Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042 | VP, Chief Financial Officer | March 02, 2020 | March 04, 2020 |
| FLEX LTD.FLEX · Entity 3085 | Chief Financial Officer | June 17, 2024 | June 19, 2024 |
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | November 19, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROJET ROCKETDYNE HOLDINGS, INC.
Report date March 02, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,160 |
Ending reported balance
After 2020-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-02 · Disposition to issuer · Disposed 4,936 · Balance 128,690 Row 2 · 2020-03-02 · Tax withholding · Disposed 18,530 · Balance 110,160 F1: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on May 1, 2017. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,885 |
Reported balance
After 2020-03-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-02 · Grant · Acquired 4,885 · Balance 4,885 F2: Each restricted stock unit represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on May 1, 2017.
F2: Each restricted stock unit represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant.
FLEX LTD.
Report date June 17, 2024 · Filed June 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 346,943 |
Reported balance
After 2024-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-17 · Sale · Disposed 7,895 · Balance 346,943 F1: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2: Price reflects weighted average sales price; actual sales prices ranged from $31.13 to $31.41. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3: Includes the following: (1) 31,684 unvested RSUs, which will vest on June 1, 2025; (2) 38,708 unvested RSUs, which will vest in three equal annual installments beginning on June 12, 2025; and (3) 40,080 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2025. F4: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").
F2: Price reflects weighted average sales price; actual sales prices ranged from $31.13 to $31.41. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F3: Includes the following: (1) 31,684 unvested RSUs, which will vest on June 1, 2025; (2) 38,708 unvested RSUs, which will vest in three equal annual installments beginning on June 12, 2025; and (3) 40,080 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2025.
F4: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited.
Lumentum Holdings Inc.
Report date November 19, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,904 |
Ending reported balance
After 2025-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-11-19 · Grant · Acquired 1,283 · Balance 2,517 F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2026 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. Row 2 · 2025-11-19 · Grant · Acquired 2,387 · Balance 4,904 F2: These securities are fully vested RSUs. Each RSU represents a right to receive one share of Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2026 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan.
F2: These securities are fully vested RSUs. Each RSU represents a right to receive one share of Common Stock of the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nextpower Inc.
Report date January 02, 2024 · Filed January 04, 2024
Section 16 reporting ended · disclosed 2024-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,009 |
Reported balance
After 2024-01-02 transaction · row 1
1 source rowRow 1 · 2024-01-02 · Grant · Acquired 55,009 · Balance 55,009 F1: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement"). F2: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio"). F3: This amount reflects the number of shares of Nextracker Class A Common Stock issued by Nextracker to the Reporting Person in connection with the Merger in respect of the number of Yuma Shares held by the Reporting Person after giving effect to the Distribution. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement").
F2: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio").
F3: This amount reflects the number of shares of Nextracker Class A Common Stock issued by Nextracker to the Reporting Person in connection with the Merger in respect of the number of Yuma Shares held by the Reporting Person after giving effect to the Distribution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2025 Filed Nov 21, 2025 19:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001688179-25-000003 · form4-11222025_121111.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,904 F2 · shares: These securities are fully vested RSUs. Each RSU represents a right to receive one share of Common Stock of the Issuer. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 19:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001688179-25-000003 · form4-11222025_121111.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,517 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2026 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 20:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002308 · form4-01302025_010155.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,234 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-third of the RSUs shall vest on December 7, 2025 and each year thereafter, subject to the Reporting Person continuing as a Service Provider through each such date, as defined under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| June 17, 2024 Filed Jun 19, 2024 00:38 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 7,895 | $31.30 | $247,101.66 |
DisclosureSEC source: 0001628280-24-028943 · wk-form4_1718757527.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,943 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $31.13 to $31.41. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 31,684 unvested RSUs, which will vest on June 1, 2025; (2) 38,708 unvested RSUs, which will vest in three equal annual installments beginning on June 12, 2025; and (3) 40,080 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2025. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 00:36 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 38,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028172 · wk-form4_1718325375.xml · nonDerivative · entry 3 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,838 F4 · shares: Consists of 38,708 unvested restricted share units ("RSUs"), which will vest in three equal annual installments beginning on June 12, 2025. F5 · balance_after: Includes the following: (1) 60,121 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024; (2) 31,684 unvested RSUs, which will vest on June 1, 2025; and (3) 38,708 unvested RSUs, which will vest in three equal annual installments beginning on June 12, 2025. F6 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 00:36 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 29,041 | $32.13 | $933,098.95 |
DisclosureSEC source: 0001628280-24-028172 · wk-form4_1718325375.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,130 F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PSUs. F3 · price: Price reflects weighted average sales price; actual sales prices ranged from $31.79 to $32.71. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 00:31 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 12,149 | $32.20 | $391,191.73 |
DisclosureSEC source: 0001628280-24-027944 · wk-form4_1718238673.xml · nonDerivative · entry 3 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 281,878 F3 · kind: This sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F4 · price: Price reflects weighted average sales price; actual sales prices ranged from $31.93 to $32.47. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F5 · balance_after: Includes the following: (1) 60,121 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024; and (2) 31,684 unvested RSUs, which will vest on June 1, 2025. F6 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 00:36 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 63,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028172 · wk-form4_1718325375.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,171 F1 · shares: On June 9, 2021, the Reporting Person was awarded performance-based restricted share units ("PSUs") within a preset range, with the actual number contingent upon the achievement of a certain performance criterion with respect to the three-year performance period ending on June 10, 2024. The Issuer certified the achievement of the performance criterion on June 11, 2024, and the PSUs were subject to applicable taxes upon delivery. Read SEC document |
| June 10, 2024 Filed Jun 13, 2024 00:31 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 200 | $32.84 | $6,568.50 |
DisclosureSEC source: 0001628280-24-027944 · wk-form4_1718238673.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 294,027 F2 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $32.84 to $32.845. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 10, 2024 Filed Jun 13, 2024 00:31 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 199,800 | $32.46 | $6,485,827.68 |
DisclosureSEC source: 0001628280-24-027944 · wk-form4_1718238673.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 294,227 F1 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $31.84 to $32.83. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 04, 2024 Filed Jun 7, 2024 00:39 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 13,725 | $32.53 | $446,515.43 |
DisclosureSEC source: 0001628280-24-027133 · wk-form4_1717720758.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,027 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $32.32 to $33.04. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 26,046 unvested RSUs, which will vest on June 9, 2024; (2) 60,121 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024; and (3) 31,684 unvested RSUs, which will vest on June 1, 2025. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| May 09, 2024 Filed May 10, 2024 00:50 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 35,733 | $28.65 | $1,023,625.38 |
DisclosureSEC source: 0001628280-24-022433 · wk-form4_1715302216.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,752 F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PSUs. F3 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $28.48 to $28.88. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F4 · balance_after: Includes the following: (1) 63,369 unvested restricted share units ("RSUs"), which will vest in two equal annual installments beginning on June 1, 2024; (2) 26,046 unvested RSUs, which will vest on June 9, 2024; and (3) 60,121 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024. F5 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. F6 · balance_after: In connection with the disposition of all remaining shares of Class B Common Stock of Nextracker Inc. ("Nextracker") owned indirectly by the Issuer, effective January 2, 2024 (the "Spin-Off"), and in accordance with the terms of the Second Amended and Restated Employee Matters Agreement by and among the Issuer and the other parties thereto, the number of the Issuer's Ordinary Shares ("Shares") underlying the Reporting Person's RSUs were adjusted to preserve their economic value post-Spin-Off. As a result, the balance reported in this Column 5 includes an additional 33,997 RSUs. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9 under the Exchange Act. The award will continue to vest on its original schedule and otherwise has substantially the same terms and conditions as the original award. Read SEC document |
| May 08, 2024 Filed May 10, 2024 00:50 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 78,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-022433 · wk-form4_1715302216.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,485 F1 · shares: On June 9, 2021, the Reporting Person was awarded performance-based restricted share units ("PSUs") within a preset range, with the actual number contingent upon the achievement of a certain performance criterion with respect to the three-year performance period ending on March 31, 2024. The Issuer certified the achievement of the performance criterion, and the PSUs vested on, May 8, 2024, and were subject to applicable taxes upon delivery. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:15 UTC | Nextpower Inc. NXT · Entity 666 | GrantCommon Stock | 55,009 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-000322 · dp204876_4-lundstrom.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,009 F1 · shares: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement"). F2 · shares: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio"). F3 · shares: This amount reflects the number of shares of Nextracker Class A Common Stock issued by Nextracker to the Reporting Person in connection with the Merger in respect of the number of Yuma Shares held by the Reporting Person after giving effect to the Distribution. F1 · price: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement"). F2 · price: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio"). Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 01:00 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 53,517 | $25.72 | $1,376,403.72 |
DisclosureSEC source: 0001209191-23-049843 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,350 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $25.59 to $25.82. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024; (2) 20,125 unvested RSUs, which will vest on June 9, 2024; and (3) 46,452 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 01:20 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 46,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038199 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,867 F1 · shares: Consists of 46,452 unvested restricted share units ("RSUs"), which will vest in three equal annual installments beginning on June 14, 2024. F2 · balance_after: Includes the following: (1) 105,486 unvested RSUs, which will vest on September 15, 2023; (2) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024; (3) 20,125 unvested RSUs, which will vest on June 9, 2024; and (4) 46,452 unvested RSUs, which will vest in three equal annual installments beginning on June 14, 2024. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 00:52 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 10,387 | $26.59 | $276,195.52 |
DisclosureSEC source: 0001209191-23-036898 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,415 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $26.43 to $26.695. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 105,486 unvested RSUs, which will vest on September 15, 2023; (2) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024; and (3) 20,125 unvested RSUs, which will vest on June 9, 2024. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 09, 2023 Filed Jun 10, 2023 00:39 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 45,740 | $26.33 | $1,204,558.33 |
DisclosureSEC source: 0001209191-23-036120 · doc4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,802 F3 · kind: This sale as reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. F4 · price: Price reflects weighted average sales price; actual sales prices ranged from $26.195 to $26.595. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F5 · balance_after: Includes the following: (1) 40,249 unvested RSUs, which will vest in two equal annual installments beginning on June 9, 2023; (2) 105,486 unvested RSUs, which will vest on September 15, 2023; and (3) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024. F6 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 08, 2023 Filed Jun 10, 2023 00:39 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 45,552 | $26.44 | $1,204,558.87 |
DisclosureSEC source: 0001209191-23-036120 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,542 F1 · kind: This sale as reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $26.245 to $26.54. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 01:08 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 45,445 | $26.51 | $1,204,592.44 |
DisclosureSEC source: 0001209191-23-035606 · doc4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,094 F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. F3 · price: Price reflects weighted average sales price; actual sales prices ranged from $26.24 to $26.725. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F4 · balance_after: Includes the following: (1) 40,249 unvested RSUs, which will vest in two equal annual installments beginning on June 9, 2023; (2) 105,486 unvested RSUs, which will vest on September 15, 2023; and (3) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024. F5 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 01:08 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 271,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035606 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,539 F1 · shares: On September 15, 2020, the Reporting Person was awarded performance-based restricted share units ("RSUs") within a preset range, with the actual number contingent upon the achievement of a certain performance criterion. If the performance criterion is achieved, the RSUs granted vest on the next business day following the third anniversary of the date of grant, subject to applicable taxes upon delivery. Read SEC document |
| June 02, 2023 Filed Jun 7, 2023 01:19 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 12,503 | $26.07 | $325,896.95 |
DisclosureSEC source: 0001209191-23-034912 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,295 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $25.745 to $26.215. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 40,249 unvested RSUs, which will vest in two equal annual installments beginning on June 9, 2023; (2) 105,486 unvested RSUs, which will vest on September 15, 2023; and (3) 48,962 unvested RSUs, which will vest in two equal annual installments beginning on June 1, 2024. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| September 16, 2022 Filed Sep 17, 2022 00:42 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 56,868 | $17.64 | $1,003,094.65 |
DisclosureSEC source: 0001209191-22-050423 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,798 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $17.50 to $17.87. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 73,442 unvested RSUs, which will vest in three equal annual installments beginning on June 1, 2023; and (2) 40,249 unvested RSUs, which will vest in two equal annual installments beginning on June 9, 2023; and (3) 105,486 unvested RSUs, which will vest on September 15, 2023. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 10, 2022 Filed Jun 15, 2022 00:45 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 10,932 | $16.33 | $178,568.75 |
DisclosureSEC source: 0001209191-22-036841 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,666 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $16.20 to $16.47. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 210,971 unvested RSUs, which will vest in two equal annual installments beginning on September 15, 2022; (2) 73,442 unvested RSUs, which will vest in three equal annual installments beginning on June 1, 2023; and (3) 40,249 unvested RSUs, which will vest in two equal annual installments beginning on June 9, 2023. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 01, 2022 Filed Jun 4, 2022 00:46 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 73,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034406 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,598 F1 · shares: Consists of 73,442 unvested restricted share units ("RSUs"), which will vest in three equal annual installments beginning on June 1, 2023. F2 · balance_after: Includes the following: (1) 60,373 unvested RSUs, which will vest in three equal annual installments beginning on June 9, 2022; (2) 210,971 unvested RSUs, which will vest in two equal annual installments beginning on September 15, 2022; and (3) 73,442 unvested RSUs, which will vest in three equal annual installments beginning on June 1, 2023. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 01:10 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 55,672 | $18.99 | $1,056,955.19 |
DisclosureSEC source: 0001209191-21-056517 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,156 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $18.905 to $19.055. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 60,373 unvested RSUs, which will vest in three annual installments beginning on June 9, 2022; and (2) 210,971 unvested RSUs, which will vest in two annual installments beginning on September 15, 2022. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 01:47 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 60,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039735 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,828 F1 · shares: Consists of 60,373 unvested Restricted Stock Units ("RSUs"), which will vest in three equal annual installments beginning on June 9, 2022. F2 · balance_after: Includes the following: (1) 60,373 unvested RSUs, which will vest in three equal annual installments beginning on June 9, 2022; and (2) 316,455 unvested RSUs, which will vest in three equal installments beginning on September 15, 2021. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:14 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 316,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051056 · doc4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,455 F1 · shares: Consists of 316,455 unvested Restricted Stock Units ("RSUs"), which will vest in three equal annual installments beginning on September 15, 2021. F2 · balance_after: Includes the following: (1) 316,455 unvested RSUs, which will vest in three equal installments beginning on September 15, 2021. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:14 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantRestricted Stock Unit · Derivative | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009501 · form4.xml · derivative · entry 3 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,885 Underlying: Common Stock · 4,885 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:14 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 18,530 | $50.99 | $944,844.70 |
DisclosureSEC source: 0001127602-20-009501 · form4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,160 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on May 1, 2017. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:14 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Disposition to issuerCommon Stock | 4,936 | $50.99 | $251,686.64 |
DisclosureSEC source: 0001127602-20-009501 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,690 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 16:58 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 1,130 | $49.28 | $55,686.40 |
DisclosureSEC source: 0001127602-20-008621 · form4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,626 F2 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 28, 2019. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 16:58 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 414 | $50.42 | $20,873.88 |
DisclosureSEC source: 0001127602-20-008621 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,756 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 27, 2018. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 16:48 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 7,020 | $43.35 | $304,317.00 |
DisclosureSEC source: 0001127602-19-032547 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,170 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on November 7, 2016. Read SEC document |
| July 02, 2019 Filed Jul 5, 2019 16:28 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 1,622 | $46.17 | $74,887.74 |
DisclosureSEC source: 0001127602-19-024057 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,190 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 27, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:10 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantStock Appreciation Right · Derivative | 18,728 | $37.25 Strike: $37.25 | $697,618.00 |
DisclosureSEC source: 0001127602-19-009681 · form4.xml · derivative · entry 3 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,728 Underlying: Common Stock · 18,728 shares Expires 2026-02-28 F2 · shares: Grant to Reporting Person of stock appreciation right under the 2018 Equity and Performance Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:10 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 6,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009681 · form4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,812 F1 · shares: Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:10 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 25,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009681 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,382 F1 · shares: Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 17:03 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 371 | $37.12 | $13,771.52 |
DisclosureSEC source: 0001127602-19-008953 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,662 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 27, 2018. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:43 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 1,734 | $40.58 | $70,365.72 |
DisclosureSEC source: 0001127602-19-004654 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,033 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 27, 2018. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 16:39 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 7,020 | $38.67 | $271,463.40 |
DisclosureSEC source: 0001127602-18-032525 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,767 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on November 7, 2016. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:53 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 1,622 | $35.85 | $58,148.70 |
DisclosureSEC source: 0000921895-18-002435 · form407319048lun_08212018.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,787 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on February 27, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantStock Appreciation Right · Derivative | 19,584 | $0.00 Strike: $27.25 | $0.00 |
DisclosureSEC source: 0001127602-18-009423 · form4.xml · derivative · entry 4 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,584 Underlying: Common Stock · 19,584 shares Expires 2025-02-27 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 9,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009423 · form4.xml · nonDerivative · entry 3 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,409 F3 · shares: Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Such restricted stock will vest as follows: 1/3 to vest upon the attainment of a share price of $34 no later than December 31, 2020, an additional 1/3 to vest upon the attainment of a share price of $38 no later than December 31, 2021, and an additional 1/3 to vest upon the attainment of a share price of $42 no later than December 31, 2022, with the share price in all cases being determined on the basis of the 20-day volume weighted average price of the Company's common stock. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009423 · form4.xml · nonDerivative · entry 2 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,170 F2 · shares: Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Such shares of restricted stock will vest in 1/3 increments on February 27, 2019, February 27, 2020 and February 27, 2021. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 38,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009423 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,060 F1 · shares: Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2020. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 11:38 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock | 7,101 | $29.97 | $212,816.97 |
DisclosureSEC source: 0001127602-17-031562 · form4.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,028 F1 · shares: Shares relinquished to pay withholding taxes payable in connection with the vesting of shares of restricted stock granted to the Reporting Person on November 7, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:55 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantStock Appreciation Right · Derivative | 21,776 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0000921895-17-001282 · form407319001d_05032017.xml · derivative · entry 2 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,776 Underlying: Common Stock · 21,776 shares Expires 2024-05-01 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:55 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 40,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001282 · form407319001d_05032017.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,129 F1 · shares: Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2019. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 12:39 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-16-006054 · form407319001_11092016.xml · nonDerivative · entry 1 Lundstrom Paul · CIK 0001688179 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. 1/3 of such shares will vest on each of November 7, 2017, November 7, 2018 and November 7, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.