Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director | June 25, 2026 | June 26, 2026 |
| ELI LILLY & CoLLY · Entity 2794 | Director · President, Chair, and CEO | February 09, 2026 | February 11, 2026 |
| Elanco Animal Health IncELAN · Entity 3457 | Director | September 19, 2018 | September 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,655 |
Reported balance
After 2026-06-25 transaction · row 1
1 source rowRow 1 · 2026-06-25 · Purchase · Acquired 10,000 · Balance 17,655 F1: This transaction was executed in multiple trades at prices ranging from $194.44 to $194.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 2,775 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,775 F2: Shares held by the David A Ricks 12-2022 Grantor Retained Annuity Trust of which the reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $194.44 to $194.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares held by the David A Ricks 12-2022 Grantor Retained Annuity Trust of which the reporting person is a trustee.
ELI LILLY & Co
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 571,715.097 |
Reported balance
After 2026-02-09 transaction · row 1
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 38,913.584 · Balance 571,715.097 |
| Common StockSEC Table I · non-derivative | IndirectBy David A. Ricks 2025 GRAT | 6,685 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,685 F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy David A. Ricks 2022 GRAT | 54,117 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,117 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 300 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 300 F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy David A. Ricks SLAT | 68,656 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 68,656 F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 7,307.91 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 7,307.91 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Elanco Animal Health Inc
Report date September 19, 2018 · Filed September 19, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2026 Filed Jun 26, 2026 20:20 UTC | ADOBE INC. ADBE · Entity 2895 | PurchaseCommon Stock | 10,000 | $194.51 | $1,945,130.00 |
DisclosureSEC source: 0000796343-26-000118 · wk-form4_1782505207.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,655 F1 · price: This transaction was executed in multiple trades at prices ranging from $194.44 to $194.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:36 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 1,367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000088 · wk-form4_1776458157.xml · derivative · entry 4 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367 Underlying: Common Stock · 1,367 shares Expires not disclosed F4 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F4 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:36 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000088 · wk-form4_1776458157.xml · derivative · entry 3 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This restricted stock unit award vested in full on April 15, 2026. F3 · derivative.expiration_date: This restricted stock unit award vested in full on April 15, 2026. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:36 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000088 · wk-form4_1776458157.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: On January 21, 2026, 1,138 shares of common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A Ricks 12-2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:23 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 38,913.584 | $1,044.67 | $40,651,853.80 |
DisclosureSEC source: 0001538604-26-000004 · wk-form4_1770844992.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 571,715.097 Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 31,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001538604-26-000002 · wk-form4_1770154157.xml · derivative · entry 8 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,932 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 14,296.654 | $1,037.15 | $14,827,774.70 |
DisclosureSEC source: 0001538604-26-000002 · wk-form4_1770154157.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532,801.513 Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 31,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001538604-26-000002 · wk-form4_1770154157.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,098.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2025 Filed Nov 10, 2025 23:01 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 24,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001538604-25-000006 · wk-form4_1762815690.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 515,166.167 Read SEC document |
| August 12, 2025 Filed Aug 12, 2025 20:23 UTC | ELI LILLY & Co LLY · Entity 2794 | PurchaseCommon Stock | 1,632 | $644.77 | $1,052,263.01 |
DisclosureSEC source: 0000059478-25-000216 · wk-form4_1755030182.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,601.167 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $644.45 to $645.11, inclusive. The reporting person undertakes to provide to Eli Lilly and Company, any security holder of Eli Lilly and Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 16 shares previously held in a family member's retirement account. F3 · ownership.direct: On May 15, 2025, 5,340 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the Grantor Retained Annuity Trust, of which the reporting person is the trustee. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:54 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019449 · wk-form4_1745448885.xml · derivative · entry 4 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 900 shares Expires not disclosed F3 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F3 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:54 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019449 · wk-form4_1745448885.xml · derivative · entry 3 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 22, 2025. F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 22, 2025. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:54 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019449 · wk-form4_1745448885.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:19 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 31,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-25-000043 · wk-form4_1739395137.xml · derivative · entry 6 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,932 Underlying: Common Stock · 31,932 shares Expires 2026-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:19 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 55,131.56 | $868.88 | $47,902,709.85 |
DisclosureSEC source: 0000059478-25-000043 · wk-form4_1739395137.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,613.167 Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:24 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 26,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-25-000026 · wk-form4_1738704275.xml · derivative · entry 7 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,561 shares Expires 2025-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:24 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 11,903.393 | $811.08 | $9,654,603.99 |
DisclosureSEC source: 0000059478-25-000026 · wk-form4_1738704275.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,481.607 Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:24 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 26,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-25-000026 · wk-form4_1738704275.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 496,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:45 UTC | ADOBE INC. ADBE · Entity 2895 | PurchaseCommon Stock | 2,250 | $443.98 | $998,946.00 |
DisclosureSEC source: 0000796343-25-000038 · wk-form4_1738284337.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,984 F1 · ownership.direct: On January 6, 2025, 759 shares of common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A Ricks 12-2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 13,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-24-000208 · wk-form4_1724271305.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469,824 F1 · ownership.direct: On May 21, 2024, 4,301 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the Grantor Retained Annuity Trust, of which the reporting person is the trustee. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000104 · wk-form4_1713559173.xml · derivative · entry 4 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 633 Underlying: Common Stock · 633 shares Expires not disclosed F4 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F4 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000104 · wk-form4_1713559173.xml · derivative · entry 3 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This restricted stock unit award vested in full on April 17, 2024. F3 · derivative.expiration_date: This restricted stock unit award vested in full on April 17, 2024. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000104 · wk-form4_1713559173.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects an adjustment of 1,139 shares that were inadvertently reported as indirectly owned on the reporting person's prior Form 4. Such shares are now being reported as directly owned. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:31 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 26,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-24-000048 · wk-form4_1707946275.xml · derivative · entry 5 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,561 Underlying: Common Stock · 26,561 shares Expires 2025-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:31 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 38,392 | $737.26 | $28,304,885.92 |
DisclosureSEC source: 0000059478-24-000048 · wk-form4_1707946275.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,250 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-24-000034 · wk-form4_1707772578.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,858 F1 · shares: On February 8, 2024, the Reporting Person transferred 956 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:28 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 29,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-24-000023 · wk-form4_1706909271.xml · derivative · entry 6 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,611 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:28 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 13,240 | $645.61 | $8,547,876.40 |
DisclosureSEC source: 0000059478-24-000023 · wk-form4_1706909271.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,814 Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:28 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 29,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-24-000023 · wk-form4_1706909271.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 21:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000292 · wk-form4_1700082977.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,443 Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 20:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 9,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000223 · wk-form4_1691700658.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,443 F1 · ownership.direct: On May 17, 2023, 6,242 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A. Ricks 2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:02 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000103 · wf-form4_168237015502574.xml · derivative · entry 3 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836 Underlying: Common Stock · 836 shares Expires not disclosed F3 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F3 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:02 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000103 · wf-form4_168237015502574.xml · derivative · entry 2 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 20, 2023. F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 20, 2023. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:02 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 672 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000103 · wf-form4_168237015502574.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by trust Disclosed balance after: 5,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by the David A Ricks 12-2022 Grantor Retained Annuity Trust of which the reporting person is a trustee. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 22:01 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 29,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000061 · wf-form4_167641201578324.xml · derivative · entry 6 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 Underlying: Common Stock · 29,611 shares Expires 2024-02-01 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 22:01 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 56,208 | $345.12 | $19,398,504.96 |
DisclosureSEC source: 0000059478-23-000061 · wf-form4_167641201578324.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,751 Read SEC document |
| February 08, 2023 Filed Feb 14, 2023 22:01 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000061 · wf-form4_167641201578324.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,543 F1 · shares: On February 8, 2023, the Reporting Person transferred 4,200 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:41 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 47,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000029 · wf-form4_167546046254164.xml · derivative · entry 6 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,786 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:41 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 21,359 | $344.15 | $7,350,699.85 |
DisclosureSEC source: 0000059478-23-000029 · wf-form4_167546046254164.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,743 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:41 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 47,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000029 · wf-form4_167546046254164.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2022 Filed Sep 27, 2022 23:28 UTC | ADOBE INC. ADBE · Entity 2895 | PurchaseCommon Stock | 1,200 | $280.56 | $336,672.00 |
DisclosureSEC source: 0000796343-22-000194 · wf-form4_166432130478797.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,139 Read SEC document |
| August 15, 2022 Filed Feb 3, 2023 21:35 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 32,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-23-000027 · wf-form5_167546009467637.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,316 Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:06 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000119 · wf-form4_165032313749601.xml · derivative · entry 3 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672 Underlying: Common Stock · 672 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:06 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000119 · wf-form4_165032313749601.xml · derivative · entry 2 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 14, 2022. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:06 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000119 · wf-form4_165032313749601.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:28 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 47,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-22-000050 · wf-form4_164462211639564.xml · derivative · entry 4 Ricks David A · CIK 0001538604 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 Underlying: Common Stock · 47,786 shares Expires 2023-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:28 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 68,004 | $243.27 | $16,543,333.08 |
DisclosureSEC source: 0000059478-22-000050 · wf-form4_164462211639564.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,783 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:46 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 56,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-22-000022 · wf-form4_164392474521378.xml · derivative · entry 5 Ricks David A · CIK 0001538604 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,205 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:46 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 25,170 | $245.39 | $6,176,466.30 |
DisclosureSEC source: 0000059478-22-000022 · wf-form4_164392474521378.xml · nonDerivative · entry 2 Ricks David A · CIK 0001538604 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,779 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:46 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 56,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-22-000022 · wf-form4_164392474521378.xml · nonDerivative · entry 1 Ricks David A · CIK 0001538604 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.