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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 3, 2021 23:51 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000028 · wf-form4_161239627141009.xml · nonDerivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:43 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 12,146 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000026 · wf-form4_161239577477766.xml · derivative · entry 5

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,146 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:43 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Tax withholdingCommon Stock 5,438 $207.97 $1,130,940.86
Disclosure

SEC source: 0000059478-21-000026 · wf-form4_161239577477766.xml · nonDerivative · entry 2

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,481

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:43 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionCommon Stock 12,146 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000026 · wf-form4_161239577477766.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,387 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 33,738 $207.97 $7,016,491.86
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,901

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:02 UTC
Shah Aarti S.SVP & CIDO
Exercise / conversionRestricted Stock Unit · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000032 · wf-form4_161239691232704.xml · derivative · entry 4

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:02 UTC
Shah Aarti S.SVP & CIDO
Tax withholdingCommon Stock 2,780 $207.97 $578,156.60
Disclosure

SEC source: 0000059478-21-000032 · wf-form4_161239691232704.xml · nonDerivative · entry 2

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:02 UTC
Shah Aarti S.SVP & CIDO
Exercise / conversionCommon Stock 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000032 · wf-form4_161239691232704.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:26 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionRestricted Stock Unit · Derivative 16,754 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000036 · wf-form4_161239834705746.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,754 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:26 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Tax withholdingCommon Stock 7,490 $207.97 $1,557,695.30
Disclosure

SEC source: 0000059478-21-000036 · wf-form4_161239834705746.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,910

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:26 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionCommon Stock 16,754 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000036 · wf-form4_161239834705746.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC
Smiley Joshua LSVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 19,266 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,266 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC
Smiley Joshua LSVP and CFO
Tax withholdingCommon Stock 8,452 $207.97 $1,757,762.44
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,250

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC
Smiley Joshua LSVP and CFO
Exercise / conversionCommon Stock 19,266 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:43 UTC GrantCommon Stock 10 $198.48 $1,984.80
Disclosure

SEC source: 0000059478-21-000006 · wf-form4_161128341846245.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,732

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:49 UTC GrantCommon Stock 55 $198.48 $10,916.40
Disclosure

SEC source: 0000059478-21-000008 · wf-form4_161128377092505.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,144

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:04 UTC SaleCommon Stock 148,766 $191.14 $28,435,579.54
Disclosure

SEC source: 0001209191-21-003958 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,487,343

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.83 to $191.6538 , inclusive.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:04 UTC SaleCommon Stock 41,298 $190.49 $7,866,897.32
Disclosure

SEC source: 0001209191-21-003958 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,636,109

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.83 to $190.829, inclusive.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:04 UTC SaleCommon Stock 24,936 $189.30 $4,720,384.80
Disclosure

SEC source: 0001209191-21-003958 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,677,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.80 to $189.7949, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 16:23 UTC SaleCommon Stock 9,722 $187.12 $1,819,190.36
Disclosure

SEC source: 0001209191-21-003538 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,702,343

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.00 to $187.58, inclusive.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 16:23 UTC SaleCommon Stock 95,353 $186.47 $17,780,569.26
Disclosure

SEC source: 0001209191-21-003538 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,712,065

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.00 to $186.995, inclusive.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 16:23 UTC SaleCommon Stock 104,925 $185.40 $19,453,304.85
Disclosure

SEC source: 0001209191-21-003538 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,807,418

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.00 to $185.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:27 UTC SaleCommon Stock 300 $187.46 $56,237.10
Disclosure

SEC source: 0001209191-21-003183 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,912,343

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.45 to $187.46, inclusive.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:27 UTC SaleCommon Stock 48,871 $187.00 $9,138,681.52
Disclosure

SEC source: 0001209191-21-003183 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,912,643

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.44 to $187.43, inclusive.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:27 UTC SaleCommon Stock 42,301 $185.63 $7,852,250.03
Disclosure

SEC source: 0001209191-21-003183 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,961,514

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.44 to $186.435, inclusive.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:27 UTC SaleCommon Stock 128,528 $184.87 $23,760,585.78
Disclosure

SEC source: 0001209191-21-003183 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,003,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.44 to $185.4375, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 19:50 UTC GrantCommon Stock 12 $168.78 $2,025.36
Disclosure

SEC source: 0000059478-20-000192 · wf-form4_160875302965624.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,722

Read SEC document
December 01, 2020 Filed Dec 3, 2020 01:01 UTC
Zakrowski Donald AChief Accounting Officer
GrantRestricted Stock Unit · Derivative 4,810 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000183 · wf-form4_160695729588795.xml · derivative · entry 3

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

Underlying: Common Stock · 4,810 shares

Expires 2023-12-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:19 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000159 · wf-form4_160575233895792.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,870

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:20 UTC
Walker KarenDirector
GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000161 · wf-form4_160575242550974.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,209

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:22 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000163 · wf-form4_160575252506909.xml · nonDerivative · entry 1

Baicker Katherine · CIK 0001537067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,310

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:23 UTC GrantCommon Stock 1,259 $140.59 $177,002.81
Disclosure

SEC source: 0000059478-20-000165 · wf-form4_160575260133594.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,651

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:24 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000167 · wf-form4_160575263875107.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:25 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000170 · wf-form4_160575272999865.xml · nonDerivative · entry 1

SEIFERT KATHI P · CIK 0001222893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,038

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:26 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000171 · wf-form4_160575275310847.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,707

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:27 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000174 · wf-form4_160575285762668.xml · nonDerivative · entry 1

Runge Marschall S · CIK 0001586197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,279

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:28 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000175 · wf-form4_160575286680448.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,818

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:29 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000177 · wf-form4_160575297494178.xml · nonDerivative · entry 1

JACKSON JAMERE · CIK 0001601813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,981

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:30 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000179 · wf-form4_160575301917734.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,566

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:33 UTC GrantCommon Stock 1,245 $140.59 $175,034.55
Disclosure

SEC source: 0000059478-20-000181 · wf-form4_160575321158971.xml · nonDerivative · entry 1

Kaelin William G Jr · CIK 0001551715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

Read SEC document
October 19, 2020 Filed Oct 21, 2020 18:53 UTC GrantCommon Stock 14 $142.80 $1,999.20
Disclosure

SEC source: 0000059478-20-000149 · wf-form4_160330641344291.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,392

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC
Smiley Joshua LSVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 7,947 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,947 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC
Smiley Joshua LSVP and CFO
Tax withholdingCommon Stock 3,482 $148.02 $515,405.64
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC
Smiley Joshua LSVP and CFO
Exercise / conversionCommon Stock 7,947 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:06 UTC GrantCommon Stock 13 $151.18 $1,965.34
Disclosure

SEC source: 0000059478-20-000141 · wf-form4_160089516405487.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,378

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:25 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
SaleCommon Stock 5,000 $151.01 $755,050.00
Disclosure

SEC source: 0000059478-20-000139 · wf-form4_159976950463304.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020 and amended on September 8, 2020.

Read SEC document
September 08, 2020 Filed Oct 28, 2020 19:24 UTC Amendment
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
SaleCommon Stock 5,000 $151.01 $755,050.00
Disclosure

SEC source: 0000059478-20-000157 · wf-form4a_160391304057001.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

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September 01, 2020 Filed Sep 2, 2020 21:04 UTC
Mason Michael BSr. VP & Pres., Lilly Diabetes
Exercise / conversionRestricted Stock Unit · Derivative 6,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000137 · wf-form4_159908062423990.xml · derivative · entry 4

Mason Michael B · CIK 0001799419 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,244 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.