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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 23:41 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 1,467 $45.72 $67,071.24
Disclosure

SEC source: 0001415889-24-013635 · form4-05172024_110535.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,748

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:39 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 4,813 $45.72 $220,050.36
Disclosure

SEC source: 0001415889-24-013634 · form4-05172024_110553.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,318

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:39 UTC
Hamel Judy GSVP AND SECRETARY
Tax withholdingCommon Stock 965 $45.72 $44,119.80
Disclosure

SEC source: 0001415889-24-013633 · form4-05172024_110559.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,594

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:38 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,716 $45.72 $78,455.52
Disclosure

SEC source: 0001415889-24-013632 · form4-05172024_110554.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,217

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:13 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 209 $49.19 $10,280.71
Disclosure

SEC source: 0001415889-24-004513 · form4-02212024_010214.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,967

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:09 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
SaleCommon Stock 9,903 $49.23 $487,558.36
Disclosure

SEC source: 0001415889-24-004511 · form4-02212024_010235.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,188

F2 · price: These sales were executed in multiple trades at prices ranging from $49.21 to $49.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:09 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 690 $49.19 $33,941.10
Disclosure

SEC source: 0001415889-24-004511 · form4-02212024_010235.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,091

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:04 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 1,555 $49.19 $76,490.45
Disclosure

SEC source: 0001415889-24-004507 · form4-02212024_010224.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,215

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:02 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 4,841 $49.19 $238,128.79
Disclosure

SEC source: 0001415889-24-004505 · form4-02212024_010231.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,131

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:00 UTC
Hamel Judy GSVP, GC AND SECRETARY
Tax withholdingCommon Stock 1,065 $49.19 $52,387.35
Disclosure

SEC source: 0001415889-24-004503 · form4-02212024_120252.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,259

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:58 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,808 $49.19 $88,935.52
Disclosure

SEC source: 0001415889-24-004501 · form4-02212024_120237.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 23:58 UTC SaleCommon Stock 1,163 $44.17 $51,369.71
Disclosure

SEC source: 0001209191-23-056383 · doc4.xml · nonDerivative · entry 2

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,032

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 21, 2023.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:55 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056379 · doc4.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,651

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:58 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056383 · doc4.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,195

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:01 UTC
Small IanDirector
GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056385 · doc4.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,866

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:50 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056399 · doc4.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,040

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:00 UTC
Lillie BrianDirector
GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056384 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,314

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:57 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056380 · doc4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,477

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:54 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056376 · doc4.xml · nonDerivative · entry 1

Fletcher Pamela · CIK 0001711035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,155

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:52 UTC GrantCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056373 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,761

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:33 UTC
Wupen YuenSee Remarks
Tax withholdingCommon Stock 253 $45.14 $11,420.42
Disclosure

SEC source: 0001209191-23-055925 · doc4.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,176

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:33 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 583 $45.14 $26,316.62
Disclosure

SEC source: 0001209191-23-055924 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,781

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:32 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,038 $45.14 $91,995.32
Disclosure

SEC source: 0001209191-23-055923 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,770

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:31 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,709 $45.14 $212,564.26
Disclosure

SEC source: 0001209191-23-055921 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,972

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:30 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 944 $45.14 $42,612.16
Disclosure

SEC source: 0001209191-23-055920 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,324

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:03 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholding05/15/2023 1,679 $45.14 $75,790.06
Disclosure

SEC source: 0001209191-23-055786 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,741

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 20, 2023 21:42 UTC Amendment
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,679 $45.14 $75,790.06
Disclosure

SEC source: 0001209191-23-056084 · doc4a.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,741

F1 · kind: The original Form 4, filed November 17, 2023, erroneously reported the transaction under Code S, with a footnote describing the transaction as a stock sale to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:58 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 911 $52.12 $47,481.32
Disclosure

SEC source: 0001209191-23-047399 · doc4.xml · nonDerivative · entry 4

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,364

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:58 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047399 · doc4.xml · nonDerivative · entry 3

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,275

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:57 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 5,047 $52.12 $263,049.64
Disclosure

SEC source: 0001209191-23-047398 · doc4.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,808

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:57 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 1,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047398 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,855

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:57 UTC
Reinhardt JasonEVP, General Manager
Tax withholdingCommon Stock 2,447 $52.12 $127,537.64
Disclosure

SEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,670

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:57 UTC
Reinhardt JasonEVP, General Manager
GrantCommon Stock 1,384 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,117

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,232 $52.12 $637,531.84
Disclosure

SEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,681

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,913

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:56 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 2,560 $52.12 $133,427.20
Disclosure

SEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,268

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs .

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:56 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 1,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,828

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:55 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,340 $52.12 $226,200.80
Disclosure

SEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,420

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 21:55 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 1,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,760

F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:58 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 9,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047399 · doc4.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,475

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:58 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 13,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047399 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,105

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2023 Filed Aug 25, 2023 21:57 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 39,357 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047398 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,234

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2023 Filed Aug 25, 2023 21:57 UTC
Reinhardt JasonEVP, General Manager
GrantCommon Stock 24,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,733

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2023 Filed Aug 25, 2023 21:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 95,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,026

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2023 Filed Aug 25, 2023 21:56 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 18,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,640

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2023 Filed Aug 25, 2023 21:55 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 32,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,139

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2023 Filed Aug 23, 2023 01:49 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,674 $47.98 $80,318.52
Disclosure

SEC source: 0001209191-23-046976 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,877

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units.

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August 19, 2023 Filed Aug 23, 2023 01:49 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 4,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046976 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,551

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020.

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August 19, 2023 Filed Aug 23, 2023 01:33 UTC
Reinhardt JasonEVP, General Manager
Tax withholdingCommon Stock 1,017 $47.98 $48,795.66
Disclosure

SEC source: 0001209191-23-046972 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,369

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units.

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August 19, 2023 Filed Aug 23, 2023 01:33 UTC
Reinhardt JasonEVP, General Manager
GrantCommon Stock 2,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046972 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,386

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.