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Bertozzi Carolyn R

Disclosed activity across 3 companies

Tapewire entity
11174
SEC CIK
0001698766

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALNYLAM PHARMACEUTICALS, INC.ALNY · Entity 3132DirectorMay 08, 2025May 12, 2025
ELI LILLY & CoLLY · Entity 2794DirectorDecember 08, 2025December 08, 2025
OmniAb, Inc.OABI · Entity 5294DirectorJune 17, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALNYLAM PHARMACEUTICALS, INC.

Report date May 08, 2025 · Filed May 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect775 Reported balance After 2025-05-08 transaction · row 1
1 source row

Row 1 · 2025-05-08 · Grant · Acquired 775 · Balance 775

F1: These shares are represented by restricted stock units (RSUs) granted under the Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $258.35 · Expires 2035-05-08Direct1,558 Reported balance After 2025-05-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-08 · Grant · Acquired 1,558 · Balance 1,558

F2: The stock option vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are represented by restricted stock units (RSUs) granted under the Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

F2: The stock option vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

ELI LILLY & Co

Report date December 08, 2025 · Filed December 08, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,000 Reported balance Holding disclosure · report date 2025-12-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,000

OmniAb, Inc.

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,308 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 20,000 · Balance 113,308

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 20,000 · Balance 0

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,000 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 20,000 · Balance 20,000

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2036-06-17Direct40,000 Reported balance After 2026-06-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-17 · Grant · Acquired 40,000 · Balance 40,000

F4: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F4: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 18, 2026 20:32 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001698766-26-000002 · wk-form4_1781814752.xml · derivative · entry 4

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2036-06-17

F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:32 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001698766-26-000002 · wk-form4_1781814752.xml · derivative · entry 3

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:32 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001698766-26-000002 · wk-form4_1781814752.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F1 · derivative.expiration_date: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:32 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001698766-26-000002 · wk-form4_1781814752.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 01, 2025 Filed Nov 3, 2025 21:08 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 17,769 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-048226 · wk-form4_1762204130.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 17,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
November 01, 2025 Filed Nov 3, 2025 21:08 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 17,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-048226 · wk-form4_1762204130.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:11 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001698766-25-000004 · wk-form4_1750277478.xml · derivative · entry 4

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-17

F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:11 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001698766-25-000004 · wk-form4_1750277478.xml · derivative · entry 3

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,769

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:11 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001698766-25-000004 · wk-form4_1750277478.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,769

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU granted on June 18, 2024, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F1 · derivative.expiration_date: Represents the vesting of an RSU granted on June 18, 2024, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:11 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001698766-25-000004 · wk-form4_1750277478.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU granted on June 18, 2024, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:03 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 1,558 $0.00 Strike: $258.35 $0.00
Disclosure

SEC source: 0001735276-25-000059 · edgardoc.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558

Underlying: Common Stock · 1,558 shares

Expires 2035-05-08

F2 · derivative.exercise_date: The stock option vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:03 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001735276-25-000059 · edgardoc.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775

F1 · shares: These shares are represented by restricted stock units (RSUs) granted under the Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 18:17 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 17,769 $0.00 $0.00
Disclosure

SEC source: 0001846253-24-000081 · wk-form4_1730485055.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,769

Underlying: Common Stock · 17,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 18:17 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 17,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-24-000081 · wk-form4_1730485055.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning November 1st, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:00 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001846253-24-000048 · wk-form4_1719003610.xml · derivative · entry 4

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-06-18

F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:00 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001846253-24-000048 · wk-form4_1719003610.xml · derivative · entry 3

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,538

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:00 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001846253-24-000048 · wk-form4_1719003610.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,538

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU granted on June 23, 2023, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F1 · derivative.expiration_date: Represents the vesting of an RSU granted on June 23, 2023, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:00 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-24-000048 · wk-form4_1719003610.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU granted on June 23, 2023, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:09 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 5,228 $0.00 Strike: $151.22 $0.00
Disclosure

SEC source: 0001735276-24-000053 · edgardoc.xml · derivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires 2034-05-16

F1 · derivative.exercise_date: This award vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
November 01, 2023 Filed Nov 1, 2023 21:51 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 17,770 Not disclosed Not disclosed
Disclosure

SEC source: 0000886163-23-000080 · edgardoc.xml · derivative · entry 2

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,538

Underlying: Common Stock · 17,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
November 01, 2023 Filed Nov 1, 2023 21:51 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 17,770 Not disclosed Not disclosed
Disclosure

SEC source: 0000886163-23-000080 · edgardoc.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 21:20 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001846253-23-000083 · primary_doc.xml · derivative · entry 4

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-06-23

F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant.

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June 23, 2023 Filed Jun 27, 2023 21:20 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001846253-23-000083 · primary_doc.xml · derivative · entry 3

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,308

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

F3 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

F3 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

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January 05, 2023 Filed Jan 9, 2023 21:06 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 4,268 $0.00 Strike: $225.68 $0.00
Disclosure

SEC source: 0001735276-23-000003 · edgardoc.xml · derivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

Underlying: Common Stock · 4,268 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option will vest as to one third of the shares on each of the first, second and third anniversaries of the date of grant.

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January 03, 2023 Filed Jan 5, 2023 22:07 UTC OmniAb, Inc. OABI · Entity 5294 GrantCommon Stock 53,308 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001022 · doc4.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,308

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments beginning on November 11, 2022, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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December 01, 2022 Filed Dec 6, 2022 02:33 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option · Derivative 161,849 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0000899243-22-037736 · doc4.xml · derivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,849

Underlying: Common Stock · 161,849 shares

Expires 2032-12-01

F1 · derivative.exercise_date: The stock option vests in three substantially similar annual installments beginning on November 1, 2023.

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December 01, 2022 Filed Jan 5, 2023 22:07 UTC Amendment OmniAb, Inc. OABI · Entity 5294 GrantStock Option · Derivative 200,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0000899243-23-001023 · doc4a.xml · derivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-12-01

F1 · shares: Represents a stock option granted on December 1, 2022 to the reporting person in her position as a Director of the Issuer, which vests in three substantially similar annual installments beginning on November 1, 2023.

F2 · shares: This amendment is being filed to correct the Form 4 filed on December 5, 2022, which inadvertently understated the amount of shares awarded to the reporting person on December 1, 2022.

F1 · derivative.exercise_date: Represents a stock option granted on December 1, 2022 to the reporting person in her position as a Director of the Issuer, which vests in three substantially similar annual installments beginning on November 1, 2023.

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November 16, 2020 Filed Nov 19, 2020 02:24 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000167 · wf-form4_160575263875107.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

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November 18, 2019 Filed Nov 20, 2019 18:24 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,534 $114.07 $174,983.38
Disclosure

SEC source: 0000059478-19-000312 · wf-form4_157427426436856.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905

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November 19, 2018 Filed Nov 20, 2018 22:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000264 · wf-form4_154275237201466.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

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November 20, 2017 Filed Nov 22, 2017 14:54 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,763 $83.18 $146,646.34
Disclosure

SEC source: 0000059478-17-000211 · wf-form4_151136243499249.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.