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Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 8

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

Underlying: Ordinary Shares · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 7

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Underlying: Ordinary Shares · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 367 $81.50 $29,910.50
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 6

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 5

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 617 $81.50 $50,285.50
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 4

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,803

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 3

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 222 $81.50 $18,093.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
GrantStock Appreciation Rights · Derivative 6,386 $0.00 Strike: $82.04 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 14

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,386

Underlying: Ordinary Shares · 6,386 shares

Expires not disclosed

F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 13

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Ordinary Shares · 1,371 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 2,742 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 12

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Underlying: Ordinary Shares · 2,742 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 11

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Ordinary Shares · 1,371 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
GrantRestricted Stock Units · Derivative 2,742 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 10

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Underlying: Ordinary Shares · 2,742 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 683 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 9

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047

Underlying: Ordinary Shares · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,147 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 8

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

Underlying: Ordinary Shares · 1,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · derivative · entry 7

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Ordinary Shares · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 322 $81.50 $26,243.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 6

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 683 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 5

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 540 $81.50 $44,010.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 4

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 1,147 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 197 $81.50 $16,055.50
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:07 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 418 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000032 · wf-form4_164882201607917.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:16 UTC SaleOrdinary Shares 2,784 $81.50 $226,896.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,993

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 9, 2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 10:32 UTC Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 10:32 UTC Tax withholdingOrdinary Shares 216 $72.89 $15,744.24
Disclosure

SEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 10:32 UTC Exercise / conversionOrdinary Shares 459 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:35 UTC Exercise / conversionRestricted Stock Units · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:35 UTC Tax withholdingOrdinary Shares 1,496 $72.89 $109,043.44
Disclosure

SEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,777

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:35 UTC Exercise / conversionOrdinary Shares 3,182 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:31 UTC Exercise / conversionRestricted Stock Units · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000025 · wf-form4_164752746084316.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:31 UTC Tax withholdingOrdinary Shares 184 $72.89 $13,411.76
Disclosure

SEC source: 0001639691-22-000025 · wf-form4_164752746084316.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,392

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:31 UTC Exercise / conversionOrdinary Shares 390 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000025 · wf-form4_164752746084316.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:29 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · derivative · entry 3

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 15, 2018 reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 15, 2018 reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:29 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 240 $72.89 $17,493.60
Disclosure

SEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 14:29 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 558 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 19:48 UTC SaleOrdinary Shares 1,000 $80.00 $80,000.00
Disclosure

SEC source: 0001639691-22-000018 · wf-form4_164635490234509.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:52 UTC GrantPerformance Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 5

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Underlying: Ordinary Shares · 875 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:52 UTC GrantPerformance Stock Units · Derivative 1,706 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 4

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Underlying: Ordinary Shares · 1,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:52 UTC Exercise / conversionPerformance Stock Units · Derivative 774 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:52 UTC Tax withholdingOrdinary Shares 364 $77.38 $28,166.32
Disclosure

SEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:52 UTC Exercise / conversionOrdinary Shares 774 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC GrantPerformance Stock Units · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 5

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,490

Underlying: Ordinary Shares · 5,252 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC GrantPerformance Stock Units · Derivative 10,238 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 4

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,476

Underlying: Ordinary Shares · 10,238 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC Exercise / conversionPerformance Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC Tax withholdingOrdinary Shares 2,429 $77.38 $187,956.02
Disclosure

SEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,091

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC Exercise / conversionOrdinary Shares 5,167 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:04 UTC
Dolci MarcoSVP Global Operations, R&D
GrantPerformance Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 5

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Underlying: Ordinary Shares · 875 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:04 UTC
Dolci MarcoSVP Global Operations, R&D
GrantPerformance Stock Units · Derivative 1,706 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 4

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Underlying: Ordinary Shares · 1,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:04 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionPerformance Stock Units · Derivative 688 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 3

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:04 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 312 $77.38 $24,142.56
Disclosure

SEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.