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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 22, 2026 00:03 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 355 $37.15 $13,189.10
Disclosure

SEC source: 0001036743-26-000019 · wk-form4_1779408214.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,917,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.1279 to $37.2137. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 20, 2026 Filed May 22, 2026 00:03 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 9,645 $36.83 $355,180.02
Disclosure

SEC source: 0001036743-26-000019 · wk-form4_1779408214.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,918,199

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.137 to $37.1241. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 20, 2026 Filed May 22, 2026 00:08 UTC
Moroz Mark MichaelChief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 7,117 $0.00 $0.00
Disclosure

SEC source: 0002066890-26-000010 · wk-form4_1779408527.xml · derivative · entry 3

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,470

Underlying: Voting Common Stock · 7,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 19, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 19, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
May 20, 2026 Filed May 22, 2026 00:08 UTC
Moroz Mark MichaelChief Banking Officer
Tax withholdingVoting Common Stock 3,163 $36.20 $114,500.60
Disclosure

SEC source: 0002066890-26-000010 · wk-form4_1779408527.xml · nonDerivative · entry 2

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,210

Read SEC document
May 20, 2026 Filed May 22, 2026 00:08 UTC
Moroz Mark MichaelChief Banking Officer
Exercise / conversionVoting Common Stock 7,117 Not disclosed Not disclosed
Disclosure

SEC source: 0002066890-26-000010 · wk-form4_1779408527.xml · nonDerivative · entry 1

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:06 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0002070216-26-000004 · wk-form4_1779408400.xml · derivative · entry 2

McHenry Patrick Timothy · CIK 0002070216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:04 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001824584-26-000005 · wk-form4_1779408259.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:10 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001647098-26-000004 · wk-form4_1779408606.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:10 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001478836-26-000004 · wk-form4_1779408636.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:06 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001297515-26-000006 · wk-form4_1779408371.xml · derivative · entry 2

Lunsford Jeffrey W · CIK 0001297515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:05 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001231645-26-000004 · wk-form4_1779408327.xml · derivative · entry 3

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's voting common stock.

F3 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F3 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 19, 2026 Filed May 22, 2026 00:04 UTC GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001373716-26-000004 · wk-form4_1779408297.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F3 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F3 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 14, 2026 Filed May 18, 2026 22:36 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $36.23 $362,260.00
Disclosure

SEC source: 0001036743-26-000017 · wk-form4_1779143769.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,927,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.03 to $36.48. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 13, 2026 Filed May 15, 2026 20:11 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $35.96 $359,620.00
Disclosure

SEC source: 0001036743-26-000015 · wk-form4_1778875862.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,937,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.73 to $36.491. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,080 $0.00 $0.00
Disclosure

SEC source: 0002070216-26-000002 · wk-form4_1778019999.xml · derivative · entry 2

McHenry Patrick Timothy · CIK 0002070216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:26 UTC Exercise / conversionVoting Common Stock 3,080 Not disclosed Not disclosed
Disclosure

SEC source: 0002070216-26-000002 · wk-form4_1778019999.xml · nonDerivative · entry 1

McHenry Patrick Timothy · CIK 0002070216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001824584-26-000002 · wk-form4_1778019918.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:25 UTC Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001824584-26-000002 · wk-form4_1778019918.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001647098-26-000002 · wk-form4_1778020020.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001647098-26-000002 · wk-form4_1778020020.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001478836-26-000002 · wk-form4_1778020041.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001478836-26-000002 · wk-form4_1778020041.xml · nonDerivative · entry 1

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2026 Filed Jun 2, 2026 20:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 $0.00
Disclosure

SEC source: 0001297515-26-000009 · wk-form4_1780430469.xml · derivative · entry 2

Lunsford Jeffrey W · CIK 0001297515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed Jun 2, 2026 20:01 UTC Exercise / conversionVoting Common Stock 1,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001297515-26-000009 · wk-form4_1780430469.xml · nonDerivative · entry 1

Lunsford Jeffrey W · CIK 0001297515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001231645-26-000002 · wk-form4_1778019968.xml · derivative · entry 3

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F3 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:26 UTC Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001231645-26-000002 · wk-form4_1778019968.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001373716-26-000002 · wk-form4_1778019939.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:25 UTC Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001373716-26-000002 · wk-form4_1778019939.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:58 UTC
Derraik RenatoChief Info./Digital Off., Bank
SaleVoting Common Stock 75,000 $37.83 $2,837,100.00
Disclosure

SEC source: 0001864098-26-000010 · wk-form4_1777931933.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,243

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.51 to $38.095. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:42 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $32.50 $325,041.00
Disclosure

SEC source: 0001036743-26-000013 · wk-form4_1773434569.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,947,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.06 to $32.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 20:42 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $32.83 $328,280.00
Disclosure

SEC source: 0001036743-26-000013 · wk-form4_1773434569.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,957,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.395 to $33.125. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:20 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 1,139 $35.89 $40,878.03
Disclosure

SEC source: 0001036743-26-000011 · wk-form4_1772835653.xml · nonDerivative · entry 3

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,967,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $35.73 to $36.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:20 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 8,861 $35.37 $313,444.58
Disclosure

SEC source: 0001036743-26-000011 · wk-form4_1772835653.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,968,983

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.73 to $35.72. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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March 04, 2026 Filed Mar 6, 2026 22:20 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $36.69 $366,872.00
Disclosure

SEC source: 0001036743-26-000011 · wk-form4_1772835653.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,977,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.355 to $36.89. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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March 02, 2026 Filed Mar 4, 2026 22:41 UTC
Phifer Walter JChief Financial Officer
SaleVoting Common Stock 4,712 $36.58 $172,379.10
Disclosure

SEC source: 0002006943-26-000010 · wk-form4_1772664073.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,103

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.41 to $36.96. The price reporting in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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March 02, 2026 Filed Mar 4, 2026 22:41 UTC
Seward Gregory WGeneral Counsel
SaleVoting Common Stock 3,000 $36.70 $110,100.00
Disclosure

SEC source: 0001656656-26-000010 · wk-form4_1772664093.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,797

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:34 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 1,246 $40.00 $49,836.26
Disclosure

SEC source: 0001036743-26-000009 · wk-form4_1772231660.xml · nonDerivative · entry 4

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,987,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F5 · price: This transaction was executed in multiple trades at prices ranging from $39.795 to $40.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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February 26, 2026 Filed Feb 27, 2026 22:34 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 8,754 $39.29 $343,943.78
Disclosure

SEC source: 0001036743-26-000009 · wk-form4_1772231660.xml · nonDerivative · entry 3

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,989,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $38.725 to $39.66. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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February 25, 2026 Filed Feb 27, 2026 22:34 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 2,537 $39.65 $100,580.38
Disclosure

SEC source: 0001036743-26-000009 · wk-form4_1772231660.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,997,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.61 to $39.755. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 22:34 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 7,463 $39.21 $292,638.41
Disclosure

SEC source: 0001036743-26-000009 · wk-form4_1772231660.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 3,000,381

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.61 to $39.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:25 UTC
Moroz Mark MichaelChief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0002066890-26-000008 · wk-form4_1772058344.xml · derivative · entry 3

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested on February 23, 2026.

F2 · derivative.expiration_date: The RSUs vested on February 23, 2026.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:25 UTC
Moroz Mark MichaelChief Banking Officer
Tax withholdingVoting Common Stock 1,778 $38.30 $68,097.40
Disclosure

SEC source: 0002066890-26-000008 · wk-form4_1772058344.xml · nonDerivative · entry 2

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,256

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:25 UTC
Moroz Mark MichaelChief Banking Officer
Exercise / conversionVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0002066890-26-000008 · wk-form4_1772058344.xml · nonDerivative · entry 1

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:24 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0002030240-26-000004 · wk-form4_1772058288.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 145 of the RSUs vested on each of February 22, 2025 and February 23, 2026.

F2 · derivative.expiration_date: 145 of the RSUs vested on each of February 22, 2025 and February 23, 2026.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:24 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 73 $38.30 $2,795.90
Disclosure

SEC source: 0002030240-26-000004 · wk-form4_1772058288.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,184

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:24 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0002030240-26-000004 · wk-form4_1772058288.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:26 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0002006943-26-000008 · wk-form4_1772058406.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:26 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 32 $38.30 $1,225.60
Disclosure

SEC source: 0002006943-26-000008 · wk-form4_1772058406.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,815

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:26 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 69 Not disclosed Not disclosed
Disclosure

SEC source: 0002006943-26-000008 · wk-form4_1772058406.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:30 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 178 $0.00 $0.00
Disclosure

SEC source: 0001635154-26-000008 · wk-form4_1772058647.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.