Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2021 Filed Jul 1, 2021 23:04 UTC |
Saia Andrea LynnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000079 · wf-form4_162518066817339.xml · derivative · entry 2 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 23:04 UTC |
Saia Andrea LynnDirector
|
Exercise / conversionOrdinary Shares | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000079 · wf-form4_162518066817339.xml · nonDerivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 23:01 UTC |
O'Kane SharonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000077 · wf-form4_162518045350756.xml · derivative · entry 3 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 23:01 UTC |
O'Kane SharonDirector
|
Tax withholdingOrdinary Shares | 1,099 | $85.43 | $93,887.57 |
DisclosureSEC source: 0001639691-21-000077 · wf-form4_162518045350756.xml · nonDerivative · entry 2 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,261 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 23:01 UTC |
O'Kane SharonDirector
|
Exercise / conversionOrdinary Shares | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000077 · wf-form4_162518045350756.xml · nonDerivative · entry 1 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 22:48 UTC |
Bianchi FrancescoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000071 · wf-form4_162517966469969.xml · derivative · entry 2 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 22:48 UTC |
Bianchi FrancescoDirector
|
Exercise / conversionOrdinary Shares | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000071 · wf-form4_162517966469969.xml · nonDerivative · entry 1 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 19:55 UTC |
Moore Daniel JeffreyDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000060 · wf-form4_162388772857044.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:08 UTC |
KOZY WILLIAM ADirector
|
GrantRestricted Stock Units · Derivative | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000065 · wf-form4_162388847905468.xml · derivative · entry 1 KOZY WILLIAM A · CIK 0001221785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264 Underlying: Ordinary Shares · 2,264 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:02 UTC |
SCHERMERHORN TODD CDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000063 · wf-form4_162388813934298.xml · derivative · entry 1 SCHERMERHORN TODD C · CIK 0001204654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:10 UTC |
Enxing Seng StacyDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000066 · wf-form4_162388859070371.xml · derivative · entry 1 Enxing Seng Stacy · CIK 0001329921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires 2022-06-15 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 23:58 UTC |
Novak Alfred JDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000061 · wf-form4_162388790473086.xml · derivative · entry 1 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:14 UTC |
ROSENTHAL ARTHUR LDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000068 · wf-form4_162388884791160.xml · derivative · entry 1 ROSENTHAL ARTHUR L · CIK 0001388872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:12 UTC |
Saia Andrea LynnDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000067 · wf-form4_162388872659339.xml · derivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:16 UTC |
Bianchi FrancescoDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000069 · wf-form4_162388894869693.xml · derivative · entry 1 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:06 UTC |
O'Kane SharonDirector
|
GrantRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000064 · wf-form4_162388835446444.xml · derivative · entry 1 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Ordinary Shares · 1,346 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:00 UTC |
Shvartsburg AlexInterim CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000062 · wf-form4_162388801257172.xml · derivative · entry 3 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 Underlying: Ordinary Shares · 1,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:00 UTC |
Shvartsburg AlexInterim CFO
|
Tax withholdingOrdinary Shares | 742 | $82.14 | $60,947.88 |
DisclosureSEC source: 0001639691-21-000062 · wf-form4_162388801257172.xml · nonDerivative · entry 2 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:00 UTC |
Shvartsburg AlexInterim CFO
|
Exercise / conversionOrdinary Shares | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000062 · wf-form4_162388801257172.xml · nonDerivative · entry 1 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,146 shares Expires 2021-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On June 12, 2017, reporting person was granted RSUs on subject to a four-year vesting schedule, the first vesting for which occurred on June 12, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · derivative.expiration_date: On June 12, 2017, reporting person was granted RSUs on subject to a four-year vesting schedule, the first vesting for which occurred on June 12, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Tax withholdingOrdinary Shares | 539 | $81.79 | $44,084.81 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionOrdinary Shares | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F2 · balance_after: This number reflects the total amount of securities beneficially owned following this reported transaction and includes the addition of one (1) share omitted from a previous Form 4 filing due to an administrative error. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionStock Appreciation Rights · Derivative | 3,926 | $0.00 Strike: $43.57 | $0.00 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,777 Underlying: Ordinary Shares · 3,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On March 30, 2020, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova Incentive Plan and the award agreement. F3 · derivative.expiration_date: On March 30, 2020, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova Incentive Plan and the award agreement. F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC |
Dolci MarcoSVP Global Operations, R&D
|
SaleOrdinary Shares | 1,019 | $83.23 | $84,807.19 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Tax withholdingOrdinary Shares | 2,907 | $82.98 | $241,222.86 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability and cost of option exercise. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionOrdinary Shares | 3,926 | $43.57 | $171,055.82 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC |
Dolci MarcoSVP Global Operations, R&D
|
SaleOrdinary Shares | 7,259 | $82.87 | $601,519.94 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents weighted average selling price. Securities sold through 34 separate sales on the transaction date at prices ranging from $82.31 to $83.21. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2021 Filed May 6, 2021 22:06 UTC | Exercise / conversionRestricted Stock Units · Derivative | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
|
| May 05, 2021 Filed May 6, 2021 22:06 UTC | Tax withholdingOrdinary Shares | 2,092 | $83.24 | $174,138.08 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,137 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
|
| May 05, 2021 Filed May 6, 2021 22:06 UTC | Exercise / conversionOrdinary Shares | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
|
| May 05, 2021 Filed May 6, 2021 21:59 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| May 05, 2021 Filed May 6, 2021 21:59 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Tax withholdingOrdinary Shares | 256 | $83.24 | $21,309.44 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,259 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2021 Filed May 6, 2021 21:59 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionOrdinary Shares | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
GrantStock Appreciation Rights · Derivative | 8,437 | $0.00 Strike: $73.25 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 11 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 Underlying: Ordinary Shares · 8,437 shares Expires not disclosed F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
GrantPerformance Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 10 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 9 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 8 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F9 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F9 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 7 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 6 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,302 Underlying: Ordinary Shares · 1,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 5 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156 Underlying: Ordinary Shares · 578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Tax withholdingOrdinary Shares | 675 | $73.54 | $49,639.50 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 4 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionOrdinary Shares | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Tax withholdingOrdinary Shares | 272 | $73.54 | $20,002.88 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,159 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionOrdinary Shares | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | GrantStock Appreciation Rights · Derivative | 42,186 | $0.00 Strike: $73.25 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 11 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,186 Underlying: Ordinary Shares · 42,186 shares Expires not disclosed F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | GrantPerformance Stock Units · Derivative | 20,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 10 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 Underlying: Ordinary Shares · 20,477 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | GrantPerformance Stock Units · Derivative | 10,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 9 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,238 Underlying: Ordinary Shares · 10,238 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | GrantPerformance Stock Units · Derivative | 10,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 8 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,238 Underlying: Ordinary Shares · 10,238 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F9 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F9 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | GrantRestricted Stock Units · Derivative | 20,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 7 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 Underlying: Ordinary Shares · 20,477 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | Exercise / conversionRestricted Stock Units · Derivative | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,820 Underlying: Ordinary Shares · 8,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.