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Nasdaq · USD

LPSN

LIVEPERSON INC

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7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2019 Filed Jun 19, 2019 21:16 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 20,750 $27.29 $566,267.50
Disclosure

SEC source: 0001102993-19-000085 · wf-form4_156097895347171.xml · nonDerivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.49, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 10,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:16 UTC
Greenberg Monica L.EVP, General Counsel
Exercise / conversionCommon Stock 20,750 $7.02 $145,665.00
Disclosure

SEC source: 0001102993-19-000085 · wf-form4_156097895347171.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Number reported includes 10,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:16 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 2,319 $27.24 $63,169.56
Disclosure

SEC source: 0001102993-19-000085 · wf-form4_156097895347171.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.96 to $27.37, inclusive. The reporting person undertakes to provide toLivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 10,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:26 UTC
LAVAN KEVINDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $28.23 $0.00
Disclosure

SEC source: 0001102993-19-000077 · wf-form4_156020198127199.xml · derivative · entry 1

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option will become fully exercisable on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:29 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $28.23 $0.00
Disclosure

SEC source: 0001102993-19-000081 · wf-form4_156020217330288.xml · derivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option will become fully exercisable on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:28 UTC
Mossler FredDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $28.23 $0.00
Disclosure

SEC source: 0001102993-19-000079 · wf-form4_156020210216514.xml · derivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option will become fully exercisable on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:25 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $28.23 $0.00
Disclosure

SEC source: 0001102993-19-000075 · wf-form4_156020191382157.xml · derivative · entry 1

Layfield Jill · CIK 0001690634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option will become fully exercisable on June 6, 2020

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:22 UTC
Block PeterDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $28.23 $0.00
Disclosure

SEC source: 0001102993-19-000073 · wf-form4_156020175683535.xml · derivative · entry 1

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option will become fully exercisable on June 6, 2020.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 7,176 $9.34 Strike: $9.34 $67,023.84
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,824

Underlying: Common Stock · 7,176 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 4,875 $10.13 Strike: $10.13 $49,383.75
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · derivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 4,875 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 4,113 $27.70 $113,930.10
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,588

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 7,176 $27.71 $198,846.96
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.70 to $27.74, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 7,176 $9.34 $67,023.84
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 4,875 $27.71 $135,086.25
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.70 to $27.74, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:14 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 4,875 $10.13 $49,383.75
Disclosure

SEC source: 0001102993-19-000071 · wf-form4_155994208075152.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:52 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 737 $27.67 $20,392.79
Disclosure

SEC source: 0001102993-19-000069 · wf-form4_155977511277053.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,385

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.59 to $27.79, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 13,750 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:52 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 3,615 $26.96 $97,460.40
Disclosure

SEC source: 0001102993-19-000069 · wf-form4_155977511277053.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.58 to $27.57, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 13,750 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

F4 · balance_after: Number reported includes 79 additional shares of common stock added to the previously reported number of shares beneficially held in order to reconcile inadvertent clerical errors previously reported.

Read SEC document
May 29, 2019 Filed May 31, 2019 21:58 UTC
Carlough DarylSVP, Global & Corp Controller
GrantStock Option (Right to Buy) · Derivative 6,316 $0.00 Strike: $28.18 $0.00
Disclosure

SEC source: 0001102993-19-000067 · wf-form4_155933991482416.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 6,316 shares

Expires 2029-05-29

F3 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on each of May 29, 2020, 2021, 2022, and 2023, subject to the reporting person's employment through each such vesting date.

Read SEC document
May 29, 2019 Filed May 31, 2019 21:58 UTC
Carlough DarylSVP, Global & Corp Controller
GrantCommon Stock 2,588 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000067 · wf-form4_155933991482416.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan consisting of a grant of 2,588 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on each of May 29, 2020, 2021, 2022, and 2023, subject to the reporting person's employment through each such vesting date.

F2 · balance_after: The amount reported includes 7,588 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
May 29, 2019 Filed Jun 20, 2019 21:47 UTC Amendment
Carlough DarylSVP, Global & Corp Controller
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $28.18 $0.00
Disclosure

SEC source: 0001102993-19-000088 · wf-form4a_156106724798862.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2029-05-29

F3 · shares: The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported.

F3 · derivative.exercise_date: The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported.

Read SEC document
May 29, 2019 Filed Jun 20, 2019 21:47 UTC Amendment
Carlough DarylSVP, Global & Corp Controller
GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000088 · wf-form4a_156106724798862.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

F1 · shares: The number reported includes an additional grant of 112 restricted stock units under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported.

F2 · balance_after: Number reported includes 112 additional shares of common stock added to the previously reported number of shares beneficially held in order to reconcile inadvertent clerical errors previously reported. Therefore, the number of unvested restricted stock units granted to and held by the reporting person following the reported transaction is adjusted to 7,700.

Read SEC document
May 07, 2019 Filed May 10, 2019 01:26 UTC Exercise / conversionCommon Stock · Derivative 15,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001102993-19-000061 · wf-form4_155745154724059.xml · derivative · entry 3

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on June 09, 2019.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 07, 2019 Filed May 10, 2019 01:26 UTC Exercise / conversionCommon Stock 15,000 $3.35 $50,250.00
Disclosure

SEC source: 0001102993-19-000061 · wf-form4_155745154724059.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 22:41 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 418 $29.44 $12,305.92
Disclosure

SEC source: 0001102993-19-000053 · wf-form4_155666409568833.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,092

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 25, 2019.

F2 · balance_after: Number reported includes 5,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 23:45 UTC
Greiner Christopher EEVP, Chief Financial Officer
SaleCommon Stock 5,033 $29.66 $149,278.78
Disclosure

SEC source: 0001102993-19-000039 · wf-form4_155563110701595.xml · nonDerivative · entry 2

Greiner Christopher E · CIK 0001631087 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,967

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 19, 2019.

F4 · balance_after: Number reported includes 65,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:53 UTC
Greenberg Monica L.EVP, General Counsel
GrantCommon Stock · Derivative 50,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0001102993-19-000047 · wf-form4_155563159196258.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-04-11

F5 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:53 UTC
Greenberg Monica L.EVP, General Counsel
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000047 · wf-form4_155563159196258.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,658

F3 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 10,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date.

F4 · balance_after: Number reported includes 13,750 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:51 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock · Derivative 60,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · derivative · entry 3

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-04-11

F5 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:51 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · nonDerivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,920

F3 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 20,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date.

F4 · balance_after: Number reported includes 170,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:45 UTC
Greiner Christopher EEVP, Chief Financial Officer
GrantCommon Stock · Derivative 40,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0001102993-19-000039 · wf-form4_155563110701595.xml · derivative · entry 3

Greiner Christopher E · CIK 0001631087 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-04-11

F5 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date.

Read SEC document
April 11, 2019 Filed Apr 18, 2019 23:45 UTC
Greiner Christopher EEVP, Chief Financial Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000039 · wf-form4_155563110701595.xml · nonDerivative · entry 1

Greiner Christopher E · CIK 0001631087 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 20,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date.

F2 · balance_after: Number reported includes 65,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 11, 2019 Filed May 20, 2020 01:51 UTC Amendment
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock · Derivative 60,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0001102993-20-000061 · wf-form4a_158993944805817.xml · derivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-04-11

F1 · derivative.exercise_date: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing.

F3 · derivative.exercise_date: This stock option, granted under the terms of the Incentive Plan, is scheduled to vest with respect to 25% of the stock options on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date.

Read SEC document
April 11, 2019 Filed May 20, 2020 01:51 UTC Amendment
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000061 · wf-form4a_158993944805817.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,920

F1 · shares: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing.

F2 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan (the "Incentive Plan") consisting of a grant of 20,000 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The RSUs vest with respect to 25% of the units on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date.

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April 11, 2019 Filed May 20, 2020 01:50 UTC Amendment
Greenberg Monica L.EVP, General Counsel
GrantCommon Stock · Derivative 50,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0001102993-20-000060 · wf-form4a_158993942477867.xml · derivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-04-11

F1 · derivative.exercise_date: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing.

F3 · derivative.exercise_date: This stock option, granted under the terms of the Incentive Plan, is scheduled to vest with respect to 25% of the stock options on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date.

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April 11, 2019 Filed May 20, 2020 01:50 UTC Amendment
Greenberg Monica L.EVP, General Counsel
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-20-000060 · wf-form4a_158993942477867.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,658

F1 · shares: This transaction listed on this Form 4 amendment is not new or revised and was originally reported on a Form 4 filed on April 18, 2019. This Form 4 amendment is being filed solely to correct the information regarding the vesting schedule applicable to each of the transactions listed above, which information was incorrect in the original filing.

F2 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan (the "Incentive Plan") consisting of a grant of 10,000 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The RSUs vest with respect to 25% of the units on each of April 11, 2020, 2021, 2022, and 2023, subject to the reporting person's continued employment through each such vesting date.

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March 18, 2019 Filed Mar 19, 2019 21:25 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 812 $28.43 $23,085.16
Disclosure

SEC source: 0001102993-19-000034 · wf-form4_155303073646518.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

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March 16, 2019 Filed Apr 18, 2019 23:53 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 1,424 $28.82 $41,039.68
Disclosure

SEC source: 0001102993-19-000047 · wf-form4_155563159196258.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,658

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2019.

F2 · balance_after: Number reported includes 3,750 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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March 16, 2019 Filed Apr 18, 2019 23:50 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 2,373 $28.82 $68,389.86
Disclosure

SEC source: 0001102993-19-000043 · wf-form4_155563142717979.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,160

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2019.

F2 · balance_after: Number reported includes 256,452 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 16, 2019 Filed Apr 18, 2019 23:48 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 423 $28.82 $12,190.86
Disclosure

SEC source: 0001102993-19-000041 · wf-form4_155563129104504.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2019.

F2 · balance_after: Number reported includes 6,250 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 01, 2019 Filed Mar 6, 2019 00:01 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001102993-19-000028 · wf-form4_155183050257047.xml · derivative · entry 5

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and currently exercisable. If not exercised, the option would have expired on 03/05/2019.

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March 01, 2019 Filed Mar 6, 2019 00:01 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Disposition to issuerCommon Stock 14,428 $28.35 $409,033.80
Disclosure

SEC source: 0001102993-19-000028 · wf-form4_155183050257047.xml · nonDerivative · entry 3

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,533

F3 · kind: These shares were repurchased by the Issuer. The repurchase price was the closing market price of the shares on the date of repurchase.

F1 · balance_after: Number reported includes 262,702 unvested restricted stock units granted to and held by the reporting person following the transactions reported by this filing.

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March 01, 2019 Filed Mar 6, 2019 00:01 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,572 $28.35 $299,716.20
Disclosure

SEC source: 0001102993-19-000028 · wf-form4_155183050257047.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

F2 · kind: The exercise price of the option and related tax withholding were satisfied by the Issuer's withholding shares otherwise deliverable upon exercise of the option.

F1 · balance_after: Number reported includes 262,702 unvested restricted stock units granted to and held by the reporting person following the transactions reported by this filing.

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March 01, 2019 Filed Mar 6, 2019 00:01 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $1.79 $44,750.00
Disclosure

SEC source: 0001102993-19-000028 · wf-form4_155183050257047.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 262,702 unvested restricted stock units granted to and held by the reporting person following the transactions reported by this filing.

Read SEC document
March 01, 2019 Filed Apr 18, 2019 23:51 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 15,080 $27.30 $411,684.00
Disclosure

SEC source: 0001102993-19-000045 · wf-form4_155563149699790.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,920

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2019.

F2 · balance_after: Number reported includes 150,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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February 21, 2019 Filed Feb 25, 2019 12:26 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock · Derivative 116,410 $0.00 Strike: $25.95 $0.00
Disclosure

SEC source: 0001102993-19-000020 · wf-form4_155109758698970.xml · derivative · entry 3

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,410

Underlying: Common Stock · 116,410 shares

Expires 2029-02-21

F3 · derivative.exercise_date: This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest in equal installments on each of February 21, 2020, 2021 and 2022, subject to the reporting person's employment through each such vesting date.

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February 21, 2019 Filed Feb 25, 2019 12:26 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 83,536 $0.00 $0.00
Disclosure

SEC source: 0001102993-19-000020 · wf-form4_155109758698970.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,533

F1 · shares: The reporting person was granted two awards of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of (i) a grant of 35,366 restricted stock units, and (ii) a grant of 48,170 restricted stock units, each of which represents a contingent right to receive one share of common stock. Both restricted stock unit awards vest in equal installments on each of February 21, 2020, 2021 and 2022, subject to the reporting person's employment through each such vesting date.

F2 · balance_after: Number reported includes 262,702 unvested restricted stock units granted to and held by the reporting person following the transactions reported by this filing.

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January 08, 2019 Filed Jan 9, 2019 21:52 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 750 $20.00 $15,000.00
Disclosure

SEC source: 0001102993-19-000004 · wf-form4_154707072693283.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,745

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 22:10 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 45,837 $18.06 $827,632.87
Disclosure

SEC source: 0001102993-19-000002 · wf-form4_154663979194667.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,997

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 28, 2018.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:11 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 3,405 $18.82 $64,082.10
Disclosure

SEC source: 0001102993-18-000158 · wf-form4_154542666559565.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,834

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2018.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:10 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 2,044 $18.82 $38,468.08
Disclosure

SEC source: 0001102993-18-000157 · wf-form4_154542662525882.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,082

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.