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person · Reporting owner

Smiley Joshua L

Disclosed activity across 3 companies

Tapewire entity
11809
SEC CIK
0001725189

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Elanco Animal Health IncELAN · Entity 3457DirectorSeptember 19, 2018September 19, 2018
Zai Lab LtdZLAB · Entity 4271See RemarksApril 06, 2026April 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Elanco Animal Health Inc

Report date September 19, 2018 · Filed September 19, 2018

This filing explicitly reported no securities owned.

Zai Lab Ltd

Report date April 06, 2026 · Filed April 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depositary SharesSEC Table I · non-derivativeDirect117,602 Reported balance After 2026-04-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-06 · Sale · Disposed 3,017 · Balance 117,602

F1: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units.

Filing footnotes · ownership attribution and instrument terms

F1: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ELI LILLY & Co

Report date February 08, 2021 · Filed February 11, 2021

Section 16 reporting ended · disclosed 2021-02-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,659 Reported balance After 2021-02-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-02-08 · Grant · Acquired 25,409 · Balance 77,659

F1: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021.

Common StockSEC Table I · non-derivativeIndirect401(k)2,151 Reported balance Holding disclosure · report date 2021-02-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,151

Filing footnotes · ownership attribution and instrument terms

F1: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2026 Filed Apr 8, 2026 23:35 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 3,017 $20.45 $61,691.62
Disclosure

SEC source: 0000905148-26-001607 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,602

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: These ADSs were sold automatically to cover taxes upon vesting of Restricted Share Units.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 7,145 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · derivative · entry 6

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,145

Underlying: American Depositary Shares · 7,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F8 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F8 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 9,614 $20.39 $196,029.46
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,619

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 7,145 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 32,062 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · derivative · entry 5

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,125

Underlying: American Depositary Shares · 32,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F7 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F7 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 32,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:09 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 1,966 $18.63 $36,622.65
Disclosure

SEC source: 0000905148-26-001286 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,026

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:09 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 6,388 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001286 · form4.xml · derivative · entry 5

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,165

Underlying: American Depositary Shares · 6,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F7 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F7 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:09 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 6,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-001286 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
March 04, 2026 Filed Mar 16, 2026 20:09 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 33,783 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001286 · form4.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,783

Underlying: American Depositary Shares · 33,783 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F6 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F6 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 04, 2026 Filed Mar 16, 2026 20:09 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantStock Options (Right to Buy) · Derivative 103,950 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0000905148-26-001286 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,950

Underlying: American Depositary Shares · 103,950 shares

Expires 2036-03-04

F5 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 03/04/2027, the first anniversary of the date of grant, subject to continuous service.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 04, 2026 Filed Apr 3, 2026 21:59 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantPerformance-Based Share Units · Derivative 17,887 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001546 · form4.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,887

Underlying: American Depositary Shares · 17,887 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based share unit ("PSU") represents a contingent right to receive one ADS.

F6 · derivative.exercise_date: The reporting person was granted PSUs on March 12, 2025 based on the satisfaction of specified performance criteria between January 1, 2025 through December 31, 2025. On March 4, 2026, the performance-based vesting conditions were confirmed for PSUs representing 17,887 ADSs. The PSUs vest in full on March 12, 2028, the third anniversary of the date of grant, subject to continuous service.

F6 · derivative.expiration_date: The reporting person was granted PSUs on March 12, 2025 based on the satisfaction of specified performance criteria between January 1, 2025 through December 31, 2025. On March 4, 2026, the performance-based vesting conditions were confirmed for PSUs representing 17,887 ADSs. The PSUs vest in full on March 12, 2028, the third anniversary of the date of grant, subject to continuous service.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 20:32 UTC Zai Lab Ltd ZLAB · Entity 4271 PurchaseAmerican Depositary Shares 10,000 $28.91 $289,100.00
Disclosure

SEC source: 0000905148-25-003326 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,604

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · kind: The sales by the Reporting Person on August 18, 2025 (reported on the Form 4 filed on August 19, 2025) and on April 2, 2025 (reported on the Form 4 filed on April 3, 2025) of an aggregate 10,000 ADSs were matchable under Section 16(b) of the Exchange Act with the purchase by the Reporting Person of 10,000 ADSs on September 10, 2025 (reported herein). The Reporting Person has agreed to deliver a payment to the Issuer in the amount of $72,111.22, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.

Read SEC document
August 18, 2025 Filed Aug 19, 2025 20:40 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 6,641 $36.24 $240,643.28
Disclosure

SEC source: 0000905148-25-003061 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,604

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:40 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 15,900 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003061 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,800

Underlying: American Depositary Shares · 15,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:40 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 15,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003061 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
April 04, 2025 Filed Apr 7, 2025 20:48 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 3,354 $33.11 $111,044.23
Disclosure

SEC source: 0000905148-25-001117 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,345

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:48 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 7,145 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-001117 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,290

Underlying: American Depositary Shares · 7,145 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:48 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 7,145 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-001117 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 21:06 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 11,740 $35.89 $421,395.56
Disclosure

SEC source: 0000905148-25-001077 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,554

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:06 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 32,062 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-001077 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,187

Underlying: American Depositary Shares · 32,062 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:06 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 32,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-001077 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:13 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 25,553 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000921 · form4.xml · derivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,553

Underlying: American Depositary Shares · 25,553 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit ("RSU") represents a contingent right to receive one ADS.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:13 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantStock Options (Right to Buy) · Derivative 78,627 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0000905148-25-000921 · form4.xml · derivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,627

Underlying: American Depositary Shares · 78,627 shares

Expires 2035-03-12

F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 03/12/2026, the first anniversary of the date of grant, subject to continuous service.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:45 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 4,352 $16.67 $72,560.90
Disclosure

SEC source: 0000905148-24-002290 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,232

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:45 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 15,900 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002290 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,700

Underlying: American Depositary Shares · 15,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:45 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 15,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-002290 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

F3 · price: Each RSU represents a contingent right to receive one ADS.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:03 UTC Zai Lab Ltd ZLAB · Entity 4271 PurchaseAmerican Depositary Shares 3,000 $21.40 $64,200.00
Disclosure

SEC source: 0000905148-24-001418 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,684

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023.

Read SEC document
April 04, 2024 Filed Apr 5, 2024 21:48 UTC Zai Lab Ltd ZLAB · Entity 4271 SaleAmerican Depositary Shares 1,988 $15.67 $31,157.92
Disclosure

SEC source: 0000905148-24-001114 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,684

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · shares: These ADSs were sold automatically to cover taxes upon vesting of RSUs.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 21:48 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 7,145 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001114 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,435

Underlying: American Depositary Shares · 7,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ADS.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 21:48 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 7,145 $15.90 $113,605.50
Disclosure

SEC source: 0000905148-24-001114 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share ("ADS") represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired upon vesting of Restricted Share Units ("RSUs").

Read SEC document
April 01, 2024 Filed Apr 4, 2024 01:43 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 128,249 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001089 · form4.xml · derivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,249

Underlying: American Depositary Shares · 128,249 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit ("RSU") represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The RSUs vest in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 01:43 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantStock Options (Right to Buy) · Derivative 197,306 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0000905148-24-001089 · form4.xml · derivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,306

Underlying: American Depositary Shares · 197,306 shares

Expires 2034-04-01

F1 · security: Each Stock Option is exercisable for one American Depositary Share ("ADS"), which represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on 04/01/2025, the first anniversary of the date of grant, subject to continuous service.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:28 UTC Zai Lab Ltd ZLAB · Entity 4271 PurchaseAmerican Depositary Shares 3,000 $20.83 $62,490.00
Disclosure

SEC source: 0000905148-24-000853 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,527

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:08 UTC Zai Lab Ltd ZLAB · Entity 4271 PurchaseAmerican Depositary Shares 4,000 $29.90 $119,600.00
Disclosure

SEC source: 0000905148-23-001614 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,527

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023.

Read SEC document
November 16, 2023 Filed Nov 16, 2023 23:04 UTC Zai Lab Ltd ZLAB · Entity 4271 PurchaseAmerican Depositary Shares 5,000 $26.93 $134,650.00
Disclosure

SEC source: 0000905148-23-001471 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,527

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:36 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionRestricted Share Units · Derivative 15,900 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000761 · form4.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,600

Underlying: American Depositary Shares · 15,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:36 UTC Zai Lab Ltd ZLAB · Entity 4271 Tax withholdingAmerican Depositary Shares 4,373 $24.52 $107,225.96
Disclosure

SEC source: 0000905148-23-000761 · form4.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,527

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · kind: This transaction represents the disposition of shares to the issuer to cover taxes.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:36 UTC Zai Lab Ltd ZLAB · Entity 4271 Exercise / conversionAmerican Depositary Shares 15,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000761 · form4.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

F3 · price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 28,580 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,580

Underlying: American Depositary Shares · 28,580 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantStock Options (Right to Buy) · Derivative 150,050 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,050

Underlying: American Depositary Shares · 150,050 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:05 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantRestricted Share Units · Derivative 79,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028783 · doc4.xml · derivative · entry 2

Smiley Joshua L · CIK 0001725189 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,500

Underlying: American Depositary Shares · 79,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F4 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F4 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:05 UTC Zai Lab Ltd ZLAB · Entity 4271 GrantStock Options (Right to Buy) · Derivative 139,000 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0000899243-22-028783 · doc4.xml · derivative · entry 1

Smiley Joshua L · CIK 0001725189 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,000

Underlying: American Depositary Shares · 139,000 shares

Expires 2032-08-15

F1 · derivative.exercise_price: Each Stock Option is exercisable for one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over five years beginning on 08/15/2023, the first anniversary of the date of grant.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:46 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 25,409 $205.77 $5,228,409.93
Disclosure

SEC source: 0000059478-21-000064 · wf-form4_161300799296197.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,659

F1 · security: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 19,266 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,266 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 8,452 $207.97 $1,757,762.44
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,250

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 19,266 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000038 · wf-form4_161240176096650.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 7,947 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · derivative · entry 4

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,947 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 3,482 $148.02 $515,405.64
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 2

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:19 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 7,947 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000143 · wf-form4_160191473067021.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.