LPLA

SEC source: 0001628280-26-021424 · wk-form4_1774555826.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,043

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021434 · wk-form4_1774556251.xml · nonDerivative · entry 1

Putnam James S · CIK 0001405298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,668.5

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021430 · wk-form4_1774556083.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,337

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021436 · wk-form4_1774556350.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,098.5716

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021416 · wk-form4_1774555696.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,195

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021439 · wk-form4_1774556453.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,841

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-021432 · wk-form4_1774556167.xml · nonDerivative · entry 1

Mnookin Allison · CIK 0001603473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,046

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 3

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.66 to $310.30, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Consists of (i) 2,118 shares of Common Stock; (ii) 85 restricted stock units that vest in full on June 12, 2026; (iii) 278 restricted stock units that vest in full on February 25, 2027; (iv) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

SEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · derivative · entry 5

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,212 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022.

SEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 2

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,488.2114

SEC source: 0001628280-26-016927 · wk-form4_1773266686.xml · nonDerivative · entry 1

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,700.2114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-26-014595 · wk-form4_1772658176.xml · nonDerivative · entry 1

Jambusaria Aneri · CIK 0001966430 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,723

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2 · balance_after: Consists of (i) 4,303 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 7

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,382

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.97 to $322.69, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.

F8 · balance_after: Consists of (i) 10,006 shares of Common Stock; (ii) 787 restricted stock units that vest in full on February 25, 2027; (iii) 3,965 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 6

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,835

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.70 to $321.37, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 5

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,341

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.17 to $319.52, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 4

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,615

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.07 to $319.05, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 8

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,121

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.50 to $322.90, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4.

F9 · balance_after: Consists of (i) 10,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 7

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,304

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.48 to $321.82, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 6

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,473

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.48 to $321.47, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 5

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,139

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.16 to $319.60, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 4

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,767

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.87 to $318.79, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

SEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 3

Reeping Katharine · CIK 0002059598 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,213.9057

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 913.9057 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 2

Reeping Katharine · CIK 0002059598 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,840.9057

SEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 1

Reeping Katharine · CIK 0002059598 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,052.9057

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 3

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,488.2114

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 3,206.2114 shares of Common Stock; (ii) 85 restricted stock units that vest in full on June 12, 2026; (iii) 278 restricted stock units that vest in full on February 25, 2027; (iv) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 2

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,085.2114

SEC source: 0001628280-26-012914 · wk-form4_1772229920.xml · nonDerivative · entry 1

Cohen Marc Eliot · CIK 0002050551 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,568.2114

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012928 · wk-form4_1772230323.xml · nonDerivative · entry 4

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,764

F3 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. One-half of these restricted stock units will vest on February 25, 2028 and the other half of such RSUs to vest on August 31, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F4 · balance_after: Consists of (i) 12,458 shares of Common Stock; (ii) 511 restricted stock units that vest in full on June 12, 2026; (iii) 776 restricted stock units that vest in full on February 25, 2027; (iv) 1,438 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012928 · wk-form4_1772230323.xml · nonDerivative · entry 3

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,957

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001628280-26-012928 · wk-form4_1772230323.xml · nonDerivative · entry 2

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,183

SEC source: 0001628280-26-012928 · wk-form4_1772230323.xml · nonDerivative · entry 1

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,476

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 3

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,963

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 2

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,339

SEC source: 0001628280-26-012912 · wk-form4_1772229847.xml · nonDerivative · entry 1

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,690

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012932 · wk-form4_1772230420.xml · nonDerivative · entry 1

Morningstar Matthew · CIK 0002100107 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,415

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F2 · balance_after: Consists of (i) 578 shares of Common Stock; (ii) 1,715 restricted stock units that vest ratably on each of December 9, 2026, December 9, 2027 and December 9, 2028; and (iii) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 3

Jambusaria Aneri · CIK 0001966430 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,031

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 4,611 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 2

Jambusaria Aneri · CIK 0001966430 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,729

SEC source: 0001628280-26-012930 · wk-form4_1772230368.xml · nonDerivative · entry 1

Jambusaria Aneri · CIK 0001966430 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012939 · wk-form4_1772230515.xml · nonDerivative · entry 3

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,488

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 3,446 shares of Common Stock; (ii) 868 restricted stock units that vest in full on February 25, 2027; (iii) 4,648 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-012939 · wk-form4_1772230515.xml · nonDerivative · entry 2

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,962

SEC source: 0001628280-26-012939 · wk-form4_1772230515.xml · nonDerivative · entry 1

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,581

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 3

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,230

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 2

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,054

SEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 1

Enyedi Matthew · CIK 0001798805 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,387

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award.

SEC source: 0001628280-26-012923 · wk-form4_1772230247.xml · nonDerivative · entry 1

Field Emily · CIK 0002083045 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,939

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F2 · balance_after: Consists of (i) 817 restricted stock units that vest ratably on each of September 5, 2026, September 5, 2027 and September 5, 2028; and (ii) the restricted stock units reported on this Form 4.

SEC source: 0001628280-26-005440 · wk-form4_1770239493.xml · nonDerivative · entry 1

Khanna Somesh · CIK 0002050456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001628280-26-000142 · wk-form4_1767388384.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,079.5716

F1 · kind: This transaction was a charitable gift of securities by the reporting person.

SEC source: 0001628280-25-056545 · wk-form4_1765488114.xml · nonDerivative · entry 1

Morningstar Matthew · CIK 0002100107 · Group Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,293

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of December 9, 2026, December 9, 2027 and December 9, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F2 · balance_after: Consists of (i) 578 shares of Common Stock and (ii) the restricted stock units reported on this Form 4.

SEC source: 0001628280-25-056209 · wk-form4_1765324989.xml · nonDerivative · entry 6

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.86 to $373.32, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.

F8 · balance_after: Consists of (i) 9,891 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 511 restricted stock units that vest in full on June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 2,157 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028.

SEC source: 0001628280-25-056209 · wk-form4_1765324989.xml · nonDerivative · entry 5

Gates Greg · CIK 0001877100 · Group Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.83 to $372.82, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.