Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lite Strategy, Inc.MEIP · Entity 7396 | Director | September 29, 2023 | October 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lite Strategy, Inc.
Report date September 29, 2023 · Filed October 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.01 · Expires 2033-09-29 | Direct | 10,000 |
Reported balance
After 2023-09-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-29 · Grant · Acquired 10,000 · Balance 10,000 F1: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2023 Filed Oct 12, 2023 19:41 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002771 · form4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:25 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 1,496,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025708 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,000 Underlying: Common Stock · 1,496,000 shares Expires 2032-07-05 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 18:47 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 41,320 | $2.94 | $121,480.80 |
DisclosureSEC source: 0001209191-21-045638 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,312 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on July 2, 2021, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:47 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 855,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045638 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 Underlying: Common Stock · 855,000 shares Expires 2031-07-01 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| May 25, 2021 Filed May 27, 2021 13:35 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-21-036188 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 306,667 of the options are fully vested and currently exercisable. The remaining 368,333 options will vest in equal monthly installments through July 1, 2023. Read SEC document |
| May 25, 2021 Filed May 27, 2021 13:35 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionCommon Stock | 5,000 | $2.52 | $12,600.00 |
DisclosureSEC source: 0001209191-21-036188 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 80,000 securities consist of restricted stock units, which shall vest on July 2, 2021, one-year anniversary of the date of grant. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 13:59 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001209191-20-043719 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,500 Underlying: Common Stock · 275,500 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the options are fully vested and currently exercisable. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 13:59 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionCommon Stock | 12,000 | $1.57 | $18,840.00 |
DisclosureSEC source: 0001209191-20-043719 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 80,000 securities consist of restricted stock units, which shall vest on July 2, 2021, one-year anniversary of the date of grant. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 12:44 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 680,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0000899243-20-018601 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,000 Underlying: Common Stock · 680,000 shares Expires 2030-07-02 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 2, 2021 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 12:44 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018601 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,632 F1 · security: Consists of a grant of restricted stock units, which shall vest on the one-year anniversary of the date of grant. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 12:54 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | PurchaseCommon Stock | 18,750 | $1.60 | $30,000.00 |
DisclosureSEC source: 0001209191-19-061469 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,632 Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 12:04 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001209191-19-051197 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,500 Underlying: Common Stock · 20,000 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All of the options are fully vested and currently exercisable. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 12:04 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Exercise / conversionCommon Stock | 20,000 | $1.57 | $31,400.00 |
DisclosureSEC source: 0001209191-19-051197 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:35 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 680,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-19-040985 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,000 Underlying: Common Stock · 680,000 shares Expires 2029-07-01 F1 · derivative.exercise_date: One-quarter of such Options shall vest on July 1, 2020 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2020. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:59 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 54,093 | $3.75 | $202,848.75 |
DisclosureSEC source: 0001209191-18-045895 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,727 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 6, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units that vested on August 5, 2018. Read SEC document |
| August 06, 2018 Filed Sep 6, 2018 20:20 UTC Amendment | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 50,938 | $3.75 | $191,017.50 |
DisclosureSEC source: 0001209191-18-049972 · doc4a.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,882 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 6, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units that vested on August 5, 2018. The number of shares withheld by and surrendered to the Issuer was incorrectly reported as 54,093 in the original filing of the Form 4 to which this amendment relates. Such number of shares withheld was overstated by 3,155 shares. F2 · balance_after: The number of shares beneficially owned was incorrectly understated by 3,155 shares in the original filing of the Form 4 to which this amendment relates as a result of the incorrect reporting of the number of shares withheld described in Note 1 above. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 17:33 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-18-042683 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-07-12 F1 · derivative.exercise_date: One-quarter of such Options shall vest on July 12, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 14:27 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 380,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0000899243-18-018107 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,000 Underlying: Common Stock · 380,000 shares Expires 2028-06-22 F1 · derivative.exercise_date: One-quarter of such Options shall vest on June 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on June 22, 2019. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 14:14 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | Tax withholdingCommon Stock | 128,920 | $2.07 | $266,864.40 |
DisclosureSEC source: 0001209191-18-022186 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,080 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 29, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying vested restricted stock units. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:24 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantOption to purchase shares of common stock · Derivative | 380,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001209191-17-044519 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,166 Underlying: Common Stock par value $0.00000002 · 380,000 shares Expires 2027-07-06 F1 · derivative.exercise_date: One-quarter of the options will vest on July 6, 2018; the remaining three-quarters of the options will vest in equal monthly installments over the following thirty-six months. F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.