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Nasdaq · USD

LITS

Lite Strategy, Inc.

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7396
SEC CIK
0001262104
Parsed reports
152

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2018 Filed Jun 26, 2018 18:27 UTC
Mass Robert D.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0000899243-18-018106 · doc4.xml · derivative · entry 1

Mass Robert D. · CIK 0001522224 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-06-22

F1 · derivative.exercise_date: One-quarter of such Options shall vest on June 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on June 22, 2019.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 14:14 UTC
GOLD DANIEL P PHDDirector · Chief Executive Officer
Tax withholdingCommon Stock 128,920 $2.07 $266,864.40
Disclosure

SEC source: 0001209191-18-022186 · doc4.xml · nonDerivative · entry 1

GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,080

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 29, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying vested restricted stock units.

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February 22, 2018 Filed Feb 26, 2018 18:12 UTC GrantOptions to purchase shares of common stock · Derivative 33,333 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-18-013268 · doc4.xml · derivative · entry 1

DRISCOLL FREDERICK W · CIK 0001129890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock, par value $0.00000002 per share · 33,333 shares

Expires 2028-02-22

F1 · derivative.exercise_date: 20,000 options will vest ratably each month beginning March 1, 2018 over thirty-six months, and 13,333 of the options will vest ratably each month beginning March 1, 2018 over four months.

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November 27, 2017 Filed Nov 29, 2017 23:39 UTC PurchaseCommon Stock, par value $0.00000002 11,000 $2.25 $24,800.60
Disclosure

SEC source: 0000899243-17-027566 · doc4.xml · nonDerivative · entry 2

Baltic Charles V. III · CIK 0001533340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,250

F2 · kind: The shares purchased by the reporting person are held through a brokerage account. Offsetting purchases and sales were conducted by the reporting person, with the purchase price exceeding the sales price, at no profit to the reporting person, for tax planning purposes.

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November 27, 2017 Filed Nov 29, 2017 23:39 UTC SaleCommon Stock, par value $0.00000002 11,000 $2.21 $24,271.50
Disclosure

SEC source: 0000899243-17-027566 · doc4.xml · nonDerivative · entry 1

Baltic Charles V. III · CIK 0001533340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: The shares sold by the reporting person are held through an Individual Retirement Account.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:29 UTC
Urso David MSr. V.P. and General Counsel
GrantOption to purchase shares of common stock · Derivative 130,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044523 · doc4.xml · derivative · entry 1

Urso David M · CIK 0001604256 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,500

Underlying: Common Stock par value $0.00000002 · 130,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:24 UTC
GOLD DANIEL P PHDDirector · Chief Executive Officer
GrantOption to purchase shares of common stock · Derivative 380,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044519 · doc4.xml · derivative · entry 1

GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,166

Underlying: Common Stock par value $0.00000002 · 380,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months.

F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:56 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044536 · doc4.xml · derivative · entry 1

White Christine Anna · CIK 0001371859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,730

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:35 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044533 · doc4.xml · derivative · entry 1

Rueckert William Dodge · CIK 0001380016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,730

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:34 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044531 · doc4.xml · derivative · entry 1

Reynolds Thomas C · CIK 0001393945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,049

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:33 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044529 · doc4.xml · derivative · entry 1

Glover Nicholas · CIK 0001578888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,793

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:32 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044527 · doc4.xml · derivative · entry 1

Clemens Kevan · CIK 0001316737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,667

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:31 UTC GrantOption to purchase shares of common stock · Derivative 40,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044525 · doc4.xml · derivative · entry 1

Baltic Charles V. III · CIK 0001533340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,730

Underlying: Common Stock par value $0.00000002 · 40,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months.

F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:22 UTC
Drazba Brian G.Chief Financial Officer
GrantOption to purchase shares of common stock · Derivative 50,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044517 · doc4.xml · derivative · entry 1

Drazba Brian G. · CIK 0001507369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock par value $0.00000002 · 50,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 18:27 UTC
Mass Robert D.Chief Medical Officer
GrantOption to purchase shares of common stock · Derivative 135,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-17-044521 · doc4.xml · derivative · entry 1

Mass Robert D. · CIK 0001522224 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,556

Underlying: Common Stock par value $0.00000002 · 135,000 shares

Expires 2027-07-06

F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months.

F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:55 UTC
Drazba Brian G.Chief Financial Officer
GrantOption to purchase shares of common stock · Derivative 150,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001209191-17-025201 · doc4.xml · derivative · entry 1

Drazba Brian G. · CIK 0001507369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock par value $0.00000002 · 150,000 shares

Expires 2027-04-03

F1 · derivative.exercise_date: One-quarter of the options will vest on April 3, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.