Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elanco Animal Health IncELAN · Entity 3457 | Director | September 19, 2018 | September 19, 2018 |
| Zai Lab LtdZLAB · Entity 4271 | See Remarks | April 06, 2026 | April 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elanco Animal Health Inc
Report date September 19, 2018 · Filed September 19, 2018
This filing explicitly reported no securities owned.
Zai Lab Ltd
Report date April 06, 2026 · Filed April 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American Depositary SharesSEC Table I · non-derivative | Direct | 117,602 |
Reported balance
After 2026-04-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-06 · Sale · Disposed 3,017 · Balance 117,602 F1: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.
F2: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ELI LILLY & Co
Report date February 08, 2021 · Filed February 11, 2021
Section 16 reporting ended · disclosed 2021-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,659 |
Reported balance
After 2021-02-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-08 · Grant · Acquired 25,409 · Balance 77,659 F1: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 2,151 |
Reported balance
Holding disclosure · report date 2021-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,151 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2026 Filed Apr 8, 2026 23:35 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 3,017 | $20.45 | $61,691.62 |
DisclosureSEC source: 0000905148-26-001607 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,602 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 7,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · derivative · entry 6 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,145 Underlying: American Depositary Shares · 7,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F8 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F8 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 9,614 | $20.39 | $196,029.46 |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,619 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 7,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 32,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · derivative · entry 5 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,125 Underlying: American Depositary Shares · 32,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F7 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F7 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 32,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:09 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 1,966 | $18.63 | $36,622.65 |
DisclosureSEC source: 0000905148-26-001286 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,026 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 20:09 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 6,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001286 · form4.xml · derivative · entry 5 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,165 Underlying: American Depositary Shares · 6,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F7 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F7 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 20:09 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 6,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001286 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| March 04, 2026 Filed Mar 16, 2026 20:09 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 33,783 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001286 · form4.xml · derivative · entry 4 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,783 Underlying: American Depositary Shares · 33,783 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F6 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F6 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| March 04, 2026 Filed Mar 16, 2026 20:09 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantStock Options (Right to Buy) · Derivative | 103,950 | $0.00 Strike: $19.27 | $0.00 |
DisclosureSEC source: 0000905148-26-001286 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,950 Underlying: American Depositary Shares · 103,950 shares Expires 2036-03-04 F5 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| March 04, 2026 Filed Apr 3, 2026 21:59 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantPerformance-Based Share Units · Derivative | 17,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001546 · form4.xml · derivative · entry 4 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,887 Underlying: American Depositary Shares · 17,887 shares Expires not disclosed F5 · derivative.exercise_price: Each performance-based share unit ("PSU") represents a contingent right to receive one ADS. F6 · derivative.exercise_date: The reporting person was granted PSUs on March 12, 2025 based on the satisfaction of specified performance criteria between January 1, 2025 through December 31, 2025. On March 4, 2026, the performance-based vesting conditions were confirmed for PSUs representing 17,887 ADSs. The PSUs vest in full on March 12, 2028, the third anniversary of the date of grant, subject to continuous service. F6 · derivative.expiration_date: The reporting person was granted PSUs on March 12, 2025 based on the satisfaction of specified performance criteria between January 1, 2025 through December 31, 2025. On March 4, 2026, the performance-based vesting conditions were confirmed for PSUs representing 17,887 ADSs. The PSUs vest in full on March 12, 2028, the third anniversary of the date of grant, subject to continuous service. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 20:32 UTC | Zai Lab Ltd ZLAB · Entity 4271 | PurchaseAmerican Depositary Shares | 10,000 | $28.91 | $289,100.00 |
DisclosureSEC source: 0000905148-25-003326 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,604 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · kind: The sales by the Reporting Person on August 18, 2025 (reported on the Form 4 filed on August 19, 2025) and on April 2, 2025 (reported on the Form 4 filed on April 3, 2025) of an aggregate 10,000 ADSs were matchable under Section 16(b) of the Exchange Act with the purchase by the Reporting Person of 10,000 ADSs on September 10, 2025 (reported herein). The Reporting Person has agreed to deliver a payment to the Issuer in the amount of $72,111.22, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 20:40 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 6,641 | $36.24 | $240,643.28 |
DisclosureSEC source: 0000905148-25-003061 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,604 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:40 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 15,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-003061 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,800 Underlying: American Depositary Shares · 15,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:40 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 15,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-003061 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 3,354 | $33.11 | $111,044.23 |
DisclosureSEC source: 0000905148-25-001117 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,345 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 7,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001117 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,290 Underlying: American Depositary Shares · 7,145 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 7,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-001117 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 21:06 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 11,740 | $35.89 | $421,395.56 |
DisclosureSEC source: 0000905148-25-001077 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,554 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:06 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 32,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001077 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,187 Underlying: American Depositary Shares · 32,062 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:06 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 32,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-001077 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 21:13 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 25,553 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000921 · form4.xml · derivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,553 Underlying: American Depositary Shares · 25,553 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit ("RSU") represents a contingent right to receive one ADS. F4 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F4 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 21:13 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantStock Options (Right to Buy) · Derivative | 78,627 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0000905148-25-000921 · form4.xml · derivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,627 Underlying: American Depositary Shares · 78,627 shares Expires 2035-03-12 F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 20:45 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 4,352 | $16.67 | $72,560.90 |
DisclosureSEC source: 0000905148-24-002290 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,232 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:45 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 15,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-002290 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,700 Underlying: American Depositary Shares · 15,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:45 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 15,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-002290 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). F3 · price: Each RSU represents a contingent right to receive one ADS. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:03 UTC | Zai Lab Ltd ZLAB · Entity 4271 | PurchaseAmerican Depositary Shares | 3,000 | $21.40 | $64,200.00 |
DisclosureSEC source: 0000905148-24-001418 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,684 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 21:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | SaleAmerican Depositary Shares | 1,988 | $15.67 | $31,157.92 |
DisclosureSEC source: 0000905148-24-001114 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,684 F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F3 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 21:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 7,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001114 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,435 Underlying: American Depositary Shares · 7,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 21:48 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 7,145 | $15.90 | $113,605.50 |
DisclosureSEC source: 0000905148-24-001114 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs"). Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:43 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 128,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001089 · form4.xml · derivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,249 Underlying: American Depositary Shares · 128,249 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Unit ("RSU") represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer. F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting. F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting. F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:43 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantStock Options (Right to Buy) · Derivative | 197,306 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0000905148-24-001089 · form4.xml · derivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,306 Underlying: American Depositary Shares · 197,306 shares Expires 2034-04-01 F1 · security: Each Stock Option is exercisable for one American Depositary Share ("ADS"), which represents ten Ordinary Shares of the issuer. F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 21:28 UTC | Zai Lab Ltd ZLAB · Entity 4271 | PurchaseAmerican Depositary Shares | 3,000 | $20.83 | $62,490.00 |
DisclosureSEC source: 0000905148-24-000853 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,527 F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 22:08 UTC | Zai Lab Ltd ZLAB · Entity 4271 | PurchaseAmerican Depositary Shares | 4,000 | $29.90 | $119,600.00 |
DisclosureSEC source: 0000905148-23-001614 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,527 F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023. Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 23:04 UTC | Zai Lab Ltd ZLAB · Entity 4271 | PurchaseAmerican Depositary Shares | 5,000 | $26.93 | $134,650.00 |
DisclosureSEC source: 0000905148-23-001471 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,527 F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:36 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionRestricted Share Units · Derivative | 15,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000761 · form4.xml · derivative · entry 3 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,600 Underlying: American Depositary Shares · 15,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer. F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:36 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Tax withholdingAmerican Depositary Shares | 4,373 | $24.52 | $107,225.96 |
DisclosureSEC source: 0000905148-23-000761 · form4.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,527 F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F4 · kind: This transaction represents the disposition of shares to the issuer to cover taxes. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:36 UTC | Zai Lab Ltd ZLAB · Entity 4271 | Exercise / conversionAmerican Depositary Shares | 15,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000761 · form4.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer. F3 · price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:05 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 28,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 2 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,580 Underlying: American Depositary Shares · 28,580 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer. F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:05 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantStock Options (Right to Buy) · Derivative | 150,050 | $0.00 Strike: $33.95 | $0.00 |
DisclosureSEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 1 Smiley Joshua L · CIK 0001725189 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,050 Underlying: American Depositary Shares · 150,050 shares Expires 2033-04-03 F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer. F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:05 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantRestricted Share Units · Derivative | 79,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-028783 · doc4.xml · derivative · entry 2 Smiley Joshua L · CIK 0001725189 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,500 Underlying: American Depositary Shares · 79,500 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer. F4 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. F4 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:05 UTC | Zai Lab Ltd ZLAB · Entity 4271 | GrantStock Options (Right to Buy) · Derivative | 139,000 | $0.00 Strike: $45.78 | $0.00 |
DisclosureSEC source: 0000899243-22-028783 · doc4.xml · derivative · entry 1 Smiley Joshua L · CIK 0001725189 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,000 Underlying: American Depositary Shares · 139,000 shares Expires 2032-08-15 F1 · derivative.exercise_price: Each Stock Option is exercisable for one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer. F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:46 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 25,409 | $205.77 | $5,228,409.93 |
DisclosureSEC source: 0000059478-21-000064 · wf-form4_161300799296197.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,659 F1 · security: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:22 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 19,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · derivative · entry 4 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,266 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:22 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 8,452 | $207.97 | $1,757,762.44 |
DisclosureSEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,250 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:22 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 19,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:19 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 7,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · derivative · entry 4 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,947 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:19 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 3,482 | $148.02 | $515,405.64 |
DisclosureSEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 2 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,436 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:19 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 7,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 1 Smiley Joshua L · CIK 0001725189 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.