LPLA

SEC source: 0001397911-25-000073 · wk-form4_1748464464.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,984

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

SEC source: 0001397911-25-000084 · wk-form4_1748465600.xml · nonDerivative · entry 2

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,421.8345

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

SEC source: 0001397911-25-000084 · wk-form4_1748465600.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,113.8345

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

SEC source: 0001397911-25-000080 · wk-form4_1748465225.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,371

F2 · shares: The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy.

SEC source: 0001397911-25-000080 · wk-form4_1748465225.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,063

F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 13, 2026.

SEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,182

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

SEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,874

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

SEC source: 0001397911-25-000086 · wk-form4_1748465787.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,822

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

SEC source: 0001397911-25-000086 · wk-form4_1748465787.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

SEC source: 0001397911-25-000076 · wk-form4_1748464698.xml · nonDerivative · entry 2

Ko Albert J · CIK 0001960503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,566

F2 · shares: The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy.

SEC source: 0001397911-25-000076 · wk-form4_1748464698.xml · nonDerivative · entry 1

Ko Albert J · CIK 0001960503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,258

F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 13, 2026.

SEC source: 0001397911-25-000078 · wk-form4_1748464903.xml · nonDerivative · entry 1

Mnookin Allison · CIK 0001603473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,037

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001397911-25-000045 · wk-form4_1743019828.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,424

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000051 · wk-form4_1743020313.xml · nonDerivative · entry 1

Putnam James S · CIK 0001405298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,036.5

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000047 · wk-form4_1743020000.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,382

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 23

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,511.8345

F3 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000043 · wk-form4_1743019686.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,272

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000055 · wk-form4_1743021079.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,912

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000049 · wk-form4_1743020163.xml · nonDerivative · entry 1

Mnookin Allison · CIK 0001603473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,435

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 21

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,496.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 19

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,606.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 17

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,716.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 15

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,826.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 13

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,936.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 11

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,046.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 9

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,156.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 7

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,266.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 5

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,376.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 3

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,486.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000053 · wk-form4_1743020950.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,596.8345

F1 · kind: On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-25-000041 · wk-form4_1742243040.xml · nonDerivative · entry 1

Jambusaria Aneri · CIK 0001966430 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,742

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024.

F2 · balance_after: Consists of (i) 3,618 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028.

SEC source: 0001397911-25-000039 · wk-form4_1742242748.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,420

F1 · kind: The Reporting Person made a transfer to irrevocable trusts, of which the Reporting Person is not the trustee or beneficiary.

SEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 4

Cohen Marc Eliot · CIK 0002050551 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075.2114

F3 · balance_after: Consists of (i) 2,353.2114 shares of Common Stock; (ii) 222 restricted stock units that vest in full on February 25, 2026; (iii) 170 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 556 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000020 · wk-form4_1740697494.xml · nonDerivative · entry 4

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,538

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F4 · balance_after: Consists of (i) 8,427 shares of Common Stock; (ii) 591 restricted stock units that vest in full on February 25, 2026; (iii) 1,573 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 3

Cohen Marc Eliot · CIK 0002050551 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,175.2114

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 2

Cohen Marc Eliot · CIK 0002050551 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,401.2114

SEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 1

Cohen Marc Eliot · CIK 0002050551 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,074.2114

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000026 · wk-form4_1740698323.xml · nonDerivative · entry 1

Dadyar Sara · CIK 0002006945 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,797

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001397911-25-000022 · wk-form4_1740697717.xml · nonDerivative · entry 2

Brown Althea · CIK 0001992638 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F2 · balance_after: Consists of (i) 1,311 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; (iii) 1,248 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000022 · wk-form4_1740697717.xml · nonDerivative · entry 1

Brown Althea · CIK 0001992638 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,439

SEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 3

Gates Greg · CIK 0001877100 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,854

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 18,614 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 2

Gates Greg · CIK 0001877100 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,697

SEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 1

Gates Greg · CIK 0001877100 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,016

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000020 · wk-form4_1740697494.xml · nonDerivative · entry 3

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,126

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001397911-25-000020 · wk-form4_1740697494.xml · nonDerivative · entry 2

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,179

SEC source: 0001397911-25-000020 · wk-form4_1740697494.xml · nonDerivative · entry 1

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,917

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 3

Jambusaria Aneri · CIK 0001966430 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,822

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 3,698 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 2

Jambusaria Aneri · CIK 0001966430 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,716

SEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 1

Jambusaria Aneri · CIK 0001966430 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,708

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000034 · wk-form4_1740699413.xml · nonDerivative · entry 3

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,439

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 22,113 shares of Common Stock; (ii) 619 restricted stock units that vest in full on February 25, 2026; (iii) 1,736 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.