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person · Reporting owner

O'Farrell Elizabeth G.

Disclosed activity across 5 companies

Tapewire entity
40860
SEC CIK
0001744662

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GERON CORPGERN · Entity 4989DirectorMay 20, 2026May 26, 2026
Inhibikase Therapeutics, Inc.IKT · Entity 5838DirectorJune 24, 2022June 29, 2022
LENSAR, Inc.LNSR · Entity 6733DirectorJune 03, 2026June 05, 2026
PDL BIOPHARMA, INC.PDLI · Entity 143144DirectorNovember 23, 2020November 25, 2020
SpyGlass Pharma, Inc.SGP · Entity 5034DirectorFebruary 05, 2026February 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GERON CORP

Report date May 20, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.26 · Expires 2036-05-19Direct220,000 Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 220,000 · Balance 220,000

F1: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the Reporting Person's continuous service with the Issuer through such dates.

Filing footnotes · ownership attribution and instrument terms

F1: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the Reporting Person's continuous service with the Issuer through such dates.

Inhibikase Therapeutics, Inc.

Report date June 24, 2022 · Filed June 29, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.81 · Expires 2029-06-24Direct40,000 Reported balance After 2022-06-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-24 · Grant · Acquired 40,000 · Balance 40,000

F1: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

LENSAR, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,368 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 17,421 · Balance 67,368

F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

PDL BIOPHARMA, INC.

Report date November 23, 2020 · Filed November 25, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Reported balance After 2020-11-23 transaction · row 1
1 source row

Row 1 · 2020-11-23 · Sale · Disposed 25,826 · Balance 0

SpyGlass Pharma, Inc.

Report date February 05, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2036-02-05Direct13,700 Reported balance After 2026-02-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-05 · Grant · Acquired 13,700 · Balance 13,700

F1: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2026 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean February 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2026 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean February 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 5, 2026 21:31 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 17,421 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-259993 · ownership.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,368

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 20, 2026 Filed May 26, 2026 23:45 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 220,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001744662-26-000006 · form4-05262026_070508.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2036-05-19

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the Reporting Person's continuous service with the Issuer through such dates.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:46 UTC SpyGlass Pharma, Inc. SGP · Entity 5034 GrantStock Option (right to buy) · Derivative 13,700 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001744662-26-000004 · form4-02092026_090256.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,700

Underlying: Common Stock · 13,700 shares

Expires 2036-02-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2026 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean February 5, 2026.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 7,374 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-078372 · ownership.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,947

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 23, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:01 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0000886744-25-000022 · wk-form4_1747947705.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2035-05-20

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the Reporting Person's continuous service with the Issuer through such dates.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:05 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000950170-24-057794 · ownership.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2034-05-08

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:30 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-057104 · ownership.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 00:52 UTC GERON CORP GERN · Entity 4989 PurchaseCommon Stock 6,579 $2.28 $15,000.12
Disclosure

SEC source: 0001062993-23-017095 · form4.xml · nonDerivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 26,220

Read SEC document
August 24, 2023 Filed Aug 25, 2023 00:52 UTC GERON CORP GERN · Entity 4989 PurchaseCommon Stock 6,607 $2.28 $15,063.96
Disclosure

SEC source: 0001062993-23-017095 · form4.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,407

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:35 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $3.27 $0.00
Disclosure

SEC source: 0001062993-23-012821 · form4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:01 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014077 · doc4.xml · derivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:01 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014077 · doc4.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,573

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
June 24, 2022 Filed Jun 29, 2022 01:00 UTC Inhibikase Therapeutics, Inc. IKT · Entity 5838 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-22-039709 · doc4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:24 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 15,616 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000899243-22-020053 · doc4.xml · derivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Underlying: Common Stock · 15,616 shares

Expires 2032-05-25

F3 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2022, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:24 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020053 · doc4.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2023, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

F2 · balance_after: Includes 7,000 shares of the Issuer's common stock inadvertently omitted from the Reporting Person's original Form 3.

Read SEC document
May 10, 2022 Filed May 11, 2022 22:17 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001062993-22-012159 · form4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-05-09

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 23:12 UTC Inhibikase Therapeutics, Inc. IKT · Entity 5838 GrantStock Option (right to buy) · Derivative 22,677 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001104659-21-086991 · tm2120992d4_4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Common Stock · 22,677 shares

Expires 2028-06-25

Read SEC document
May 18, 2021 Filed May 20, 2021 20:15 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 20,847 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0000899243-21-020142 · doc4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,847

Underlying: Common Stock · 20,847 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 18, 2021, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
May 11, 2021 Filed May 14, 2021 01:25 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 83,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0000886744-21-000040 · edgar.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 83,000 shares

Expires 2031-05-10

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:13 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 13,445 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0000899243-21-011935 · doc4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445

Underlying: Common Stock · 13,445 shares

Expires 2031-03-12

F1 · derivative.exercise_date: The option vests as to one-third of the award on February 1, 2022 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:10 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 28,249 $0.00 Strike: $7.08 $0.00
Disclosure

SEC source: 0000899243-21-004176 · doc4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,249

Underlying: Common Stock · 28,249 shares

Expires 2031-02-01

F1 · derivative.exercise_date: The option vests as to one-third of the award on February 1, 2022 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
December 22, 2020 Filed Dec 30, 2020 02:53 UTC Inhibikase Therapeutics, Inc. IKT · Entity 5838 GrantStock Option (right to buy) · Derivative 6,825 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001104659-20-140311 · tm2039455d5_form4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,825

Underlying: Common Stock · 6,825 shares

Expires 2030-12-22

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:25 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 25,826 $2.44 $63,015.44
Disclosure

SEC source: 0000882104-20-000193 · wf-form4_160626392267698.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:22 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 63,291 $2.38 $150,695.87
Disclosure

SEC source: 0000882104-20-000189 · wf-form4_160592174040723.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,826

Read SEC document
August 21, 2020 Filed Aug 25, 2020 00:57 UTC GERON CORP GERN · Entity 4989 PurchaseCommon Stock 17,441 $1.73 $30,172.93
Disclosure

SEC source: 0000886744-20-000058 · edgar.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,641

Read SEC document
August 19, 2020 Filed Aug 24, 2020 10:05 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 GrantStock Option (right to buy) · Derivative 118,671 $3.63 Strike: $3.63 $430,775.73
Disclosure

SEC source: 0000882104-20-000136 · wf-form4_159826352423933.xml · derivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,671

Underlying: Common stock · 118,671 shares

Expires 2030-08-19

F2 · derivative.exercise_date: The stock options will vest on the one year anniversary of the grant date, subject to acceleration of vesting upon a change in control or the Company filing a certificate of dissolution with the state of Delaware; provided that the recipient's continuous service has not terminated prior to such date.

Read SEC document
August 19, 2020 Filed Aug 24, 2020 10:05 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 GrantCommon stock 25,826 $0.00 $0.00
Disclosure

SEC source: 0000882104-20-000136 · wf-form4_159826352423933.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,117

F1 · shares: The restricted stock will vest on the one year anniversary of the grant date, subject to acceleration of vesting upon a change in control or the Company filing a certificate of dissolution with the state of Delaware; provided that the recipient's continuous service has not terminated prior to such date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:14 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 83,000 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0000886744-20-000051 · edgar.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 83,000 shares

Expires 2030-06-04

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 02:10 UTC GERON CORP GERN · Entity 4989 PurchaseCommon Stock 2,200 $1.34 $2,948.00
Disclosure

SEC source: 0000886744-20-000008 · edgar.xml · nonDerivative · entry 2

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,200

Read SEC document
January 10, 2020 Filed Jan 14, 2020 02:10 UTC GERON CORP GERN · Entity 4989 PurchaseCommon Stock 800 $1.35 $1,080.00
Disclosure

SEC source: 0000886744-20-000008 · edgar.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

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June 20, 2019 Filed Jun 25, 2019 01:37 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 GrantStock Option (right to buy) · Derivative 126,050 $3.00 Strike: $3.00 $378,150.00
Disclosure

SEC source: 0000882104-19-000070 · wf-form4_156142662617861.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,050

Underlying: Common stock · 126,050 shares

Expires 2029-06-19

F1 · derivative.exercise_date: The stock options shall vest on a monthly basis pro rata over the twelve (12) months following the grant date, provided that the recipient's continuous service has not terminated prior to the applicable vesting date.

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June 06, 2019 Filed Jun 7, 2019 23:24 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0000886744-19-000064 · edgar.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2029-06-05

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates.

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March 26, 2019 Filed Mar 29, 2019 00:24 UTC GERON CORP GERN · Entity 4989 GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0000886744-19-000042 · edgar.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2029-03-25

F1 · derivative.exercise_date: This option vests in a series of three equal consecutive annual installments commencing from March 26, 2019, subject to the non-employee director providing continuous service to the Company through each vesting date.

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June 22, 2018 Filed Jun 25, 2018 20:10 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 GrantCommon stock 63,291 $2.37 $149,999.67
Disclosure

SEC source: 0000882104-18-000080 · wf-form4_152995743955623.xml · nonDerivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,291

F1 · shares: The grant will cliff-vest on the first anniversary of the date of grant so long as the grant recipient continues to serve on the Board of Directors of PDL BioPharma, Inc. During the one-year vesting period, the grant recipient will have the right to vote the shares and receive any dividends and other distributions paid, except that dividends and other distributions will be accumulated and will vest and be paid, with interest, on the earlier of the same vesting conditions as the original award or March 15th of the year following the payment of such dividend or distribution to all stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.