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Nasdaq · USD

LNSR

LENSAR, Inc.

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Tapewire entity
6733
SEC CIK
0001320350
Parsed reports
119

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2024 Filed May 9, 2024 20:30 UTC GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-057102 · ownership.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,267

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:30 UTC GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-057101 · ownership.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

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May 07, 2024 Filed May 9, 2024 20:30 UTC GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-057104 · ownership.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:31 UTC
Winer Gary MDirector
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-057105 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,345

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:30 UTC
Connaughton Alan B.Chief Operating Officer
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055775 · ownership.xml · nonDerivative · entry 2

Connaughton Alan B. · CIK 0001822199 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,489

F2 · shares: Consists of RSUs. Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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May 06, 2024 Filed May 8, 2024 20:30 UTC
CURTIS NICHOLAS TDirector · Chief Executive Officer
GrantCommon Stock 71,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055765 · ownership.xml · nonDerivative · entry 1

CURTIS NICHOLAS T · CIK 0001230265 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,436

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:30 UTC
STAAB THOMAS R IIChief Financial Officer
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055774 · ownership.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,934

F2 · shares: Consists of RSUs. Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:30 UTC
Wong KendraPrincipal Accounting Officer
GrantCommon Stock 14,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055766 · ownership.xml · nonDerivative · entry 1

Wong Kendra · CIK 0001903906 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,120

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · balance_after: Includes 1,021 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan since January 13, 2023, the date of the last Form 4 filed by the Reporting Person.

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January 11, 2024 Filed May 8, 2024 20:30 UTC
Connaughton Alan B.Chief Operating Officer
Tax withholdingCommon Stock 2,262 $4.43 $10,020.66
Disclosure

SEC source: 0000950170-24-055775 · ownership.xml · nonDerivative · entry 1

Connaughton Alan B. · CIK 0001822199 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,489

F1 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations incident to vesting of restricted stock units ("RSUs").

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January 11, 2024 Filed May 8, 2024 20:30 UTC
STAAB THOMAS R IIChief Financial Officer
Tax withholdingCommon Stock 1,853 $4.43 $8,208.79
Disclosure

SEC source: 0000950170-24-055774 · ownership.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,934

F1 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations incident to vesting of restricted stock units ("RSUs").

Read SEC document
November 22, 2023 Filed Nov 28, 2023 00:30 UTC
Winer Gary MDirector
PurchaseCommon Stock 300 $2.10 $630.00
Disclosure

SEC source: 0000950170-23-066206 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,345

Read SEC document
November 16, 2023 Filed Nov 17, 2023 23:18 UTC
Winer Gary MDirector
PurchaseCommon Stock 1,000 $2.13 $2,125.00
Disclosure

SEC source: 0000950170-23-064936 · ownership.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,045

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.10 to $2.15. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:18 UTC
Winer Gary MDirector
PurchaseCommon Stock 500 $2.15 $1,075.00
Disclosure

SEC source: 0000950170-23-064936 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,045

Read SEC document
November 10, 2023 Filed Nov 15, 2023 00:31 UTC
Winer Gary MDirector
PurchaseCommon Stock 1,000 $2.14 $2,135.00
Disclosure

SEC source: 0000950170-23-063930 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,545

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.12 to $2.15. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 23:01 UTC
Winer Gary MDirector
PurchaseCommon Stock 705 $3.60 $2,538.00
Disclosure

SEC source: 0000899243-23-018136 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,545

Read SEC document
August 10, 2023 Filed Aug 14, 2023 23:01 UTC
Winer Gary MDirector
PurchaseCommon Stock 1,000 $3.66 $3,660.00
Disclosure

SEC source: 0000899243-23-018136 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,840

Read SEC document
May 25, 2023 Filed May 30, 2023 16:57 UTC GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014072 · doc4.xml · derivative · entry 2

LINDSTROM RICHARD L MD · CIK 0001242177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 16:57 UTC GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014072 · doc4.xml · nonDerivative · entry 1

LINDSTROM RICHARD L MD · CIK 0001242177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,036

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:00 UTC GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014076 · doc4.xml · derivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:00 UTC GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014076 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,267

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:57 UTC GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014071 · doc4.xml · derivative · entry 2

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:57 UTC GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014071 · doc4.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 17:04 UTC GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014079 · doc4.xml · derivative · entry 2

MCLAUGHLIN JOHN PETER · CIK 0001277967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 17:04 UTC GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014079 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN JOHN PETER · CIK 0001277967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,631

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:01 UTC GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014077 · doc4.xml · derivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:01 UTC GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014077 · doc4.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:58 UTC
Winer Gary MDirector
GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014073 · doc4.xml · derivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:58 UTC
Winer Gary MDirector
GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014073 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,840

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC
HAMMER TODD BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014593 · doc4.xml · derivative · entry 4

HAMMER TODD B · CIK 0001283775 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F5 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC
HAMMER TODD BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 94,787 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014593 · doc4.xml · derivative · entry 3

HAMMER TODD B · CIK 0001283775 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,787

Underlying: Common Stock · 94,787 shares

Expires 2033-05-25

F4 · derivative.exercise_date: The option vests as to one-third of the award on May 25, 2024 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as initial compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC
HAMMER TODD BDirector · 10% owner
GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014593 · doc4.xml · nonDerivative · entry 1

HAMMER TODD B · CIK 0001283775 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,288

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:17 UTC
ELLIS THOMAS BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014591 · doc4.xml · derivative · entry 4

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F5 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:17 UTC
ELLIS THOMAS BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 94,787 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014591 · doc4.xml · derivative · entry 3

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,787

Underlying: Common Stock · 94,787 shares

Expires 2033-05-25

F4 · derivative.exercise_date: The option vests as to one-third of the award on May 25, 2024 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as initial compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:17 UTC
ELLIS THOMAS BDirector · 10% owner
GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014591 · doc4.xml · nonDerivative · entry 1

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,288

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:45 UTC PurchaseCommon Stock 16,647 $2.75 $45,779.25
Disclosure

SEC source: 0000899243-23-013731 · doc4.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,285

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.48 to $2.97. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:54 UTC PurchaseCommon Stock 22,153 $2.59 $57,376.27
Disclosure

SEC source: 0000899243-23-013424 · doc4.xml · nonDerivative · entry 3

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,638

F3 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.32 to $2.66. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2023 Filed May 19, 2023 22:54 UTC PurchaseCommon Stock 7,700 $2.61 $20,097.00
Disclosure

SEC source: 0000899243-23-013424 · doc4.xml · nonDerivative · entry 2

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,485

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.42 to $2.67. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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May 17, 2023 Filed May 19, 2023 22:54 UTC PurchaseCommon Stock 3,500 $2.29 $8,015.00
Disclosure

SEC source: 0000899243-23-013424 · doc4.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,785

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.22 to $2.40. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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January 11, 2023 Filed Jan 13, 2023 22:28 UTC
Connaughton Alan B.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 54,356 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0000899243-23-001797 · doc4.xml · derivative · entry 2

Connaughton Alan B. · CIK 0001822199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,356

Underlying: Common Stock · 54,356 shares

Expires 2033-01-11

F2 · derivative.exercise_date: The option vests as to 25% of the award on January 11, 2024 and, as to the remaining amount of the award, in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:28 UTC
Connaughton Alan B.Chief Operating Officer
GrantCommon Stock 15,530 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001797 · doc4.xml · nonDerivative · entry 1

Connaughton Alan B. · CIK 0001822199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,751

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:29 UTC
STAAB THOMAS R IIChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 23,295 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0000899243-23-001798 · doc4.xml · derivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,295

Underlying: Common Stock · 23,295 shares

Expires 2033-01-11

F2 · derivative.exercise_date: The option vests as to 25% of the award on January 11, 2024 and, as to the remaining amount of the award, in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:29 UTC
STAAB THOMAS R IIChief Financial Officer
GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001798 · doc4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,787

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:27 UTC
CURTIS NICHOLAS TDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 77,651 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0000899243-23-001794 · doc4.xml · derivative · entry 2

CURTIS NICHOLAS T · CIK 0001230265 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,651

Underlying: Common Stock · 77,651 shares

Expires 2033-01-11

F2 · derivative.exercise_date: The option vests as to 25% of the award on January 11, 2024 and, as to the remaining amount of the award, in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:27 UTC
CURTIS NICHOLAS TDirector · Chief Executive Officer
GrantCommon Stock 22,186 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001794 · doc4.xml · nonDerivative · entry 1

CURTIS NICHOLAS T · CIK 0001230265 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,036

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:23 UTC
Wong KendraPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 16,900 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0000899243-23-001791 · doc4.xml · derivative · entry 2

Wong Kendra · CIK 0001903906 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Underlying: Common Stock · 16,900 shares

Expires 2033-01-11

F3 · derivative.exercise_date: The option vests as to 25% of the award on January 11, 2024 and, as to the remaining amount of the award, in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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January 11, 2023 Filed Jan 13, 2023 22:23 UTC
Wong KendraPrincipal Accounting Officer
GrantCommon Stock 8,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001791 · doc4.xml · nonDerivative · entry 1

Wong Kendra · CIK 0001903906 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,899

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest as to 15% of the award on July 11, 2023, 15% of the award on January 11, 2024, 25% of the award on July 11, 2024 and, as to the remaining 45% of the award, on January 11, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · balance_after: Includes 5,073 shares acquired under the Issuer's Employee Stock Purchase Plan since January 13, 2022, the date of the last Form 4 filed by the Reporting Person.

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December 07, 2022 Filed Dec 8, 2022 02:26 UTC
STAAB THOMAS R IIChief Financial Officer
PurchaseCommon Stock 727 $3.16 $2,294.41
Disclosure

SEC source: 0000899243-22-037965 · doc4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,131

F3 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.15 to $3.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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December 06, 2022 Filed Dec 8, 2022 02:26 UTC
STAAB THOMAS R IIChief Financial Officer
PurchaseCommon Stock 2,025 $3.16 $6,403.05
Disclosure

SEC source: 0000899243-22-037965 · doc4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,404

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.15 to $3.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes (i) 970 shares acquired under the Issuer's Employee Stock Purchase Plan since January 13, 2022, the date of the last Form 4 filed by the Reporting Person (the "Reference Date"), and (ii) 19,276 shares that were previously awarded as restricted stock on July 22, 2020 (subject to an amendment of such award on December 7, 2020) and that vested between the Reference Date and the date hereof. Such restricted stock award was reported in the Reporting Person's Form 3 filed on September 17, 2020, and additional restricted stock awarded pursuant to the related amendment was reported in the Reporting Person's Form 4 filed on December 10, 2020.

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November 23, 2022 Filed Nov 23, 2022 21:46 UTC
Winer Gary MDirector
PurchaseCommon Stock 976 $3.60 $3,513.60
Disclosure

SEC source: 0000899243-22-036941 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,552

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November 22, 2022 Filed Nov 23, 2022 21:46 UTC
Winer Gary MDirector
PurchaseCommon Stock 1,524 $3.60 $5,486.40
Disclosure

SEC source: 0000899243-22-036941 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,576

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.