Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Group Managing Director | August 27, 2026 | August 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date August 27, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,107 |
Reported balance
After 2026-08-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-27 · Sale · Disposed 308 · Balance 6,107 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: Consists of (i) 3,687 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: Consists of (i) 3,687 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2026 Filed Aug 31, 2026 20:20 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 308 | $357.36 | $110,066.88 |
DisclosureSEC source: 0001628280-26-059596 · wk-form4_1788207598.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,107 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2 · balance_after: Consists of (i) 3,687 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 308 | $306.00 | $94,248.00 |
DisclosureSEC source: 0001628280-26-044622 · wk-form4_1782158867.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,415 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2 · balance_after: Consists of (i) 3,995 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:02 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 308 | $306.00 | $94,248.00 |
DisclosureSEC source: 0001628280-26-014595 · wk-form4_1772658176.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,723 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2 · balance_after: Consists of (i) 4,303 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 3 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,031 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 4,611 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 715 | $318.47 | $227,706.05 |
DisclosureSEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 2 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,729 Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 942 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,444 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:37 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 80 | $352.48 | $28,198.40 |
DisclosureSEC source: 0001628280-25-055069 · wk-form4_1764797858.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,502 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024. F2 · balance_after: Consists of (i) 3,378 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:38 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 80 | $361.25 | $28,900.00 |
DisclosureSEC source: 0001397911-25-000135 · wk-form4_1756931919.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,582 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024. F2 · balance_after: Consists of (i) 3,458 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 80 | $383.99 | $30,719.20 |
DisclosureSEC source: 0001397911-25-000089 · wk-form4_1749067805.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,662 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024. F2 · balance_after: Consists of (i) 3,538 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:24 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 80 | $311.87 | $24,949.60 |
DisclosureSEC source: 0001397911-25-000041 · wk-form4_1742243040.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,742 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024. F2 · balance_after: Consists of (i) 3,618 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 3 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,822 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 3,698 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 992 | $357.36 | $354,501.12 |
DisclosureSEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 2 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,716 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000032 · wk-form4_1740699198.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,708 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 22:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 305 | $331.94 | $101,241.70 |
DisclosureSEC source: 0001397911-24-000166 · wk-form4_1733782305.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,920 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.91 to $331.94, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Consists of (i) 1,966 shares of Common Stock; (ii) 298 restricted stock units that vest in full on February 25, 2025; (iii) 518 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,138 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000027 · wk-form4_1709081840.xml · nonDerivative · entry 3 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,225 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 2,271 shares of Common Stock; (ii) 298 restricted stock units that vest in full on February 25, 2025; (iii) 518 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 1,295 | $263.36 | $341,051.20 |
DisclosureSEC source: 0001397911-24-000027 · wk-form4_1709081840.xml · nonDerivative · entry 2 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,087 Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000027 · wk-form4_1709081840.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,382 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2021. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2023. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 21:47 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,930 | $222.37 | $429,174.10 |
DisclosureSEC source: 0001397911-23-000162 · wk-form4_1699307238.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,802 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.11 to $222.40, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Consists of (i) 430 restricted stock units that vest in full on February 25, 2024; (ii) 596 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iii) 776 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 896 | $199.99 | $179,191.04 |
DisclosureSEC source: 0001397911-23-000115 · wk-form4_1686169778.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,732 F1 · balance_after: Consists of (i) 1,930 shares of Common Stock; (ii) 430 restricted stock units that vest in full on February 25, 2024; (iii) 596 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 776 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000034 · wf-form4_167762697286532.xml · nonDerivative · entry 2 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,628 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2024, February 25, 2025, and February 25, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 452 shares of Common Stock; (ii) 2,374 restricted stock units that vest in full on June 5, 2023; (iii) 430 restricted stock units that vest in full on February 25, 2024; (iv) 596 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 276 | $247.30 | $68,254.80 |
DisclosureSEC source: 0001397911-23-000034 · wf-form4_167762697286532.xml · nonDerivative · entry 1 Jambusaria Aneri · CIK 0001966430 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.