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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2025 Filed Aug 19, 2025 21:29 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,294 $115.86 $265,782.84
Disclosure

SEC source: 0001415889-25-022338 · form4-08192025_090821.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,692

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:58 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 745 $111.13 $82,791.85
Disclosure

SEC source: 0001415889-25-021465 · form4-08122025_120809.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,317

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:58 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
GrantCommon Stock 1,465 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-021465 · form4-08122025_120809.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,062

F1 · shares: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:56 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 2,916 $111.13 $324,055.08
Disclosure

SEC source: 0001415889-25-021463 · form4-08122025_120833.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,990

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:56 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 6,159 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-021463 · form4-08122025_120833.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,906

F1 · shares: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:57 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 474 $111.13 $52,675.62
Disclosure

SEC source: 0001415889-25-021464 · form4-08122025_120825.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,428

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:57 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 1,319 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-021464 · form4-08122025_120825.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,902

F1 · shares: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:55 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,607 $111.13 $289,715.91
Disclosure

SEC source: 0001415889-25-021462 · form4-08122025_120823.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,986

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:55 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 5,133 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-021462 · form4-08122025_120823.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,593

F1 · shares: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:36 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 241 $108.34 $26,109.94
Disclosure

SEC source: 0001415889-25-021371 · form4-08092025_120836.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,597

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 05, 2025 Filed Aug 5, 2025 20:32 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 241 $111.73 $26,926.93
Disclosure

SEC source: 0001415889-25-021041 · form4-08052025_080800.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,838

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 20:32 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 241 $108.09 $26,049.69
Disclosure

SEC source: 0001415889-25-021041 · form4-08052025_080800.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,079

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 03, 2025 Filed Aug 5, 2025 20:32 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 453 $106.68 $48,326.04
Disclosure

SEC source: 0001415889-25-021041 · form4-08052025_080800.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,320

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 23:24 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
SaleCommon Stock 22,719 $110.00 $2,499,090.00
Disclosure

SEC source: 0001415889-25-020789 · form4-07312025_110754.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,747

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2024.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 20:40 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 265 $99.92 $26,478.80
Disclosure

SEC source: 0001415889-25-020287 · form4-07252025_080704.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,773

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
July 22, 2025 Filed Jul 22, 2025 21:54 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 264 $103.13 $27,226.32
Disclosure

SEC source: 0001415889-25-020132 · form4-07222025_090735.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,038

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 21:54 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 264 $102.22 $26,986.08
Disclosure

SEC source: 0001415889-25-020132 · form4-07222025_090735.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,302

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
July 20, 2025 Filed Jul 22, 2025 21:54 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 442 $102.22 $45,181.24
Disclosure

SEC source: 0001415889-25-020132 · form4-07222025_090735.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,566

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 21:32 UTC
LOWE ALAN SDirector
SaleCommon Stock 20,000 $93.47 $1,869,400.00
Disclosure

SEC source: 0001415889-25-018407 · form4-06272025_090649.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,471

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:55 UTC
LOWE ALAN SDirector
SaleCommon Stock 20,000 $88.47 $1,769,400.00
Disclosure

SEC source: 0001415889-25-017878 · form4-06202025_080622.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,471

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:35 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,222 $83.58 $185,714.76
Disclosure

SEC source: 0001415889-25-016062 · form4-06062025_100657.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,460

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:33 UTC
LOWE ALAN SDirector
SaleCommon Stock 10,000 $83.58 $835,800.00
Disclosure

SEC source: 0001415889-25-016059 · form4-06062025_100623.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,471

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

F2 · balance_after: Includes a total of 561 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2023, May 15, 2024, and November 15, 2024.

Read SEC document
May 19, 2025 Filed May 19, 2025 23:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 289 $75.88 $21,929.32
Disclosure

SEC source: 0001415889-25-013737 · form4-05192025_110513.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,008

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
May 16, 2025 Filed May 19, 2025 23:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 290 $77.98 $22,614.20
Disclosure

SEC source: 0001415889-25-013737 · form4-05192025_110513.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,297

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
May 16, 2025 Filed May 19, 2025 23:44 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 4,577 $77.98 $356,914.46
Disclosure

SEC source: 0001415889-25-013730 · form4-05192025_110558.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,534

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
May 15, 2025 Filed May 15, 2025 23:57 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 4,716 $76.87 $362,518.92
Disclosure

SEC source: 0001415889-25-013290 · form4-05152025_110524.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,957

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:56 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,294 $77.76 $178,381.44
Disclosure

SEC source: 0001415889-25-013738 · form4-05192025_110507.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,682

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 1,790 $77.76 $139,190.40
Disclosure

SEC source: 0001415889-25-013737 · form4-05192025_110513.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,587

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: The number of shares beneficially owned reflects 420 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2023 (which 420 shares were sold May 14, 2025).

Read SEC document
May 15, 2025 Filed May 19, 2025 23:48 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 837 $77.76 $65,085.12
Disclosure

SEC source: 0001415889-25-013736 · form4-05192025_110528.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,583

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes a total of 845 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2024, and November 15, 2024, and May 15, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:47 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 1,940 $77.76 $150,854.40
Disclosure

SEC source: 0001415889-25-013734 · form4-05192025_110505.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,466

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes a total of 877 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2023, May 15, 2024, November 15, 2024, and May 15, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:44 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 2,451 $77.76 $190,589.76
Disclosure

SEC source: 0001415889-25-013730 · form4-05192025_110558.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,111

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes a total of 452 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2024 and May 15, 2025.

Read SEC document
May 14, 2025 Filed May 15, 2025 23:57 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 4,426 $74.94 $331,684.44
Disclosure

SEC source: 0001415889-25-013290 · form4-05152025_110524.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,673

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
May 13, 2025 Filed May 15, 2025 23:57 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 4,426 $71.80 $317,786.80
Disclosure

SEC source: 0001415889-25-013290 · form4-05152025_110524.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,099

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

F2 · balance_after: Includes a total of 1,023 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2023 and May 15, 2024.

Read SEC document
February 20, 2025 Filed Feb 25, 2025 01:56 UTC
LOWE ALAN SDirector
Tax withholdingCommon Stock 76,653 $76.34 $5,851,690.02
Disclosure

SEC source: 0001415889-25-005378 · form4-02252025_010220.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,910

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain restricted stock units and PSUs pursuant to the Transition Agreement.

Read SEC document
February 20, 2025 Filed Feb 25, 2025 01:56 UTC
LOWE ALAN SDirector
GrantCommon Stock 62,345 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005378 · form4-02252025_010220.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,563

F1 · kind: Represents the acquisition of shares upon the acceleration of vesting of certain performance stock units (PSUs), as provided by the Transition Agreement and Release, dated February 2, 2025 (the "Transition Agreement"), between the Reporting Person and the Issuer and filed with the Securities and Exchange Commission on February 3, 2025.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:53 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,100 $78.69 $86,561.97
Disclosure

SEC source: 0001415889-25-004951 · form4-02202025_110249.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,976

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

F3 · price: These sales were executed in multiple trades at prices ranging from $78.55 to $79.085. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:53 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,072 $77.98 $83,599.49
Disclosure

SEC source: 0001415889-25-004951 · form4-02202025_110249.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,076

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

F2 · price: These sales were executed in multiple trades at prices ranging from $77.515 to $78.495. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 1,843 $77.68 $143,164.24
Disclosure

SEC source: 0001415889-25-004686 · form4-02192025_100244.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,502

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:31 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 907 $77.68 $70,455.76
Disclosure

SEC source: 0001415889-25-004678 · form4-02192025_100210.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,575

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: The number of shares beneficially owned has been adjusted upward by 12,804 shares pursuant to an internal review of the Reporting Person's holdings.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:29 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 1,986 $77.68 $154,272.48
Disclosure

SEC source: 0001415889-25-004675 · form4-02192025_100204.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,529

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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February 15, 2025 Filed Feb 19, 2025 22:27 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 6,678 $77.68 $518,747.04
Disclosure

SEC source: 0001415889-25-004674 · form4-02192025_100221.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,218

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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February 15, 2025 Filed Feb 19, 2025 22:17 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,344 $77.68 $182,081.92
Disclosure

SEC source: 0001415889-25-004672 · form4-02192025_100221.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,148

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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February 07, 2025 Filed Feb 12, 2025 00:24 UTC
HURLSTON MICHAEL E.Director · President and CEO
GrantCommon Stock 11,520 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003661 · form4-02122025_120210.xml · nonDerivative · entry 2

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,204

F2 · shares: Each share is represented by an RSU. Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-fourth of the RSUs will vest on February 7, 2026 and one-sixth of the remaining RSUs shares will vest on May 15, 2026 and each three-month anniversary thereafter, subject to the Reporting Person continuing as an employee, or as provided under the Issuer's 2025 Inducement Equity Incentive Plan.

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February 07, 2025 Filed Feb 12, 2025 00:24 UTC
HURLSTON MICHAEL E.Director · President and CEO
GrantCommon Stock 103,684 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003661 · form4-02122025_120210.xml · nonDerivative · entry 1

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,684

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-third of the RSUs will vest on February 7, 2026 and the remaining RSUs shares will vest quarterly over the next eight calendar quarters, subject to the Reporting Person continuing as an employee, or as provided under the Issuer's 2025 Inducement Equity Incentive Plan.

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January 27, 2025 Filed Jan 29, 2025 20:26 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002308 · form4-01302025_010155.xml · nonDerivative · entry 1

Lundstrom Paul · CIK 0001688179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,234

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-third of the RSUs shall vest on December 7, 2025 and each year thereafter, subject to the Reporting Person continuing as a Service Provider through each such date, as defined under the Issuer's 2015 Equity Incentive Plan.

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January 15, 2025 Filed Jan 17, 2025 22:48 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001710 · form4-01172025_100103.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,678

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of February, May, August and of November, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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November 29, 2024 Filed Dec 4, 2024 00:50 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 5,652 $86.23 $487,377.05
Disclosure

SEC source: 0001415889-24-028202 · form4-12042024_121219.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,492

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

F4 · price: These sales were executed in multiple trades at prices ranging from $86.00 to $86.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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November 29, 2024 Filed Dec 4, 2024 00:50 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 10,947 $85.21 $932,846.42
Disclosure

SEC source: 0001415889-24-028202 · form4-12042024_121219.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,144

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

F3 · price: These sales were executed in multiple trades at prices ranging from $84.94 to $85.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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November 29, 2024 Filed Dec 4, 2024 00:50 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 13,288 $84.43 $1,121,935.07
Disclosure

SEC source: 0001415889-24-028202 · form4-12042024_121219.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,091

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

F2 · price: These sales were executed in multiple trades at prices ranging from $83.91 to $84.855. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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November 25, 2024 Filed Nov 27, 2024 00:57 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
SaleCommon Stock 1,822 $90.77 $165,388.59
Disclosure

SEC source: 0001415889-24-027794 · form4-11272024_121155.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,515

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2024.

F4 · price: These sales were executed in multiple trades at prices ranging from $90.76 to $90.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.