person · Reporting owner
Rueckert William Dodge
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELCATH SYSTEMS, INC.DCTH · Entity 5387 | Director | May 08, 2020 | May 08, 2020 |
| Lite Strategy, Inc.MEIP · Entity 7396 | Director | July 01, 2019 | July 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELCATH SYSTEMS, INC.
Report date May 08, 2020 · Filed May 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,014 |
Reported balance
After 2020-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-08 · Conversion · Acquired 6,000 · Balance 6,014 F1: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. F2: Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-05-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-08 · Conversion · Disposed 60 · Balance 0 F1: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00.
F2: Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019.
Lite Strategy, Inc.
Report date July 01, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.52 · Expires 2029-07-01 | Direct | 40,000 |
Reported balance
After 2019-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-01 · Grant · Acquired 40,000 · Balance 40,000 F1: The options will vest in equal monthly installments over twelve months. |
Filing footnotes · ownership attribution and instrument terms
F1: The options will vest in equal monthly installments over twelve months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2020 Filed May 8, 2020 23:10 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | ConversionSeries E Convertible Preferred Stock · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012449 · doc4.xml · derivative · entry 2 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. F1 · derivative.exercise_date: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. F1 · derivative.expiration_date: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. F1 · derivative.underlying_shares: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. Read SEC document |
| May 08, 2020 Filed May 8, 2020 23:10 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | ConversionCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-012449 · doc4.xml · nonDerivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. F2 · balance_after: Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019. Read SEC document |
| July 15, 2019 Filed Jul 27, 2019 01:31 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Stock Warrant (Right to Buy) · Derivative | 1,000,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0000899243-19-020496 · doc4.xml · derivative · entry 2 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F3 · derivative.exercise_price: The warrant was included together with the purchase of Series E Convertible Preferred Stock purchased by the reporting person for $1,000 per share. The purchase of shares of Series E Convertible Preferred Stock was accompanied by a right to purchase 16,666.67 shares of common stock for an aggregate of 1,000,000 shares of common stock. The exercise price of each share under the warrant is $0.06, subject to adjustment in accordance with the terms of the warrant and is exercisable at any time from the date that the issuer effects a reverse stock split through 5:00 p.m. (NYC time) on the fifth anniversary of the date of the reverse stock split. F2 · kind: The purchase was made in a private (PIPE) transaction with the issuer in which the issuer sold Series E Convertible Preferred Stock and warrants. The transactions contemplated by the PIPE transaction were reported on a current report on Form 8-K filed with the SEC by the issuer on each of July 11, 2019 and July 22, 2019. F3 · price: The warrant was included together with the purchase of Series E Convertible Preferred Stock purchased by the reporting person for $1,000 per share. The purchase of shares of Series E Convertible Preferred Stock was accompanied by a right to purchase 16,666.67 shares of common stock for an aggregate of 1,000,000 shares of common stock. The exercise price of each share under the warrant is $0.06, subject to adjustment in accordance with the terms of the warrant and is exercisable at any time from the date that the issuer effects a reverse stock split through 5:00 p.m. (NYC time) on the fifth anniversary of the date of the reverse stock split. F3 · derivative.exercise_date: The warrant was included together with the purchase of Series E Convertible Preferred Stock purchased by the reporting person for $1,000 per share. The purchase of shares of Series E Convertible Preferred Stock was accompanied by a right to purchase 16,666.67 shares of common stock for an aggregate of 1,000,000 shares of common stock. The exercise price of each share under the warrant is $0.06, subject to adjustment in accordance with the terms of the warrant and is exercisable at any time from the date that the issuer effects a reverse stock split through 5:00 p.m. (NYC time) on the fifth anniversary of the date of the reverse stock split. F3 · derivative.expiration_date: The warrant was included together with the purchase of Series E Convertible Preferred Stock purchased by the reporting person for $1,000 per share. The purchase of shares of Series E Convertible Preferred Stock was accompanied by a right to purchase 16,666.67 shares of common stock for an aggregate of 1,000,000 shares of common stock. The exercise price of each share under the warrant is $0.06, subject to adjustment in accordance with the terms of the warrant and is exercisable at any time from the date that the issuer effects a reverse stock split through 5:00 p.m. (NYC time) on the fifth anniversary of the date of the reverse stock split. Read SEC document |
| July 15, 2019 Filed Jul 27, 2019 01:31 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseSeries E Convertible Preferred Stock · Derivative | 60 | $1,000.00 Strike: $0.06 | $60,000.00 |
DisclosureSEC source: 0000899243-19-020496 · doc4.xml · derivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Series E Convertible Preferred Stock, par value of $0.01 per share, has a stated value of $1,000 (the "Stated Value") and is convertible at any time at the option of the holder into the number of shares of Delcath common stock determined by dividing the Stated Value by the conversion price of $0.06, subject to certain limitations and adjustments contemplated within the Certificate of Designation. F2 · kind: The purchase was made in a private (PIPE) transaction with the issuer in which the issuer sold Series E Convertible Preferred Stock and warrants. The transactions contemplated by the PIPE transaction were reported on a current report on Form 8-K filed with the SEC by the issuer on each of July 11, 2019 and July 22, 2019. F1 · derivative.exercise_date: Each share of the Series E Convertible Preferred Stock, par value of $0.01 per share, has a stated value of $1,000 (the "Stated Value") and is convertible at any time at the option of the holder into the number of shares of Delcath common stock determined by dividing the Stated Value by the conversion price of $0.06, subject to certain limitations and adjustments contemplated within the Certificate of Designation. F4 · derivative.expiration_date: The Series E Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: The warrant was included together with the purchase of Series E Convertible Preferred Stock purchased by the reporting person for $1,000 per share. The purchase of shares of Series E Convertible Preferred Stock was accompanied by a right to purchase 16,666.67 shares of common stock for an aggregate of 1,000,000 shares of common stock. The exercise price of each share under the warrant is $0.06, subject to adjustment in accordance with the terms of the warrant and is exercisable at any time from the date that the issuer effects a reverse stock split through 5:00 p.m. (NYC time) on the fifth anniversary of the date of the reverse stock split. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:33 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-19-040981 · doc4.xml · derivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 02:06 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | GrantStock Options · Derivative | 100,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000899243-19-002734 · doc4.xml · derivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-02-01 F1 · derivative.exercise_date: The stock options vest in equal amounts of 8,333 options for 11 consecutive months commencing on the one month anniversary of the grant date, and the balance of the options (8,337) vesting on the 12 month anniversary of the grant date. Options are immediately exercisable upon vesting. Read SEC document |
| September 28, 2018 Filed Oct 23, 2018 20:16 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCOMMON STOCK | 6,500 | $1.75 | $11,375.00 |
DisclosureSEC source: 0000899243-18-027288 · doc4.xml · nonDerivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 Read SEC document |
| July 31, 2018 Filed Aug 3, 2018 01:06 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Stock | 1,389 | $2.50 | $3,472.50 |
DisclosureSEC source: 0000899243-18-021284 · doc4.xml · nonDerivative · entry 3 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,209 Read SEC document |
| July 31, 2018 Filed Aug 3, 2018 01:06 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Stock | 394 | $2.53 | $996.82 |
DisclosureSEC source: 0000899243-18-021284 · doc4.xml · nonDerivative · entry 2 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 Read SEC document |
| July 31, 2018 Filed Aug 3, 2018 01:06 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Stock | 1,425 | $2.55 | $3,633.75 |
DisclosureSEC source: 0000899243-18-021284 · doc4.xml · nonDerivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 21:29 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-18-042676 · doc4.xml · derivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-07-12 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:35 UTC | Lite Strategy, Inc. MEIP · Entity 7396 | GrantOption to purchase shares of common stock · Derivative | 40,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001209191-17-044533 · doc4.xml · derivative · entry 1 Rueckert William Dodge · CIK 0001380016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,730 Underlying: Common Stock par value $0.00000002 · 40,000 shares Expires 2027-07-06 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. F2 · balance_after: The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.