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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 4,351 $41.82 $181,951.86
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · nonDerivative · entry 5

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,523

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $41.63 to $42.04. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
SaleCommon Stock 4,643 $41.84 $194,251.05
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 5

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,621

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $41.62 to $42.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionPerformance Stock Units · Derivative 3,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · derivative · entry 6

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionPerformance Stock Units · Derivative 2,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · derivative · entry 5

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,898 $40.97 $77,761.06
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 4

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,325

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 3,639 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,423 $40.97 $58,300.31
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,584

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:54 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 2,729 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Exercise / conversionPerformance Stock Units · Derivative 9,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · derivative · entry 7

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Exercise / conversionPerformance Stock Units · Derivative 10,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · derivative · entry 6

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 4,747 $40.97 $194,484.59
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,874

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 9,098 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 5,697 $40.97 $233,406.09
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,523

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:52 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 10,918 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000102 · wf-form4_147510315136698.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Exercise / conversionPerformance Stock Units · Derivative 5,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · derivative · entry 7

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,158

Underlying: Common Stock · 5,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Exercise / conversionPerformance Stock Units · Derivative 4,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · derivative · entry 6

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 2,691 $40.97 $110,250.27
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,264

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 5,158 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 2,373 $40.97 $97,221.81
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,797

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 28, 2016 22:49 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 4,549 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:01 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · derivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:01 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 204 $39.15 $7,986.60
Disclosure

SEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,033

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:01 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 00:02 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 21,253 $35.45 $753,418.85
Disclosure

SEC source: 0001633978-16-000096 · wf-form4_147320651845463.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:02 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 2,357 $35.45 $83,555.65
Disclosure

SEC source: 0001633978-16-000096 · wf-form4_147320651845463.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 21,253

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.