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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2017 Filed Dec 5, 2017 22:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 36,585 $86.18 $3,152,895.30
Disclosure

SEC source: 0000059478-17-000239 · wf-form4_151251316307730.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,885

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.39 to $86.71. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:35 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 3,532 $86.00 $303,752.00
Disclosure

SEC source: 0000059478-17-000241 · wf-form4_151251332901839.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,048

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:43 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 5,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · derivative · entry 6

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,496 shares

Expires 2017-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:43 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 2,601 $85.32 $221,917.32
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,458

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:43 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 5,496 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:46 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 7,557 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000245 · wf-form4_151251394924382.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,557 shares

Expires 2017-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:46 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 3,567 $85.32 $304,336.44
Disclosure

SEC source: 0000059478-17-000245 · wf-form4_151251394924382.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,934

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:46 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 7,557 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000245 · wf-form4_151251394924382.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:48 UTC
Zakrowski Donald AChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,281 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000247 · wf-form4_151251408859194.xml · derivative · entry 4

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,281 shares

Expires 2017-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:48 UTC
Zakrowski Donald AChief Accounting Officer
Tax withholdingCommon Stock 1,070 $85.32 $91,292.40
Disclosure

SEC source: 0000059478-17-000247 · wf-form4_151251408859194.xml · nonDerivative · entry 2

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:48 UTC
Zakrowski Donald AChief Accounting Officer
Exercise / conversionCommon Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000247 · wf-form4_151251408859194.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 14:44 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000209 · wf-form4_151136183200926.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,071

Read SEC document
November 20, 2017 Filed Nov 22, 2017 14:54 UTC GrantCommon Stock 1,763 $83.18 $146,646.34
Disclosure

SEC source: 0000059478-17-000211 · wf-form4_151136243499249.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Read SEC document
November 20, 2017 Filed Nov 22, 2017 14:56 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000213 · wf-form4_151136258913760.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,811

Read SEC document
November 20, 2017 Filed Nov 22, 2017 14:59 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000215 · wf-form4_151136276060034.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,899

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:02 UTC GrantCommon Stock 802 $83.18 $66,710.36
Disclosure

SEC source: 0000059478-17-000217 · wf-form4_151136295636158.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,574

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:10 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000220 · wf-form4_151136339545854.xml · nonDerivative · entry 1

SEIFERT KATHI P · CIK 0001222893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,217

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:13 UTC GrantCommon Stock 2,055 $83.18 $170,934.90
Disclosure

SEC source: 0000059478-17-000222 · wf-form4_151136357607163.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,153

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:21 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000224 · wf-form4_151136406609537.xml · nonDerivative · entry 1

Baicker Katherine · CIK 0001537067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,923

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:24 UTC GrantCommon Stock 2,040 $83.18 $169,687.20
Disclosure

SEC source: 0000059478-17-000226 · wf-form4_151136426399711.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,183

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:26 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000228 · wf-form4_151136440081892.xml · nonDerivative · entry 1

Kaelin William G Jr · CIK 0001551715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:30 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000230 · wf-form4_151136462958934.xml · nonDerivative · entry 1

JACKSON JAMERE · CIK 0001601813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:34 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000232 · wf-form4_151136479947502.xml · nonDerivative · entry 1

Runge Marschall S · CIK 0001586197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:38 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000234 · wf-form4_151136509917238.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,760

Read SEC document
November 20, 2017 Filed Nov 22, 2017 16:41 UTC GrantCommon Stock 1,924 $83.18 $160,038.32
Disclosure

SEC source: 0000059478-17-000237 · wf-form4_151136887132915.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,284

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:55 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 2,003 $83.67 $167,591.01
Disclosure

SEC source: 0000059478-17-000206 · wf-form4_151059570795341.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
November 06, 2017 Filed Jan 30, 2018 21:10 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 8,670 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 395,903

F2 · balance_after: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 03, 2017 Filed Dec 5, 2017 22:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GiftCommon Stock 15,861 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000239 · wf-form4_151251316307730.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,024

Read SEC document
October 30, 2017 Filed Jan 30, 2018 21:10 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 404,573

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 27, 2017 Filed Jan 30, 2018 21:06 UTC
Crowe Maria APresident, Mfg. Operations
GiftCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000018 · wf-form5_151734640031769.xml · nonDerivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,269

Read SEC document
October 16, 2017 Filed Oct 18, 2017 19:51 UTC GrantCommon Stock 127 $85.95 $10,915.65
Disclosure

SEC source: 0000059478-17-000197 · wf-form4_150835626828636.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,098

Read SEC document
October 16, 2017 Filed Oct 18, 2017 19:53 UTC GrantCommon Stock 112 $85.95 $9,626.40
Disclosure

SEC source: 0000059478-17-000199 · wf-form4_150835642336616.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

Read SEC document
October 04, 2017 Filed Oct 5, 2017 18:56 UTC SaleCommon Stock 205,000 $86.81 $17,795,025.00
Disclosure

SEC source: 0001209191-17-056102 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,275,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.655 to $87.115, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 19:39 UTC SaleCommon Stock 32,443 $85.50 $2,773,714.29
Disclosure

SEC source: 0001209191-17-054552 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,480,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.41 to $85.60, inclusive.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 19:39 UTC SaleCommon Stock 162,557 $85.07 $13,828,886.55
Disclosure

SEC source: 0001209191-17-054552 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,513,247

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.41 to $85.40, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:30 UTC GrantCommon Stock 132 $82.52 $10,892.64
Disclosure

SEC source: 0000059478-17-000191 · wf-form4_150593943899068.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,971

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:34 UTC GrantCommon Stock 117 $82.52 $9,654.84
Disclosure

SEC source: 0000059478-17-000193 · wf-form4_150593965992037.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Read SEC document
September 15, 2017 Filed Sep 18, 2017 19:42 UTC SaleCommon Stock 6,483 $83.32 $540,170.04
Disclosure

SEC source: 0001209191-17-053130 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,675,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.185 to $83.38, inclusive.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 19:42 UTC SaleCommon Stock 183,517 $82.50 $15,139,601.95
Disclosure

SEC source: 0001209191-17-053130 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,682,287

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.185 to $83.18, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 17:45 UTC SaleCommon Stock 180,000 $81.06 $14,590,080.00
Disclosure

SEC source: 0001209191-17-051033 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,865,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.66 to $81.35, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:49 UTC GrantCommon Stock 141 $77.38 $10,910.58
Disclosure

SEC source: 0000059478-17-000185 · wf-form4_150351413899419.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,611

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:56 UTC GrantCommon Stock 125 $77.38 $9,672.50
Disclosure

SEC source: 0000059478-17-000187 · wf-form4_150351455022837.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Read SEC document
July 31, 2017 Filed Aug 1, 2017 14:55 UTC SaleCommon Stock 3,479 $83.68 $291,129.68
Disclosure

SEC source: 0001209191-17-046854 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,045,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.65 to $83.75, inclusive.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 14:55 UTC SaleCommon Stock 216,521 $83.08 $17,988,348.16
Disclosure

SEC source: 0001209191-17-046854 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,049,283

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.65 to $83.64, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 18:39 UTC GrantCommon Stock 131 $83.64 $10,956.84
Disclosure

SEC source: 0000059478-17-000176 · wf-form4_150040317644005.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,470

Read SEC document
July 17, 2017 Filed Jul 18, 2017 18:56 UTC GrantCommon Stock 116 $83.64 $9,702.24
Disclosure

SEC source: 0000059478-17-000178 · wf-form4_150040419211535.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772

Read SEC document
July 05, 2017 Filed Jul 7, 2017 13:58 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 7,256 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000174 · wf-form4_149943590285128.xml · derivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256

Underlying: Common Stock · 7,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments: 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments: 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:16 UTC SaleCommon Stock 210,000 $84.43 $17,730,720.00
Disclosure

SEC source: 0001209191-17-041545 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,265,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.78 to $84.76, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 15:24 UTC SaleCommon Stock 215,000 $83.05 $17,855,363.00
Disclosure

SEC source: 0001209191-17-041164 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,475,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.66 to $83.655, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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June 19, 2017 Filed Jun 21, 2017 19:40 UTC GrantCommon Stock 133 $82.34 $10,951.22
Disclosure

SEC source: 0000059478-17-000168 · wf-form4_149807399114216.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,339

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.