Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lite Strategy, Inc.MEIP · Entity 7396 | Director · President and CEO | June 02, 2023 | June 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lite Strategy, Inc.
Report date June 02, 2023 · Filed June 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2033-06-02 | Direct | 166,571 |
Reported balance
After 2023-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-02 · Grant · Acquired 166,571 · Balance 166,571 F1: One quarter of such options shall vest on June 2, 2024, and the remaining three quarters of such options shall vest monthly over a three year period beginning on June 2, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: One quarter of such options shall vest on June 2, 2024, and the remaining three quarters of such options shall vest monthly over a three year period beginning on June 2, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 6, 2023 16:37 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 166,571 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0000929638-23-001688 · form4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,571 Underlying: Common Stock · 166,571 shares Expires 2033-06-02 F1 · derivative.exercise_date: One quarter of such options shall vest on June 2, 2024, and the remaining three quarters of such options shall vest monthly over a three year period beginning on June 2, 2024. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:22 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 1,050,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025698 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Underlying: Common Stock · 1,050,000 shares Expires 2032-07-05 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 18:49 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 24,825 | $2.94 | $72,985.50 |
DisclosureSEC source: 0001209191-21-045640 · doc4.xml · nonDerivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,281 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on July 2, 2021, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:49 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045640 · doc4.xml · derivative · entry 2 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2031-07-01 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 13:15 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 525,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0000899243-20-018614 · doc4.xml · derivative · entry 2 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 525,000 shares Expires 2030-07-02 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 2, 2021 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 13:15 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018614 · doc4.xml · nonDerivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,106 F1 · security: Consists of a grant of restricted stock units, which shall vest on the one-year anniversary of the date of grant. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:36 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-19-040989 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2029-07-01 F1 · derivative.exercise_date: One-quarter of such Options shall vest on July 1, 2020 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2020. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 18:01 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | SaleCommon Stock | 9,500 | $3.58 | $34,044.20 |
DisclosureSEC source: 0001209191-18-045899 · doc4.xml · nonDerivative · entry 2 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,106 F2 · shares: Represents the number of shares sold to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units that vested on August 5, 2018. F3 · price: The range of sales prices was $3.5825 to $3.60. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:01 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 17,764 | $3.75 | $66,615.00 |
DisclosureSEC source: 0001209191-18-045899 · doc4.xml · nonDerivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,606 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 6, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units that vested on August 5, 2018. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 17:35 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 220,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-18-042688 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2028-07-12 F1 · derivative.exercise_date: One-quarter of such Options shall vest on July 12, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 14:27 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0000899243-18-018105 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Sr. V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2028-06-22 F1 · derivative.exercise_date: One-quarter of such Options shall vest on June 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on June 22, 2019. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:29 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantOption to purchase shares of common stock · Derivative | 130,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001209191-17-044523 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Sr. V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,500 Underlying: Common Stock par value $0.00000002 · 130,000 shares Expires 2027-07-06 F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.