: 25% on each of March 1, 2019, 2020, 2021 and 2022, subject to the reporting person's employment through each such vesting date. F2 · balance_after: Number reported includes 200,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.