Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2026 Filed Jun 25, 2026 20:30 UTC |
Flynn James PDirector
|
PurchaseCommon Stock | 25,000 | $0.86 | $21,387.50 |
DisclosureSEC source: 0001193125-26-282864 · ownership.xml · nonDerivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions with prices ranging from $0.8363 to $0.88 per share. The reporting person undertakes to provide Lite Strategy, Inc., any security holders of Lite Strategy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| February 12, 2026 Filed Feb 12, 2026 17:44 UTC |
File Justin J.Director · CEO, CFO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 455,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-26-049089 · ownership.xml · derivative · entry 1 File Justin J. · CIK 0001726277 · Director · CEO, CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 635,000 Underlying: Common Stock · 455,000 shares Expires 2035-11-20 F1 · date: The option grant was approved by the LITS board of directors on November 20, 2025, subject to shareholder approval of the 2026 Stock Omnibus Equity Compensation Plan under which the options were granted. LITS shareholders approved the plan on February 12, 2026. F3 · price: Received as employment compensation. F2 · derivative.exercise_date: Such option shall be 5.6% vested and exercisable as of the February 12, 2026. The remaining 94.4% shall vest and become exercisable in 34 monthly installments, beginning on February 14, 2026, subject to continued service through the applicable vesting date. Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 21:00 UTC |
Flynn James PDirector
|
PurchaseCommon Stock | 70,000 | $1.40 | $97,699.00 |
DisclosureSEC source: 0001193125-25-328666 · ownership.xml · nonDerivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · price: The price reported is a weighted-average price. These shares were purchaased in multiple transactions with prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide Lite Strategy, Inc., any security holders of Lite Strategy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:15 UTC |
Schornstein Alexander10% owner
|
SaleCommon Stock | 690,611 | $1.37 | $946,137.07 |
DisclosureSEC source: 0001079973-25-001891 · ownership.xml · nonDerivative · entry 1 Schornstein Alexander · CIK 0001999256 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,674,862 F1 · kind: The sales reported on this Form 4 represent shares sold by the reporting person on December 18, 2025, in the open market. F2 · price: The price reported is the approximate weighted average at which the shares were sold. 690,611 shares were sold on December 18, 2025, in multiple transactions at prices ranging from approximately $1.35 to $1.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. Upon completion of the sale, the Reporting Person is no longer a 10% owner of the Issuer's shares. Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 21:00 UTC |
Flynn James PDirector
|
PurchaseCommon Stock | 12,100 | $1.88 | $22,777.04 |
DisclosureSEC source: 0001193125-25-289712 · ownership.xml · nonDerivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported is a weighted-average price. These shares were purchaased in multiple transactions with prices ranging from $1.87 to $1.90 per share. The reporting person undertakes to provide Lite Strategy, Inc., any security holders of Lite Strategy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:36 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-286568 · ownership.xml · derivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-11-14 F2 · price: Received as compensation for service on the Board. F1 · derivative.exercise_date: Customary annual grant to non-employee directors of options to purchase shares of common stock. Such options shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning December 14, 2025 and continuing on the first day of each calendar month following such date and continuing through November 14, 2026. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 17:09 UTC |
Riezman JoshuaDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-286429 · ownership.xml · derivative · entry 2 Riezman Joshua · CIK 0002082518 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-11-14 F2 · price: Received as compensation for service on the Board. F3 · derivative.exercise_date: Customary grant upon appointment of non-employee directors to our Board as revised on November 14, 2025, less options to purchase shares of common stock previously made to Mr. Riezman on August 8, 2025. Such options shall vest and become exercisable in 36 monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 17:09 UTC |
Riezman JoshuaDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-286429 · ownership.xml · derivative · entry 1 Riezman Joshua · CIK 0002082518 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-11-14 F2 · price: Received as compensation for service on the Board. F1 · derivative.exercise_date: Customary annual grant to non-employee directors of options to purchase shares of common stock. Such options shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in monthly amounts beginning December 14, 2025 and continuing on the first day of each calendar month following such date and continuing through November 14, 2026. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 17:07 UTC |
File Justin J.Director · CEO, CFO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 635,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-286426 · ownership.xml · derivative · entry 1 File Justin J. · CIK 0001726277 · Director · CEO, CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 635,000 Underlying: Common Stock · 635,000 shares Expires 2035-11-14 F2 · price: Received as employment compensation. F1 · derivative.exercise_date: Such option shall vest and become exercisable in 36 monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 22:08 UTC |
Flynn James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-286427 · ownership.xml · derivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-11-14 F2 · price: Received as compensation for service on the Board. F1 · derivative.exercise_date: Customary annual grant to non-employee directors of options to purchase shares of common stock. Such options shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning December 14, 2025 and continuing on the first day of each calendar month following such date and continuing through November 14, 2026. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 18:41 UTC |
Glover NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-287655 · ownership.xml · derivative · entry 1 Glover Nicholas · CIK 0001578888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-11-14 F2 · price: Received as compensation for service on the Board. F1 · derivative.exercise_date: Customary annual grant to non-employee directors of options to purchase shares of common stock. Such options shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning December 14, 2025 and continuing on the first day of each calendar month following such date and continuing through November 14, 2026. Read SEC document |
| November 14, 2025 Filed Nov 20, 2025 17:29 UTC Amendment |
File Justin J.Director · CEO, CFO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 180,000 | Not disclosed Strike: $2.02 | Not disclosed |
DisclosureSEC source: 0001193125-25-290061 · ownership.xml · derivative · entry 1 File Justin J. · CIK 0001726277 · Director · CEO, CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2035-11-14 F3 · price: Received as employment compensation. F1 · derivative.exercise_date: Such option shall vest and become exercisable in 36 monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. F2 · derivative.exercise_date: On November 18, 2025, the reporting person filed a Form 4 which inadvertently reported the number options granted to such reporting person. In fact, as reported in this amendment, the reporting person was granted 180,000 options. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 20:00 UTC |
Lee Charles BenjaminDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001193125-25-231823 · ownership.xml · derivative · entry 1 Lee Charles Benjamin · CIK 0001751744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-10-03 F1 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:00 UTC |
Flynn James PDirector
|
GrantCommon Stock | 10,000 | $2.54 | $25,430.00 |
DisclosureSEC source: 0001193125-25-228265 · ownership.xml · nonDerivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,900 F1 · price: The price reported is a weighted-average price. These shares were purchaased in multiple transactions with prices ranging from $2.51 to $2.58 per share. The reporting person undertakes to provide Lite Strategy, Inc., any security holders of Lite Strategy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| August 08, 2025 Filed Aug 20, 2025 17:56 UTC |
Riezman JoshuaDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0000929638-25-003120 · form4.xml · derivative · entry 1 Riezman Joshua · CIK 0002082518 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-08-08 F1 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| July 15, 2025 Filed Jul 18, 2025 01:33 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002634 · form4.xml · derivative · entry 2 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F1 · security: Customary annual grant to non-employee directors of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 21:36 UTC |
File Justin J.Secretary, Acting CEO & CFO
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002635 · form4.xml · derivative · entry 1 File Justin J. · CIK 0001726277 · Secretary, Acting CEO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F1 · security: Customary annual grant to executives of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| July 15, 2025 Filed Jul 18, 2025 01:40 UTC |
Wood Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002639 · form4.xml · derivative · entry 3 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F2 · security: Customary annual grant to non-employee directors of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| July 15, 2025 Filed Jul 18, 2025 01:39 UTC |
Reynolds Thomas CDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002638 · form4.xml · derivative · entry 2 Reynolds Thomas C · CIK 0001393945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F1 · security: Customary annual grant to non-employee directors of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| July 15, 2025 Filed Jul 18, 2025 01:38 UTC |
Glover NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002637 · form4.xml · derivative · entry 1 Glover Nicholas · CIK 0001578888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F1 · security: Customary annual grant to non-employee directors of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| July 15, 2025 Filed Jul 18, 2025 01:36 UTC |
Flynn James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000929638-25-002636 · form4.xml · derivative · entry 2 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-07-15 F1 · security: Customary annual grant to non-employee directors of options to purchase shares of common stock was not made during the fiscal year ended June 30, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:00 UTC |
Wood Steven DDirector
|
GrantCommon Stock | 3,100 | $3.17 | $9,827.31 |
DisclosureSEC source: 0000950170-24-062850 · ownership.xml · nonDerivative · entry 1 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,359 F1 · price: The price reported is a weighted-average price. These shares were purchaased in multiple transactions with prices ranging from $3.10 to $3.18 per share. The reporting person undertakes to provide MEI Pharma, Inc., any security holders of MEI Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:00 UTC |
Flynn James PDirector
|
GrantCommon Stock | 7,900 | $3.16 | $24,980.59 |
DisclosureSEC source: 0000950170-24-062362 · ownership.xml · nonDerivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,900 F1 · price: The price reported is a weighted-average price. These shares were purchaased in multiple transactions with prices ranging from $3.11 to $3.21 per share. The reporting person undertakes to provide MEI Pharma, Inc., any security holders of MEI Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:26 UTC |
Wood Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0000950170-23-072036 · ownership.xml · derivative · entry 2 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-12-18 F2 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:26 UTC |
Wood Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0000950170-23-072036 · ownership.xml · derivative · entry 1 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2033-12-18 F1 · derivative.exercise_date: Such option shall be vested and exercisable with respect to 12.5% of the shares on the date of grant and the remainder of the option will vest and become exercisable in equal monthly amounts of 12.5% of the shares subject to the option, beginning on the first day of each calendar month following the date of grant (January 1, 2024) and continuing through July 1, 2024 with full vesting on July 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:25 UTC |
Flynn James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0000950170-23-072035 · ownership.xml · derivative · entry 2 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-12-18 F2 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Dec 21, 2023 02:25 UTC |
Flynn James PDirector
|
GrantStock Options (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0000950170-23-072035 · ownership.xml · derivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2033-12-18 F1 · derivative.exercise_date: Such option shall be vested and exercisable with respect to 12.5% of the shares on the date of grant and the remainder of the option will vest and become exercisable in equal monthly amounts of 12.5% of the shares subject to the option, beginning on the first day of each calendar month following the date of grant (January 1, 2024) and continuing through July 1, 2024 with full vesting on July 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Jan 12, 2024 21:00 UTC Amendment |
Flynn James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0000950170-24-004228 · ownership.xml · derivative · entry 2 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-12-18 F2 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Jan 12, 2024 21:00 UTC Amendment |
Flynn James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0000950170-24-004228 · ownership.xml · derivative · entry 1 Flynn James P · CIK 0001955965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2033-12-18 F1 · derivative.exercise_date: Such option shall be vested and exercisable with respect to 12.5% of the shares on the date of grant and the remainder of the option will vest and become exercisable in equal monthly amounts of 12.5% of the shares subject to the option, beginning on the first day of each calendar month following the date of grant (January 1, 2024) and continuing through July 1, 2024 with full vesting on July 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Jan 12, 2024 21:00 UTC Amendment |
Wood Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0000950170-24-004226 · ownership.xml · derivative · entry 2 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-12-18 F2 · derivative.exercise_date: Such option shall vest and become exercisable in 36 equal monthly installments, with the first installment vesting on the one-month anniversary of the date of grant, subject to continued service through the applicable vesting date. Read SEC document |
| December 18, 2023 Filed Jan 12, 2024 21:00 UTC Amendment |
Wood Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0000950170-24-004226 · ownership.xml · derivative · entry 1 Wood Steven D · CIK 0002001007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2033-12-18 F1 · derivative.exercise_date: Such option shall be vested and exercisable with respect to 12.5% of the shares on the date of grant and the remainder of the option will vest and become exercisable in equal monthly amounts of 12.5% of the shares subject to the option, beginning on the first day of each calendar month following the date of grant (January 1, 2024) and continuing through July 1, 2024 with full vesting on July 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:32 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherPut Option (obligation to buy) · Derivative | 6,710 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002374 · form413392004ans_10242023.xml · derivative · entry 5 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 671,000 shares Expires 2023-10-20 F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:32 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherPut Option (obligation to buy) · Derivative | 358 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002374 · form413392004ans_10242023.xml · derivative · entry 4 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,710 Underlying: Common Stock · 35,800 shares Expires 2023-10-20 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:32 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherPut Option (obligation to buy) · Derivative | 1,432 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002374 · form413392004ans_10242023.xml · derivative · entry 3 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,068 Underlying: Common Stock · 143,200 shares Expires 2023-10-20 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:32 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherCommon Stock | 35,800 | $7.00 | $250,600.00 |
DisclosureSEC source: 0000921895-23-002374 · form413392004ans_10242023.xml · nonDerivative · entry 2 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,093,188 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:32 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherCommon Stock | 143,200 | $7.00 | $1,002,400.00 |
DisclosureSEC source: 0000921895-23-002374 · form413392004ans_10242023.xml · nonDerivative · entry 1 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,057,388 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:34 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
OtherPut Option (obligation to buy) · Derivative | 4,494 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002375 · form413392004fun_10242023.xml · derivative · entry 3 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 0 Underlying: Common Stock · 449,400 shares Expires 2023-10-20 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:34 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
OtherPut Option (obligation to buy) · Derivative | 1,206 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002375 · form413392004fun_10242023.xml · derivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 4,494 Underlying: Common Stock · 120,600 shares Expires 2023-10-20 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:34 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
OtherCommon Stock | 120,600 | $7.00 | $844,200.00 |
DisclosureSEC source: 0000921895-23-002375 · form413392004fun_10242023.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 611,440 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:02 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherPut Option (obligation to buy) · Derivative | 100 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002339 · form413392004ans_10132023.xml · derivative · entry 4 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,500 Underlying: Common Stock · 10,000 shares Expires 2023-10-20 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:02 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherPut Option (obligation to buy) · Derivative | 400 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002339 · form413392004ans_10132023.xml · derivative · entry 3 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,600 Underlying: Common Stock · 40,000 shares Expires 2023-10-20 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:02 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherCommon Stock | 10,000 | $7.00 | $70,000.00 |
DisclosureSEC source: 0000921895-23-002339 · form413392004ans_10132023.xml · nonDerivative · entry 2 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 914,188 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:02 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
OtherCommon Stock | 40,000 | $7.00 | $280,000.00 |
DisclosureSEC source: 0000921895-23-002339 · form413392004ans_10132023.xml · nonDerivative · entry 1 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 904,188 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:04 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
OtherPut Option (obligation to buy) · Derivative | 300 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002340 · form413392004fun_10132023.xml · derivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 5,700 Underlying: Common Stock · 30,000 shares Expires 2023-10-20 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:04 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
OtherCommon Stock | 30,000 | $7.00 | $210,000.00 |
DisclosureSEC source: 0000921895-23-002340 · form413392004fun_10132023.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 490,840 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 23:41 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002773 · form4.xml · derivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 19:38 UTC |
GHALIE RICHARD GChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002767 · form4.xml · derivative · entry 1 GHALIE RICHARD G · CIK 0001156208 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: One quarter of such options shall vest as of July 1, 2024, with monthly vesting on the first day of each of the next 36 calendar months beginning on August 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 19:41 UTC |
GOLD DANIEL P PHDDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002771 · form4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 23:42 UTC |
Baltic Charles V. IIIDirector
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GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002774 · form4.xml · derivative · entry 1 Baltic Charles V. III · CIK 0001533340 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · security: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · derivative.exercise_price: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · deemedExecutionDate: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · kind: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · shares: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · price: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · derivative.expiration_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · derivative.underlying: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · derivative.underlying_shares: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · balance_after: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · ownership.direct: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. F1 · ownership.nature: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 23:41 UTC |
Glover NicholasDirector
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GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002772 · form4.xml · derivative · entry 1 Glover Nicholas · CIK 0001578888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.