Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| County Bancorp, Inc.ICBK · Entity 132784 | Director | May 18, 2021 | May 20, 2021 |
| ELI LILLY & CoLLY · Entity 2794 | Director | November 16, 2020 | November 19, 2020 |
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
County Bancorp, Inc.
Report date May 18, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,225 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Grant · Acquired 411 · Balance 2,225 F1: Restricted stock unit granted under the 2021 Long-Term Incentive Compensation Plan (the "Plan") |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 11,580 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit granted under the 2021 Long-Term Incentive Compensation Plan (the "Plan")
ELI LILLY & Co
Report date November 16, 2020 · Filed November 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,038 |
Reported balance
After 2020-11-16 transaction · row 1
1 source rowRow 1 · 2020-11-16 · Grant · Acquired 1,245 · Balance 77,038 |
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 42,006 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2016-11-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-29 · Disposition to issuer · Disposed 4,660 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-29 · Disposition to issuer · Disposed 4,616 · Balance 0 F2: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.91 · Expires 2018-04-24 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-29 · Disposition to issuer · Disposed 10,100 · Balance 0 F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.85 · Expires 2017-04-26 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-29 · Disposition to issuer · Disposed 4,800 · Balance 0 F4: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest.
F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
F4: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 20, 2021 17:40 UTC | County Bancorp, Inc. ICBK · Entity 132784 | GrantCOMMON STOCK | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034533 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,225 F1 · price: Restricted stock unit granted under the 2021 Long-Term Incentive Compensation Plan (the "Plan") Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:25 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,245 | $140.59 | $175,034.55 |
DisclosureSEC source: 0000059478-20-000170 · wf-form4_160575272999865.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,038 Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 08:54 UTC | County Bancorp, Inc. ICBK · Entity 132784 | GrantCOMMON STOCK | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037489 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814 F1 · price: Restricted stock unit granted under the 2016 Equity Incentive Compensation Plan (the "Plan") Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:09 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,534 | $114.07 | $174,983.38 |
DisclosureSEC source: 0000059478-19-000305 · wf-form4_157427336790478.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,337 Read SEC document |
| May 21, 2019 Filed May 23, 2019 09:12 UTC | County Bancorp, Inc. ICBK · Entity 132784 | GrantCOMMON STOCK | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032205 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 F1 · price: Restricted stock unit granted under the 2016 Equity Incentive Compensation Plan (the "Plan") Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,511 | $115.81 | $174,988.91 |
DisclosureSEC source: 0000059478-18-000278 · wf-form4_154275425396796.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,370 Read SEC document |
| May 15, 2018 Filed May 16, 2018 12:25 UTC | County Bancorp, Inc. ICBK · Entity 132784 | GrantCOMMON STOCK | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030413 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782 F1 · price: Restricted stock unit granted under the 2016 Equity Incentive Compensation Plan (the "Plan") Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 15:10 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,924 | $83.18 | $160,038.32 |
DisclosureSEC source: 0000059478-17-000220 · wf-form4_151136339545854.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,217 Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 12:36 UTC | County Bancorp, Inc. ICBK · Entity 132784 | GrantCOMMON STOCK | 423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041293 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423 F1 · price: Restricted stock unit granted under the 2016 Equity Incentive Compensation Plan Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 11:32 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 2,517 | $27.97 | $70,391.43 |
DisclosureSEC source: 0001209191-17-028549 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 11,580 Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 11:00 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 1,088 | $27.75 | $30,192.00 |
DisclosureSEC source: 0001209191-17-028303 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 9,063 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 21:54 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 529 | $28.00 | $14,812.00 |
DisclosureSEC source: 0001209191-17-010925 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 7,975 Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 13:26 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 251 | $27.50 | $6,902.50 |
DisclosureSEC source: 0001209191-17-008985 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 7,446 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 10:52 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 3 | $27.50 | $82.50 |
DisclosureSEC source: 0001209191-17-008532 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 7,195 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 10:52 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 500 | $27.50 | $13,750.00 |
DisclosureSEC source: 0001209191-17-008532 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 7,192 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 15:55 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 3 | $27.00 | $81.00 |
DisclosureSEC source: 0001209191-17-008042 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 6,692 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 07:42 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 899 | $26.97 | $24,243.33 |
DisclosureSEC source: 0001209191-17-006901 · doc4.xml · nonDerivative · entry 3 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 6,689 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 07:42 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 1,500 | $27.50 | $41,249.85 |
DisclosureSEC source: 0001209191-17-006901 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 5,790 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 07:42 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 10 | $27.00 | $270.00 |
DisclosureSEC source: 0001209191-17-006901 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 4,290 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 07:20 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 285 | $27.00 | $7,695.00 |
DisclosureSEC source: 0001209191-17-006269 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 4,280 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 07:20 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 20 | $28.00 | $560.00 |
DisclosureSEC source: 0001209191-17-006269 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 3,995 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 12:38 UTC | County Bancorp, Inc. ICBK · Entity 132784 | PurchaseCOMMON STOCK | 1,500 | $21.00 | $31,499.25 |
DisclosureSEC source: 0001209191-17-005663 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 3,975 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 22:27 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,088 | $76.64 | $160,024.32 |
DisclosureSEC source: 0000059478-16-000474 · wf-form4_148063121873800.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,716 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerNon Employee Director Stock Option · Derivative | 4,800 | Not disclosed Strike: $54.85 | Not disclosed |
DisclosureSEC source: 0001225208-16-042403 · doc4.xml · derivative · entry 5 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,800 shares Expires 2017-04-26 F4 · shares: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F4 · price: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerNon Employee Director Stock Option · Derivative | 10,100 | Not disclosed Strike: $30.91 | Not disclosed |
DisclosureSEC source: 0001225208-16-042403 · doc4.xml · derivative · entry 4 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,100 shares Expires 2018-04-24 F3 · shares: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. F3 · price: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerDeferred Stock Units · Derivative | 4,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-16-042403 · doc4.xml · derivative · entry 3 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,616 shares Expires not disclosed F2 · derivative.exercise_price: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. F2 · price: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. F2 · derivative.exercise_date: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. F2 · derivative.expiration_date: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerClass A Common Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042403 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerClass A Common Stock | 42,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042403 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 06:52 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | GrantDividend Equivalent Units · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039522 · doc4.xml · derivative · entry 3 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831 Underlying: Class A Common Stock · 44 shares Expires not disclosed F3 · security: DEUs accrued on deferred stock units (DSUs) granted by the Issuer under the Issuer's 2005 Non-Employee Director Stock Plan in connection with the Reporting Person's deferral of board fees. F4 · derivative.exercise_price: Each DEU represents a right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs. F5 · derivative.expiration_date: DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 06:52 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | GrantClass A Common Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039522 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,006 F1 · shares: Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) granted to the Reporting Person under the Issuer's 2005 Non-Employee Director Stock Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying RSUs. F2 · balance_after: 35,793 of these securities are RSUs, including associated DEUs, which have not yet settled. Read SEC document |
| November 30, 2015 Filed Dec 2, 2015 21:10 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,785 | $81.23 | $144,995.55 |
DisclosureSEC source: 0000059478-15-000221 · wf-form4_144909061601715.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,099 Read SEC document |
| November 28, 2014 Filed Dec 2, 2014 21:07 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,155 | $67.29 | $145,009.95 |
DisclosureSEC source: 0000059478-14-000216 · wf-form4_141755446830006.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,913 Read SEC document |
| November 29, 2013 Filed Dec 3, 2013 20:34 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,841 | $51.03 | $144,976.23 |
DisclosureSEC source: 0000059478-13-000108 · wf-form4_138610286187394.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,041 Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 19:46 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 3,083 | $47.03 | $144,993.49 |
DisclosureSEC source: 0001209191-12-055298 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,480 Read SEC document |
| November 30, 2011 Filed Dec 1, 2011 18:56 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 3,990 | $36.34 | $144,996.60 |
DisclosureSEC source: 0001209191-11-058690 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,516 Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 15:18 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 4,187 | $34.63 | $144,995.81 |
DisclosureSEC source: 0001209191-10-057444 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,639 Read SEC document |
| November 30, 2009 Filed Dec 1, 2009 21:27 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 4,040 | $35.89 | $144,995.60 |
DisclosureSEC source: 0001209191-09-054820 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,870 Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 19:50 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 4,513 | $32.13 | $145,002.69 |
DisclosureSEC source: 0001209191-08-063516 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 21:13 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,840 | $51.06 | $144,996.20 |
DisclosureSEC source: 0001209191-07-067248 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Read SEC document |
| November 30, 2006 Filed Dec 4, 2006 18:50 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 2,672 | $54.26 | $144,982.72 |
DisclosureSEC source: 0001209191-06-062610 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,501 Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 21:35 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,500 | $50.51 | $75,757.50 |
DisclosureSEC source: 0001209191-05-060460 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,478 Read SEC document |
| December 31, 2004 Filed Jan 3, 2005 21:37 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 33 | $55.75 | $1,839.75 |
DisclosureSEC source: 0000059478-05-000007 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,752.86 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 16:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 700 | $56.59 | $39,613.00 |
DisclosureSEC source: 0000059478-04-000191 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,656.86 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 16:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 24 | $56.59 | $1,358.16 |
DisclosureSEC source: 0000059478-04-000191 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,956.86 Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 16:07 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 32 | $57.40 | $1,836.64 |
DisclosureSEC source: 0000059478-04-000171 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,932.86 Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 16:20 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 28 | $65.76 | $1,841.28 |
DisclosureSEC source: 0000059478-04-000153 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,897.86 Read SEC document |
| August 31, 2004 Filed Aug 31, 2004 22:35 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 21 | $62.49 | $1,312.19 |
DisclosureSEC source: 0000059478-04-000147 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,820.86 Read SEC document |
| July 30, 2004 Filed Jul 30, 2004 15:25 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 34 | $65.95 | $2,242.13 |
DisclosureSEC source: 0000059478-04-000136 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,799.86 Read SEC document |
| June 30, 2004 Filed Jun 30, 2004 19:39 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 40 | $73.07 | $2,922.80 |
DisclosureSEC source: 0000059478-04-000126 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,765.86 Read SEC document |
| May 28, 2004 Filed May 28, 2004 18:53 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 18 | $73.12 | $1,316.16 |
DisclosureSEC source: 0000059478-04-000114 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,679.86 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.