Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 16, 2023 23:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010240 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Underlying: Voting Common Stock · 316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 110 | $35.27 | $3,879.70 |
DisclosureSEC source: 0001209191-23-010240 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,153 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010240 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:13 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010239 · doc4.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Voting Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:13 UTC |
Spencer CourtneyChief Experience Officer
|
Tax withholdingVoting Common Stock | 524 | $35.27 | $18,481.48 |
DisclosureSEC source: 0001209191-23-010239 · doc4.xml · nonDerivative · entry 2 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,036 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:13 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionVoting Common Stock | 1,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010239 · doc4.xml · nonDerivative · entry 1 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:12 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010238 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Voting Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:12 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 459 | $35.27 | $16,188.93 |
DisclosureSEC source: 0001209191-23-010238 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 170,046 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:12 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 1,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010238 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 170,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:10 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010236 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,480 Underlying: Voting Common Stock · 2,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:10 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 733 | $35.27 | $25,852.91 |
DisclosureSEC source: 0001209191-23-010236 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,055 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:10 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 2,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010236 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:08 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010235 · doc4.xml · derivative · entry 3 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Voting Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:08 UTC |
Mann StephanieChief Strategy Officer
|
Tax withholdingVoting Common Stock | 549 | $35.27 | $19,363.23 |
DisclosureSEC source: 0001209191-23-010235 · doc4.xml · nonDerivative · entry 2 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,869 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:08 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionVoting Common Stock | 1,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010235 · doc4.xml · nonDerivative · entry 1 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC |
Losch William C IIIChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,056 Underlying: Voting Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC |
Losch William C IIIChief Financial Officer
|
Tax withholdingVoting Common Stock | 404 | $35.27 | $14,249.08 |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,065 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC |
Losch William C IIIChief Financial Officer
|
Exercise / conversionVoting Common Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:05 UTC |
LUCHT DAVID GDirector
|
GiftVoting Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010234 · doc4.xml · nonDerivative · entry 1 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:04 UTC |
Derraik RenatoChief Info./Digital Off., Bank
|
GrantRestricted Stock Units · Derivative | 89,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009584 · doc4.xml · derivative · entry 2 Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,615 Underlying: Voting Common Stock · 89,615 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:18 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 3,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009593 · doc4.xml · derivative · entry 4 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Underlying: Voting Common Stock · 3,356 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:16 UTC |
Spencer CourtneyChief Experience Officer
|
GrantRestricted Stock Units · Derivative | 14,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009592 · doc4.xml · derivative · entry 5 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,224 Underlying: Voting Common Stock · 14,224 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:14 UTC |
Smits SteveChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 12,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009591 · doc4.xml · derivative · entry 4 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,802 Underlying: Voting Common Stock · 12,802 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:12 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 59,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009590 · doc4.xml · derivative · entry 4 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,743 Underlying: Voting Common Stock · 59,743 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:08 UTC |
Losch William C IIIChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 89,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009587 · doc4.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,615 Underlying: Voting Common Stock · 89,615 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 59,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · derivative · entry 7 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,743 Underlying: Voting Common Stock · 59,743 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F4 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F4 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · derivative · entry 6 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 2,209 | $35.15 | $77,646.35 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,782 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:18 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009593 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921 Underlying: Voting Common Stock · 461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 460 of the RSUs will vest on February 10, 2022 and 2024; and 461 of the RSUs will vest on February 10, 2023 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 460 of the RSUs will vest on February 10, 2022 and 2024; and 461 of the RSUs will vest on February 10, 2023 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:18 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 161 | $34.34 | $5,528.74 |
DisclosureSEC source: 0001209191-23-009593 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,947 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:18 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009593 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:16 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009592 · doc4.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2023 and 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2023 and 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:16 UTC |
Spencer CourtneyChief Experience Officer
|
Tax withholdingVoting Common Stock | 696 | $34.34 | $23,900.64 |
DisclosureSEC source: 0001209191-23-009592 · doc4.xml · nonDerivative · entry 2 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:16 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009592 · doc4.xml · nonDerivative · entry 1 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:14 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009591 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,007 Underlying: Voting Common Stock · 3,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:14 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 1,044 | $34.34 | $35,850.96 |
DisclosureSEC source: 0001209191-23-009591 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 168,925 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:14 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 3,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009591 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 169,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:12 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009590 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:12 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 696 | $34.34 | $23,900.64 |
DisclosureSEC source: 0001209191-23-009590 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,418 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:12 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009590 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · derivative · entry 6 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348 Underlying: Voting Common Stock · 173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: 173 of the RSUs will vest on February 10, 2023 and 174 of the RSUs will vest on each of February 10, 2024 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: 173 of the RSUs will vest on February 10, 2023 and 174 of the RSUs will vest on each of February 10, 2024 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · derivative · entry 5 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,787 Underlying: Voting Common Stock · 1,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 1,112 of the RSUs will vest on each of February 10, 2023 and 2025; 1,113 of the RSUs will vest on February 10, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 1,112 of the RSUs will vest on each of February 10, 2023 and 2025; 1,113 of the RSUs will vest on February 10, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Tax withholdingVoting Common Stock | 61 | $34.34 | $2,094.74 |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · nonDerivative · entry 4 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,838 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionVoting Common Stock | 173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · nonDerivative · entry 3 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Tax withholdingVoting Common Stock | 387 | $34.34 | $13,289.58 |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · nonDerivative · entry 2 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,726 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:10 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionVoting Common Stock | 1,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009589 · doc4.xml · nonDerivative · entry 1 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · derivative · entry 5 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,899 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 1,404 | $34.34 | $48,213.36 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,491 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.