Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2024 Filed Feb 15, 2024 00:56 UTC |
Derraik RenatoChief Info./Digital Off., Bank
|
GrantRestricted Stock Units · Derivative | 21,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000064 · wk-form4_1707958583.xml · derivative · entry 2 Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,281 Underlying: Voting Common Stock · 21,281 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:07 UTC |
Spencer CourtneyChief Experience Officer
|
GrantRestricted Stock Units · Derivative | 10,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000076 · wk-form4_1707959243.xml · derivative · entry 5 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,640 Underlying: Voting Common Stock · 10,640 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:07 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000076 · wk-form4_1707959243.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,003 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2023 and 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2023 and 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:07 UTC |
Spencer CourtneyChief Experience Officer
|
Tax withholdingVoting Common Stock | 996 | $39.94 | $39,780.24 |
DisclosureSEC source: 0001578563-24-000076 · wk-form4_1707959243.xml · nonDerivative · entry 2 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,707 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:07 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000076 · wk-form4_1707959243.xml · nonDerivative · entry 1 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:08 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000078 · wk-form4_1707959305.xml · derivative · entry 4 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,381 Underlying: Voting Common Stock · 4,381 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:08 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000078 · wk-form4_1707959305.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461 Underlying: Voting Common Stock · 460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 460 of the RSUs vested on each of February 10, 2022 and February 12, 2024; and 461 of the RSUs will vest on February 10, 2023 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 460 of the RSUs vested on each of February 10, 2022 and February 12, 2024; and 461 of the RSUs will vest on February 10, 2023 and 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:08 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 229 | $39.94 | $9,146.26 |
DisclosureSEC source: 0001578563-24-000078 · wk-form4_1707959305.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,500 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:08 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000078 · wk-form4_1707959305.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:06 UTC |
Smits SteveChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 13,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000074 · wk-form4_1707959172.xml · derivative · entry 4 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,144 Underlying: Voting Common Stock · 13,144 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:06 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000074 · wk-form4_1707959172.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,004 Underlying: Voting Common Stock · 3,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 3,003 of the RSUs vested on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 3,003 of the RSUs vested on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:06 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 1,484 | $39.94 | $59,270.96 |
DisclosureSEC source: 0001578563-24-000074 · wk-form4_1707959172.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 147,270 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:06 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 3,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000074 · wk-form4_1707959172.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 148,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:05 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 13,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · derivative · entry 4 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,770 Underlying: Voting Common Stock · 13,770 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:05 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,003 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2022 and 2023, and 2002 of the RSUs vested on February 12, 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2022 and 2023, and 2002 of the RSUs vested on February 12, 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:05 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 996 | $39.94 | $39,780.24 |
DisclosureSEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,434 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:05 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 11,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · derivative · entry 7 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,266 Underlying: Voting Common Stock · 11,266 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F4 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F4 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · derivative · entry 6 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174 Underlying: Voting Common Stock · 174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: 173 of the RSUs vested on February 10, 2023, 174 of the RSUs vested on February 12, 2024 and 174 of the RSUs will vest on on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: 173 of the RSUs vested on February 10, 2023, 174 of the RSUs vested on February 12, 2024 and 174 of the RSUs will vest on on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · derivative · entry 5 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,674 Underlying: Voting Common Stock · 1,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 1,112 of the RSUs will vest on each of February 10, 2023 and 2025; 1,113 of the RSUs vested on February 12, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 1,112 of the RSUs will vest on each of February 10, 2023 and 2025; 1,113 of the RSUs vested on February 12, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Tax withholdingVoting Common Stock | 61 | $39.94 | $2,436.34 |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · nonDerivative · entry 4 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,119 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionVoting Common Stock | 174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · nonDerivative · entry 3 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Tax withholdingVoting Common Stock | 387 | $39.94 | $15,456.78 |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · nonDerivative · entry 2 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,006 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 01:01 UTC |
Mann StephanieChief Strategy Officer
|
Exercise / conversionVoting Common Stock | 1,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000068 · wk-form4_1707958893.xml · nonDerivative · entry 1 Mann Stephanie · CIK 0001937537 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:58 UTC |
Losch William C IIIChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 55,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000066 · wk-form4_1707958682.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,082 Underlying: Voting Common Stock · 55,082 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:58 UTC |
Losch William C IIIChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000066 · wk-form4_1707958682.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Voting Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:54 UTC |
Davis Micah SChief Marketing & Comm Officer
|
GrantRestricted Stock Units · Derivative | 8,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000062 · wk-form4_1707958463.xml · derivative · entry 4 Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,763 Underlying: Voting Common Stock · 8,763 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU")represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:54 UTC |
Davis Micah SChief Marketing & Comm Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000062 · wk-form4_1707958463.xml · derivative · entry 3 Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,003 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU")represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs vested on February 12, 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs vested on February 12, 2024 and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:54 UTC |
Davis Micah SChief Marketing & Comm Officer
|
Tax withholdingVoting Common Stock | 996 | $39.40 | $39,242.40 |
DisclosureSEC source: 0001578563-24-000062 · wk-form4_1707958463.xml · nonDerivative · entry 2 Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,237 Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:54 UTC |
Davis Micah SChief Marketing & Comm Officer
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000062 · wk-form4_1707958463.xml · nonDerivative · entry 1 Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU")represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 17:41 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001578563-24-000025 · wk-form4_1706827255.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 15,000 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 17:41 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 15,000 | $4.40 | $66,000.00 |
DisclosureSEC source: 0001578563-24-000025 · wk-form4_1706827255.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:17 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Underlying: Voting Common Stock · 3,000 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on each of November 19, 2021 and November 19, 2022. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:17 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 982 | $44.44 | $43,640.08 |
DisclosureSEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,428 F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023. F1 · price: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:17 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 3,000 | $14.55 | $43,650.00 |
DisclosureSEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 22:02 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 10,000 | $36.25 | $362,452.00 |
DisclosureSEC source: 0001578563-23-000102 · wk-form4_1701986534.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 145,751 F2 · price: This transaction was executed in multiple trades at prices ranging from $36.2390 to $36.2639. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:02 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 15,000 | $35.62 | $534,358.50 |
DisclosureSEC source: 0001578563-23-000102 · wk-form4_1701986534.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 155,751 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.5578 to $35.7561. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 21:41 UTC |
Seward Gregory WGeneral Counsel
|
GiftVoting Common Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-23-000098 · wk-form4_1701466876.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,410 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:52 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-23-000096 · wk-form4_1700603530.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The remaining 360 RSUs vested on November 20, 2023. F2 · derivative.expiration_date: The remaining 360 RSUs vested on November 20, 2023. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:52 UTC |
Spencer CourtneyChief Experience Officer
|
Tax withholdingVoting Common Stock | 106 | $33.73 | $3,575.38 |
DisclosureSEC source: 0001578563-23-000096 · wk-form4_1700603530.xml · nonDerivative · entry 2 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,701 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:52 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionVoting Common Stock | 360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-23-000096 · wk-form4_1700603530.xml · nonDerivative · entry 1 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:40 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
SaleVoting Common Stock | 5,423 | $34.50 | $187,093.50 |
DisclosureSEC source: 0001578563-23-000094 · wk-form4_1700602841.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,269 Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:40 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
SaleVoting Common Stock | 14,577 | $33.11 | $482,676.54 |
DisclosureSEC source: 0001578563-23-000094 · wk-form4_1700602841.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,692 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.235. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 21:34 UTC |
Valine Yousef A.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-038967 · wk-form4_1699997628.xml · derivative · entry 3 Valine Yousef A. · CIK 0001478836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: .The RSUs vested on November 13, 2023. F2 · derivative.expiration_date: .The RSUs vested on November 13, 2023. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 21:34 UTC |
Valine Yousef A.Director
|
Exercise / conversionVoting Common Stock | 1,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-038967 · wk-form4_1699997628.xml · nonDerivative · entry 1 Valine Yousef A. · CIK 0001478836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:31 UTC |
Derraik RenatoChief Info./Digital Off., Bank
|
SaleVoting Common Stock | 20,000 | $29.56 | $591,258.00 |
DisclosureSEC source: 0001628280-23-038707 · wk-form4_1699914663.xml · nonDerivative · entry 1 Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,928 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.43 to $29.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 18:05 UTC |
Crawford Casey SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047109 · doc4.xml · derivative · entry 3 Crawford Casey S · CIK 0001938563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The RSUs vested on August 21, 2023. F2 · derivative.expiration_date: The RSUs vested on August 21, 2023. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 18:05 UTC |
Crawford Casey SDirector
|
Tax withholdingVoting Common Stock | 654 | $33.62 | $21,987.48 |
DisclosureSEC source: 0001209191-23-047109 · doc4.xml · nonDerivative · entry 2 Crawford Casey S · CIK 0001938563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,227 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 18:05 UTC |
Crawford Casey SDirector
|
Exercise / conversionVoting Common Stock | 1,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-047109 · doc4.xml · nonDerivative · entry 1 Crawford Casey S · CIK 0001938563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| August 22, 2023 Filed Sep 6, 2023 17:43 UTC Amendment |
Crawford Casey SDirector
|
Tax withholdingVoting Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048482 · doc4a.xml · nonDerivative · entry 1 Crawford Casey S · CIK 0001938563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,881 F1 · kind: On August 23, 2023, the reporting person filed a Form 4 which inadvertently reported that 654 shares were withheld to satisfy withholding taxes applicable upon vesting of the August 22, 2022 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · shares: On August 23, 2023, the reporting person filed a Form 4 which inadvertently reported that 654 shares were withheld to satisfy withholding taxes applicable upon vesting of the August 22, 2022 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · price: On August 23, 2023, the reporting person filed a Form 4 which inadvertently reported that 654 shares were withheld to satisfy withholding taxes applicable upon vesting of the August 22, 2022 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · acquired: On August 23, 2023, the reporting person filed a Form 4 which inadvertently reported that 654 shares were withheld to satisfy withholding taxes applicable upon vesting of the August 22, 2022 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.