Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Principal Accounting Officer | September 11, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,773.9567 |
Reported balance
After 2026-09-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-11 · Sale · Disposed 439.949 · Balance 1,773.9567 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 20:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 439.949 | $347.88 | $153,049.46 |
DisclosureSEC source: 0001628280-26-061847 · wk-form4_1789417195.xml · nonDerivative · entry 1 Reeping Katharine · CIK 0002059598 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,773.9567 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 17:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 3 Reeping Katharine · CIK 0002059598 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,213.9057 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 913.9057 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 17:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 212 | $318.47 | $67,515.64 |
DisclosureSEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 2 Reeping Katharine · CIK 0002059598 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,840.9057 Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 17:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-012936 · wk-form4_1772230469.xml · nonDerivative · entry 1 Reeping Katharine · CIK 0002059598 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,052.9057 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2023. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2026. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 81% of the reporting person's target award. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 18:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 56 | $339.97 | $19,038.32 |
DisclosureSEC source: 0001397911-25-000149 · wk-form4_1757629821.xml · nonDerivative · entry 1 Reeping Katharine · CIK 0002059598 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,971.9057 F1 · balance_after: Consists of (i) 449.9057 shares of Common Stock; (ii) 135 restricted stock units that vest in full on February 25, 2026; (iii) 542 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; (iv) 569 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028; and (v) 276 restricted stock units that vest in full on February 25, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.