Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Group Managing Director | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,932 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Sale · Disposed 189 · Balance 13,932 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 13,469 |
Reported balance
After 2026-07-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-31 · Sale · Disposed 463 · Balance 13,469 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 13,173 |
Reported balance
After 2026-07-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-07-31 · Sale · Disposed 296 · Balance 13,173 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 13,122 |
Reported balance
After 2026-07-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-07-31 · Sale · Disposed 51 · Balance 13,122 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 13,121 |
Reported balance
After 2026-07-31 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-07-31 · Sale · Disposed 1 · Balance 13,121 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F6: Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
F6: Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1 | $355.51 | $355.51 |
DisclosureSEC source: 0001628280-26-052585 · wk-form4_1785874456.xml · nonDerivative · entry 5 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,121 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F6 · balance_after: Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 51 | $354.52 | $18,080.52 |
DisclosureSEC source: 0001628280-26-052585 · wk-form4_1785874456.xml · nonDerivative · entry 4 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,122 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 296 | $353.37 | $104,597.52 |
DisclosureSEC source: 0001628280-26-052585 · wk-form4_1785874456.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,173 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 463 | $352.77 | $163,332.51 |
DisclosureSEC source: 0001628280-26-052585 · wk-form4_1785874456.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,469 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 189 | $351.06 | $66,350.34 |
DisclosureSEC source: 0001628280-26-052585 · wk-form4_1785874456.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,932 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 183 | $322.72 | $59,057.76 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 8 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,121 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.50 to $322.90, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. F9 · balance_after: Consists of (i) 10,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 169 | $321.74 | $54,374.06 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 7 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,304 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.48 to $321.82, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 666 | $320.99 | $213,779.34 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 6 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,473 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.48 to $321.47, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 628 | $319.38 | $200,570.64 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 5 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,139 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.16 to $319.60, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 463 | $318.38 | $147,409.94 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 4 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,767 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.87 to $318.79, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,230 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 1,333 | $318.47 | $424,520.51 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,054 Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:06 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012917 · wk-form4_1772230013.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,387 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,588 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 10,242 shares of Common Stock; (ii) 494 restricted stock units that vest in full on February 25, 2026; (iii) 1,193 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 3,130 | $357.36 | $1,118,536.80 |
DisclosureSEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,929 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,059 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 5,154 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · derivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,154 shares Expires 2027-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024. F4 · derivative.exercise_date: This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 5,154 | $369.33 | $1,903,526.82 |
DisclosureSEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,495 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024. F3 · balance_after: Consists of (i) 7,211 shares of Common Stock; (ii) 507 restricted stock units that vest in full on February 25, 2025; (iii) 988 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,789 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 5,154 | $39.48 | $203,479.92 |
DisclosureSEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:42 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 2,400 | $263.00 | $631,200.00 |
DisclosureSEC source: 0001397911-24-000023 · wk-form4_1709080921.xml · nonDerivative · entry 4 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,495 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023. F4 · balance_after: Consists of (i) 7,211 shares of Common Stock; (ii) 507 restricted stock units that vest in full on February 25, 2025; (iii) 988 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:42 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000023 · wk-form4_1709080921.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,895 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:42 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 3,424 | $263.36 | $901,744.64 |
DisclosureSEC source: 0001397911-24-000023 · wk-form4_1709080921.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,106 Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:42 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000023 · wk-form4_1709080921.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,530 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2021. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2023. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 1,381 | $0.00 Strike: $45.55 | $0.00 |
DisclosureSEC source: 0001397911-24-000015 · wk-form4_1708640223.xml · derivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,381 shares Expires 2025-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023. F4 · derivative.exercise_date: This option became exercisable in full on the third anniversary of the date on which it was granted. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,381 | $256.94 | $354,834.14 |
DisclosureSEC source: 0001397911-24-000015 · wk-form4_1708640223.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,634 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023. F3 · balance_after: Consists of (i) 5,484 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 1,381 | $45.55 | $62,904.55 |
DisclosureSEC source: 0001397911-24-000015 · wk-form4_1708640223.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 22:08 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GiftCommon Stock | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000164 · wk-form4_1699481288.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,634 F1 · kind: This transaction was a charitable gift of securities by the reporting person. F2 · balance_after: Consists of (i) 5,484 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| August 22, 2023 Filed Sep 5, 2023 20:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 650 | $0.00 Strike: $45.55 | $0.00 |
DisclosureSEC source: 0001397911-23-000145 · wk-form4_1693946002.xml · derivative · entry 5 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,381 Underlying: Common Stock · 650 shares Expires 2025-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023. F5 · derivative.exercise_date: This option became exercisable in full on the third anniversary of the date on which it was granted. Read SEC document |
| August 22, 2023 Filed Sep 5, 2023 20:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 2,615 | $0.00 Strike: $45.55 | $0.00 |
DisclosureSEC source: 0001397911-23-000145 · wk-form4_1693946002.xml · derivative · entry 4 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,615 shares Expires 2025-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023. F4 · derivative.exercise_date: This option became exercisable in three installments, beginning on March 6, 2016, which was the first anniversary of the date on which it was granted. The option became fully vested on March 6, 2018. Read SEC document |
| August 22, 2023 Filed Sep 5, 2023 20:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 3,265 | $230.86 | $753,757.90 |
DisclosureSEC source: 0001397911-23-000145 · wk-form4_1693946002.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,978 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023. F3 · balance_after: Consists of (i) 6,828 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| August 22, 2023 Filed Sep 5, 2023 20:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 650 | $45.55 | $29,607.50 |
DisclosureSEC source: 0001397911-23-000145 · wk-form4_1693946002.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023. Read SEC document |
| August 22, 2023 Filed Sep 5, 2023 20:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 2,615 | $45.55 | $119,113.25 |
DisclosureSEC source: 0001397911-23-000145 · wk-form4_1693946002.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000030 · wf-form4_167762622642092.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,978 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2024, February 25, 2025, and February 25, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 6,828 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 3,477 | $247.30 | $859,862.10 |
DisclosureSEC source: 0001397911-23-000030 · wf-form4_167762622642092.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,497 Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000030 · wf-form4_167762622642092.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,974 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2020. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2022. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:02 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 1,900 | $0.00 Strike: $45.55 | $0.00 |
DisclosureSEC source: 0001397911-22-000044 · wf-form4_164746452360295.xml · derivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615 Underlying: Common Stock · 1,900 shares Expires 2025-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in three installments, beginning March 6, 2016, which was the first anniversary of the date on which it was granted. The option became fully vested on March 6, 2018. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:02 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,900 | $159.25 | $302,575.00 |
DisclosureSEC source: 0001397911-22-000044 · wf-form4_164746452360295.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 F1 · balance_after: Consists of (i) 2,116 shares of Common Stock; (ii) 703 restricted stock units that vest in full on February 25, 2023; (iii) 1,310 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) 1,521 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:02 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 1,900 | $45.55 | $86,545.00 |
DisclosureSEC source: 0001397911-22-000044 · wf-form4_164746452360295.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:50 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000024 · wf-form4_164617500390071.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 2,116 shares of Common Stock; (ii) 703 restricted stock units that vest in full on February 25, 2023; (iii) 1,310 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:50 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 643 | $182.73 | $117,495.39 |
DisclosureSEC source: 0001397911-22-000024 · wf-form4_164617500390071.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,129 Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 5,400 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001397911-21-000144 · wf-form4_162690653474653.xml · derivative · entry 5 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,154 Underlying: Common Stock · 5,400 shares Expires 2027-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F5 · derivative.exercise_date: This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionOption to purchase Common Stock · Derivative | 2,312 | $0.00 Strike: $54.81 | $0.00 |
DisclosureSEC source: 0001397911-21-000144 · wf-form4_162690653474653.xml · derivative · entry 4 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,312 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F4 · derivative.exercise_date: This option became exercisable in three installments, beginning February 24, 2015, which was the first anniversary of the date on which it was granted. The option became fully vested on February 24, 2017. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 7,712 | $130.00 | $1,002,560.00 |
DisclosureSEC source: 0001397911-21-000144 · wf-form4_162690653474653.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,772 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021 F3 · balance_after: Consists of (i) 984 shares of Common Stock; (ii) 417 restricted stock units that vest in full on February 25, 2022; (iii) 1,406 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 1,965 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 5,400 | $39.48 | $213,192.00 |
DisclosureSEC source: 0001397911-21-000144 · wf-form4_162690653474653.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Exercise / conversionCommon Stock | 2,312 | $54.81 | $126,720.72 |
DisclosureSEC source: 0001397911-21-000144 · wf-form4_162690653474653.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| May 11, 2021 Filed May 12, 2021 21:10 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 438 | $148.71 | $65,134.98 |
DisclosureSEC source: 0001397911-21-000116 · wf-form4_162085380758760.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,772 F1 · balance_after: Consists of (i) 984 shares of Common Stock; (ii) 417 restricted stock units that vest in full on February 25, 2022; (iii) 1,406 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 1,965 restricted stock units that vest ratably on each of February 25, 2022, February 25,2023 and February 25, 2024. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 00:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 476 | $136.41 | $64,931.16 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,210 F2 · balance_after: Consists of (i) 1,422 shares of Common Stock; (ii) 417 restricted stock units that vest in full on February 25, 2022; (iii) 1,406 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,686 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 388 | $132.10 | $51,254.80 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,721 Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:22 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 134 | $135.41 | $18,144.94 |
DisclosureSEC source: 0001397911-21-000035 · wf-form4_161429167612207.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 F1 · balance_after: Consists of (i) 1,165 shares of Common Stock; (ii) 836 restricted stock units that vest ratably on each of February 25, 2021 and February 25, 2022; and (iii) 2,108 restricted stock units that vest ratably on each of February 25, 2021, February 25, 2022 and February 25, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.