Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,299 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 712 · Balance 3,299 F1: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 20, 2027. F2: Includes 21 shares that were acquired before Mr. Ko became a director that were inadvertently omitted from his Form 3 filed on January 11, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 20, 2027.
F2: Includes 21 shares that were acquired before Mr. Ko became a director that were inadvertently omitted from his Form 3 filed on January 11, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 19, 2026 20:20 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036468 · wk-form4_1779221998.xml · nonDerivative · entry 1 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,299 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 20, 2027. F2 · balance_after: Includes 21 shares that were acquired before Mr. Ko became a director that were inadvertently omitted from his Form 3 filed on January 11, 2023. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:38 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000076 · wk-form4_1748464698.xml · nonDerivative · entry 2 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,566 F2 · shares: The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:38 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000076 · wk-form4_1748464698.xml · nonDerivative · entry 1 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,258 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 13, 2026. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 699 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000065 · wk-form4_1715718591.xml · nonDerivative · entry 1 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,656 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 21, 2025. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000091 · wf-form4_168426756353151.xml · nonDerivative · entry 1 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 957 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 8, 2024. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000012 · wf-form4_167545953134515.xml · nonDerivative · entry 1 Ko Albert J · CIK 0001960503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 10, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.