Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Group Managing Director | June 12, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date June 12, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,356 |
Reported balance
After 2026-06-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-12 · Tax withholding · Disposed 44 · Balance 4,356 F1: Consists of (i) 2,159 shares of Common Stock; (ii) 278 restricted stock units that vest in full on February 25, 2027; (iii) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. |
| Common StockSEC Table I · non-derivative | IndirectHeld by the Reporting Person's spouse | 19 |
Reported balance
Holding disclosure · report date 2026-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of (i) 2,159 shares of Common Stock; (ii) 278 restricted stock units that vest in full on February 25, 2027; (iii) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2026 Filed Jun 15, 2026 20:44 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 44 | $295.66 | $13,009.04 |
DisclosureSEC source: 0001628280-26-043261 · wk-form4_1781556251.xml · nonDerivative · entry 1 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,356 F1 · balance_after: Consists of (i) 2,159 shares of Common Stock; (ii) 278 restricted stock units that vest in full on February 25, 2027; (iii) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| March 10, 2026 Filed Mar 11, 2026 22:04 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,088.2114 | $309.72 | $337,040.83 |
DisclosureSEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 3 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.66 to $310.30, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Consists of (i) 2,118 shares of Common Stock; (ii) 85 restricted stock units that vest in full on June 12, 2026; (iii) 278 restricted stock units that vest in full on February 25, 2027; (iv) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 22:04 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,212 | $0.00 Strike: $77.53 | $0.00 |
DisclosureSEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · derivative · entry 5 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,212 shares Expires 2029-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 22:04 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 2,212 | $308.75 | $682,955.00 |
DisclosureSEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 2 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,488.2114 Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 22:04 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 2,212 | $77.53 | $171,496.36 |
DisclosureSEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 1 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,700.2114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:05 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 3 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,488.2114 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 3,206.2114 shares of Common Stock; (ii) 85 restricted stock units that vest in full on June 12, 2026; (iii) 278 restricted stock units that vest in full on February 25, 2027; (iv) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:05 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 483 | $318.47 | $153,821.01 |
DisclosureSEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 2 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,085.2114 Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:05 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 1 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,568.2114 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 44 | $379.39 | $16,693.16 |
DisclosureSEC source: 0001397911-25-000097 · wk-form4_1750104702.xml · nonDerivative · entry 1 Cohen Marc Eliot · CIK 0002050551 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,031.2114 F1 · balance_after: Consists of (i) 2,394.2114 shares of Common Stock; (ii) 222 restricted stock units that vest in full on February 25, 2026; (iii) 85 restricted stock units that vest in full on June 12, 2026; (iv) 556 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 774 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| February 26, 2025 Filed Feb 27, 2025 23:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,100 | $365.85 | $402,435.00 |
DisclosureSEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 4 Cohen Marc Eliot · CIK 0002050551 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,075.2114 F3 · balance_after: Consists of (i) 2,353.2114 shares of Common Stock; (ii) 222 restricted stock units that vest in full on February 25, 2026; (iii) 170 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 556 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 3 Cohen Marc Eliot · CIK 0002050551 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,175.2114 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 673 | $357.36 | $240,503.28 |
DisclosureSEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 2 Cohen Marc Eliot · CIK 0002050551 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,401.2114 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000024 · wk-form4_1740698057.xml · nonDerivative · entry 1 Cohen Marc Eliot · CIK 0002050551 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,074.2114 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.