Tapewire

Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2020 Filed Jul 1, 2020 16:44 UTC GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000087 · wf-form4_159363618222901.xml · derivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:48 UTC GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000088 · wf-form4_159363641349362.xml · derivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:40 UTC GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000086 · wf-form4_159363598207870.xml · derivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:14 UTC GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000080 · wf-form4_159363443476247.xml · derivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:09 UTC OtherOrdinary Shares 2,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · DJM Family Partnership Ltd.

Disclosed balance after: 0

F3 · price: This entry represents the distribution of securities by the DJM Family Partnership Ltd. to the Moore 2012 Gift Trust. Reporting person has no ownership interest in the Moore 2012 Gift Trust.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,524 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · derivative · entry 4

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F5 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:09 UTC Tax withholdingOrdinary Shares 1,136 $48.29 $54,857.44
Disclosure

SEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,740

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:09 UTC Exercise / conversionOrdinary Shares 2,524 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000077 · wf-form4_159287453491077.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000072 · wf-form4_159286295345317.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:56 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000072 · wf-form4_159286295345317.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:56 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000072 · wf-form4_159286295345317.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · derivative · entry 3

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:44 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · nonDerivative · entry 2

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:44 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000073 · wf-form4_159286335897525.xml · derivative · entry 3

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:03 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000073 · wf-form4_159286335897525.xml · nonDerivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,395

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:03 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000073 · wf-form4_159286335897525.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 18:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000075 · wf-form4_159286372910210.xml · derivative · entry 3

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 18:09 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000075 · wf-form4_159286372910210.xml · nonDerivative · entry 2

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 18:09 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000075 · wf-form4_159286372910210.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000076 · wf-form4_159286388754838.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:11 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000076 · wf-form4_159286388754838.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:11 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000076 · wf-form4_159286388754838.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000074 · wf-form4_159286355853761.xml · derivative · entry 3

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:06 UTC Tax withholdingOrdinary Shares 705 $48.29 $34,044.45
Disclosure

SEC source: 0001639691-20-000074 · wf-form4_159286355853761.xml · nonDerivative · entry 2

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 22:06 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000074 · wf-form4_159286355853761.xml · nonDerivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000070 · wf-form4_159286258494091.xml · derivative · entry 3

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:50 UTC Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000070 · wf-form4_159286258494091.xml · nonDerivative · entry 2

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:50 UTC Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000070 · wf-form4_159286258494091.xml · nonDerivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 18:41 UTC Amendment Tax withholdingOrdinary Shares 177 $48.29 $8,547.33
Disclosure

SEC source: 0001639691-20-000118 · wf-form4a_160470605608493.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,699

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:46 UTC Amendment Tax withholdingOrdinary Shares 93 $48.29 $4,490.97
Disclosure

SEC source: 0001639691-20-000121 · wf-form4a_160470635659226.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

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June 18, 2020 Filed Nov 6, 2020 18:48 UTC Amendment Tax withholdingOrdinary Shares 91 $48.29 $4,394.39
Disclosure

SEC source: 0001639691-20-000122 · wf-form4a_160470647430651.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:38 UTC Amendment Tax withholdingOrdinary Shares 41 $48.29 $1,979.89
Disclosure

SEC source: 0001639691-20-000116 · wf-form4a_160470588317782.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:35 UTC Amendment Tax withholdingOrdinary Shares 58 $48.29 $2,800.82
Disclosure

SEC source: 0001639691-20-000115 · wf-form4a_160470573768256.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 18:39 UTC Amendment Tax withholdingOrdinary Shares 69 $48.29 $3,332.01
Disclosure

SEC source: 0001639691-20-000117 · wf-form4a_160470598001499.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:44 UTC Amendment Tax withholdingOrdinary Shares 60 $48.29 $2,897.40
Disclosure

SEC source: 0001639691-20-000120 · wf-form4a_160470627479221.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:42 UTC Amendment Tax withholdingOrdinary Shares 65 $48.29 $3,138.85
Disclosure

SEC source: 0001639691-20-000119 · wf-form4a_160470616010914.xml · nonDerivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
June 16, 2020 Filed Jun 16, 2020 21:12 UTC PurchaseOrdinary Shares 1,000 $46.71 $46,713.00
Disclosure

SEC source: 0001639691-20-000068 · wf-form4_159234190973538.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,570

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,146 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000067 · wf-form4_159234155382736.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,213

Underlying: Ordinary Shares · 1,146 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of June 12, 2017, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of June 12, 2017, subject to continued service during the vesting period.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:06 UTC Tax withholdingOrdinary Shares 539 $47.56 $25,634.84
Disclosure

SEC source: 0001639691-20-000067 · wf-form4_159234155382736.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:06 UTC Exercise / conversionOrdinary Shares 1,146 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000067 · wf-form4_159234155382736.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
May 23, 2020 Filed May 27, 2020 21:18 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,907 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,452

Underlying: Ordinary Shares · 9,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement.

Read SEC document
May 23, 2020 Filed May 27, 2020 21:18 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 4,657 $50.92 $237,134.44
Disclosure

SEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,005

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
May 23, 2020 Filed May 27, 2020 21:18 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 9,907 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:04 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,359

Underlying: Ordinary Shares · 1,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the award agreement.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:04 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 750 $52.27 $39,202.50
Disclosure

SEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,755

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:04 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 1,595 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.