Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Managing Director | February 25, 2025 | February 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date February 25, 2025 · Filed February 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,439 |
Reported balance
After 2025-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-25 · Tax withholding · Disposed 237 · Balance 5,439 |
| Common StockSEC Table I · non-derivative | Direct | 6,711 |
Reported balance
After 2025-02-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-02-25 · Grant · Acquired 1,272 · Balance 6,711 F1: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2: Consists of (i) 1,311 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; (iii) 1,248 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
F2: Consists of (i) 1,311 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; (iii) 1,248 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2025 Filed Feb 27, 2025 18:08 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000022 · wk-form4_1740697717.xml · nonDerivative · entry 2 Brown Althea · CIK 0001992638 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,711 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 1,311 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; (iii) 1,248 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 18:08 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 237 | $357.36 | $84,694.32 |
DisclosureSEC source: 0001397911-25-000022 · wk-form4_1740697717.xml · nonDerivative · entry 1 Brown Althea · CIK 0001992638 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,439 Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 16:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 514 | $206.98 | $106,387.72 |
DisclosureSEC source: 0001397911-24-000130 · wk-form4_1726517533.xml · nonDerivative · entry 1 Brown Althea · CIK 0001992638 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,676 F1 · balance_after: Consists of (i) 925 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; and (iii) 1,871 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000021 · wk-form4_1709080424.xml · nonDerivative · entry 1 Brown Althea · CIK 0001992638 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,190 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 4,319 restricted stock units that vest ratably on each of September 12, 2024, September 12, 2025 and September 12, 2026; and (ii) the restricted stock units reported on this Form 4. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 16:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000149 · wk-form4_1694722749.xml · nonDerivative · entry 1 Brown Althea · CIK 0001992638 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,319 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of September 12, 2024, September 12, 2025 and September 12, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.