TapewireFind a company

person · Reporting owner

PRENDERGAST FRANKLYN G

Disclosed activity across 5 companies

Tapewire entity
12236
SEC CIK
0001233256

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELI LILLY & CoLLY · Entity 2794DirectorNovember 20, 2017November 22, 2017
Immunome Inc.IMNM · Entity 4219DirectorOctober 02, 2023October 04, 2023
Lantern Pharma Inc.LTRN · Entity 7525DirectorNovember 04, 2021November 08, 2021
NeuBase Therapeutics, Inc.NBSE · Entity 109568DirectorSeptember 09, 2022September 12, 2022
Vyant Bio, Inc.CGIX · Entity 116415DirectorJuly 23, 2019August 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELI LILLY & Co

Report date November 20, 2017 · Filed November 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68,574 Reported balance After 2017-11-20 transaction · row 1
1 source row

Row 1 · 2017-11-20 · Grant · Acquired 802 · Balance 68,574

Immunome Inc.

Report date October 02, 2023 · Filed October 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,840 Reported balance After 2023-10-02 transaction · row 1
1 source row

Row 1 · 2023-10-02 · Grant · Acquired 60,840 · Balance 60,840

F1: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2032-09-26Direct137,725 Reported balance After 2023-10-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-10-02 · Grant · Acquired 137,725 · Balance 137,725

F1: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

F2: In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

F2: In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable.

Lantern Pharma Inc.

Report date November 04, 2021 · Filed November 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.32 · Expires 2031-11-04Direct3,200 Reported balance After 2021-11-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-11-04 · Grant · Acquired 3,200 · Balance 3,200

F1: The Options are granted under the Lantern Pharma Inc. Amended and Restated 2018 Stock Incentive Plan. The Options shall vest and first become exercisable in equal monthly increments over a 36-month period commencing upon December 4, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The Options are granted under the Lantern Pharma Inc. Amended and Restated 2018 Stock Incentive Plan. The Options shall vest and first become exercisable in equal monthly increments over a 36-month period commencing upon December 4, 2021.

NeuBase Therapeutics, Inc.

Report date September 09, 2022 · Filed September 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2032-09-09Direct37,600 Reported balance After 2022-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-09-09 · Grant · Acquired 37,600 · Balance 37,600

F1: 25% of the total shares shall vest on the first anniversary of September 9, 2022, and the remaining shares shall vest on an equal monthly basis over the following 36 months.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the total shares shall vest on the first anniversary of September 9, 2022, and the remaining shares shall vest on an equal monthly basis over the following 36 months.

Vyant Bio, Inc.

Report date July 23, 2019 · Filed August 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2029-07-23Direct100,000 Reported balance After 2019-07-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-07-23 · Grant · Acquired 100,000 · Balance 100,000

F1: The options vest monthly in twelve equal installments beginning on August 23, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest monthly in twelve equal installments beginning on August 23, 2019.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 4, 2023 21:28 UTC Immunome Inc. IMNM · Entity 4219 GrantStock Option (Right to Buy) · Derivative 137,725 $1.35 Strike: $1.35 $185,928.75
Disclosure

SEC source: 0001209191-23-052048 · doc4.xml · derivative · entry 2

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,725

Underlying: Common Stock · 137,725 shares

Expires 2032-09-26

F1 · shares: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

F2 · derivative.exercise_date: In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:28 UTC Immunome Inc. IMNM · Entity 4219 GrantCommon Stock 60,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052048 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,840

F1 · shares: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:51 UTC Immunome Inc. IMNM · Entity 4219 GrantStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001104659-23-070397 · tm2318426-4_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 17:01 UTC NeuBase Therapeutics, Inc. NBSE · Entity 109568 GrantStock option (right to buy) · Derivative 37,600 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001104659-22-099288 · tm2225655-4_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,600

Underlying: Common Stock · 37,600 shares

Expires 2032-09-09

F1 · derivative.exercise_date: 25% of the total shares shall vest on the first anniversary of September 9, 2022, and the remaining shares shall vest on an equal monthly basis over the following 36 months.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 22:03 UTC Immunome Inc. IMNM · Entity 4219 GrantStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-22-073096 · tm2218674-4_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 21:05 UTC Lantern Pharma Inc. LTRN · Entity 7525 GrantStock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $10.32 $0.00
Disclosure

SEC source: 0001213900-21-057327 · ownership.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2031-11-04

F1 · derivative.exercise_date: The Options are granted under the Lantern Pharma Inc. Amended and Restated 2018 Stock Incentive Plan. The Options shall vest and first become exercisable in equal monthly increments over a 36-month period commencing upon December 4, 2021.

Read SEC document
August 19, 2021 Filed Sep 17, 2021 16:17 UTC NeuBase Therapeutics, Inc. NBSE · Entity 109568 GrantStock option (right to buy) · Derivative 38,135 $0.00 Strike: $3.36 $0.00
Disclosure

SEC source: 0001104659-21-116924 · tm2127926-2_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,135

Underlying: Common Stock · 38,135 shares

Expires 2031-08-19

F1 · derivative.exercise_date: 25% of the total shares shall vest on the first anniversary of August 19, 2021, and the remaining shares shall vest on an equal monthly basis over the following 36 months.

Read SEC document
June 16, 2021 Filed Jun 22, 2021 00:07 UTC Immunome Inc. IMNM · Entity 4219 GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $16.96 $0.00
Disclosure

SEC source: 0001104659-21-083670 · tm2118079-12_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2031-06-16

F1 · derivative.exercise_date: The shares subject to the option shall vest one-twelfth (1/12th) every quarter after the grant date.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 17:19 UTC NeuBase Therapeutics, Inc. NBSE · Entity 109568 GrantStock option (right to buy) · Derivative 14,634 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001104659-20-104488 · tm2030658d1_4.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 14,634 shares

Expires 2030-09-09

F1 · derivative.exercise_date: 25% of the total shares shall vest on the first anniversary of September 9, 2020, and the remaining shares shall vest on an equal monthly basis over the following 36 months.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 21:33 UTC Lantern Pharma Inc. LTRN · Entity 7525 GrantStock Option · Derivative 9,135 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001213900-20-015049 · ownership.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135

Underlying: Common Stock · 9,135 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted options to purchase 9,135 shares of the Issuer's common stock at the exercise price equal to the price per share sold in the Issuer's initial public offering ("IPO"). The options granted will vest in equal monthly increments over a 36 month period commencing upon the closing of the Issuer's IPO, which is the grant date of the options. Under the Amended and Restated 2018 Equity Incentive Plan, the options may not be exercised after the tenth anniversary of the grant date.

F1 · price: The Reporting Person was granted options to purchase 9,135 shares of the Issuer's common stock at the exercise price equal to the price per share sold in the Issuer's initial public offering ("IPO"). The options granted will vest in equal monthly increments over a 36 month period commencing upon the closing of the Issuer's IPO, which is the grant date of the options. Under the Amended and Restated 2018 Equity Incentive Plan, the options may not be exercised after the tenth anniversary of the grant date.

F1 · derivative.exercise_date: The Reporting Person was granted options to purchase 9,135 shares of the Issuer's common stock at the exercise price equal to the price per share sold in the Issuer's initial public offering ("IPO"). The options granted will vest in equal monthly increments over a 36 month period commencing upon the closing of the Issuer's IPO, which is the grant date of the options. Under the Amended and Restated 2018 Equity Incentive Plan, the options may not be exercised after the tenth anniversary of the grant date.

F1 · derivative.expiration_date: The Reporting Person was granted options to purchase 9,135 shares of the Issuer's common stock at the exercise price equal to the price per share sold in the Issuer's initial public offering ("IPO"). The options granted will vest in equal monthly increments over a 36 month period commencing upon the closing of the Issuer's IPO, which is the grant date of the options. Under the Amended and Restated 2018 Equity Incentive Plan, the options may not be exercised after the tenth anniversary of the grant date.

Read SEC document
July 23, 2019 Filed Aug 21, 2019 17:29 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0000905718-19-000723 · ownership.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $0.0001 per share · 100,000 shares

Expires 2029-07-23

F1 · derivative.exercise_date: The options vest monthly in twelve equal installments beginning on August 23, 2019.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 20:36 UTC NeuBase Therapeutics, Inc. NBSE · Entity 109568 GrantStock option (right to buy) · Derivative 227,330 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001387131-19-005133 · ownership.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,330

Underlying: Common stock · 227,330 shares

Expires 2029-07-12

F1 · derivative.exercise_date: 1/36th of the total shares subject to the option shall vest monthly over three years.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 15:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 802 $83.18 $66,710.36
Disclosure

SEC source: 0000059478-17-000217 · wf-form4_151136295636158.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,574

Read SEC document
September 28, 2017 Filed Oct 2, 2017 17:09 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001349929-17-000083 · wf-form4_150697855216217.xml · derivative · entry 2

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.0001 per share · 5,000 shares

Expires 2027-09-28

F2 · derivative.exercise_date: The option vests in two equal installments on September 28, 2018 and September 28, 2019, respectively.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 17:09 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantCommon Stock, par value $0.0001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001349929-17-000083 · wf-form4_150697855216217.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: The restricted stock underlying the award vests in two equal installments on September 28, 2018 and September 28, 2019, respectively.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 16:30 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001349929-17-000043 · wf-form4_149695382379067.xml · derivative · entry 2

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.0001 per share · 10,000 shares

Expires 2027-06-07

F2 · derivative.exercise_date: The option vests in two equal installments on June 7, 2018 and June 7, 2019, respectively.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 16:30 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantCommon Stock, par value $0.0001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001349929-17-000043 · wf-form4_149695382379067.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: The restricted stock underlying the award vests in two equal installments on June 7, 2018 and June 7, 2019, respectively.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 22:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,088 $76.64 $160,024.32
Disclosure

SEC source: 0000059478-16-000471 · wf-form4_148063089946491.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,904

Read SEC document
October 11, 2016 Filed Oct 13, 2016 16:32 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001349929-16-000120 · wf-form4_147639073362969.xml · derivative · entry 2

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.0001 per share · 10,000 shares

Expires 2026-10-11

F2 · derivative.exercise_date: The option vests in two equal installments on October 11, 2017 and October 11, 2018, respectively.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 16:32 UTC Vyant Bio, Inc. CGIX · Entity 116415 GrantCommon Stock, par value $0.0001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001349929-16-000120 · wf-form4_147639073362969.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: The restricted stock underlying the award vests in two equal installments on October 11, 2017 and October 11, 2018, respectively.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:30 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000217 · wf-form4_144908823239151.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,139

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:03 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000212 · wf-form4_141755420857171.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,810

Read SEC document
November 29, 2013 Filed Dec 3, 2013 20:32 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,841 $51.03 $144,976.23
Disclosure

SEC source: 0000059478-13-000103 · wf-form4_138610276737052.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,757

Read SEC document
November 30, 2012 Filed Dec 3, 2012 19:42 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,083 $47.03 $144,993.49
Disclosure

SEC source: 0001209191-12-055294 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,003

Read SEC document
November 30, 2011 Filed Dec 1, 2011 18:52 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,990 $36.34 $144,996.60
Disclosure

SEC source: 0001209191-11-058686 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,812

Read SEC document
November 30, 2010 Filed Dec 1, 2010 15:15 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 4,187 $34.63 $144,995.81
Disclosure

SEC source: 0001209191-10-057442 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,682

Read SEC document
November 30, 2009 Filed Dec 1, 2009 21:24 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 4,040 $35.89 $144,995.60
Disclosure

SEC source: 0001209191-09-054816 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,670

Read SEC document
November 28, 2008 Filed Dec 2, 2008 19:58 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 4,513 $32.13 $145,002.69
Disclosure

SEC source: 0001209191-08-063522 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,005

Read SEC document
November 30, 2007 Filed Dec 3, 2007 21:09 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,840 $51.06 $144,996.20
Disclosure

SEC source: 0001209191-07-067244 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,623

Read SEC document
November 30, 2006 Filed Dec 4, 2006 18:43 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,672 $54.26 $144,982.72
Disclosure

SEC source: 0001209191-06-062603 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,190

Read SEC document
November 30, 2005 Filed Dec 1, 2005 21:32 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,500 $50.51 $75,757.50
Disclosure

SEC source: 0001209191-05-060457 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

Read SEC document
November 30, 2004 Filed Dec 2, 2004 16:09 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 700 $56.59 $39,613.00
Disclosure

SEC source: 0000059478-04-000189 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,173.11

Read SEC document
February 17, 2004 Filed Feb 19, 2004 20:09 UTC ELI LILLY & Co LLY · Entity 2794 GrantDirector stock option (right to buy) · Derivative 2,800 $0.00 Strike: $73.11 $0.00
Disclosure

SEC source: 0000059478-04-000077 · doc4.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires 2014-02-14

Read SEC document
November 26, 2003 Filed Dec 1, 2003 19:04 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000059478-03-000044 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208.11

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.